FORM 8-A
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
TCW ETF TRUST
(Exact name of registrant as specified in its charter)
State of Delaware | See below | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |
515 South Flower Street Los Angeles, CA | 90071 | |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of Each Class to be so Registered | Name of the Exchange on which Each Class is to be so Registered | I.R.S. Employer Identification Number | ||
Shares of beneficial interest, no par value per share, of each of:
TCW Artificial Intelligence ETF | NYSE Arca, Inc. | 82-1973604 | ||
TCW Compounders ETF | NYSE Arca, Inc. | 47-5634323 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-249926
Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of each of TCW Artificial Intelligence ETF and TCW Compounders ETF, each a series of TCW ETF Trust (the “Registrant”), is incorporated by reference to Post-Effective Amendment No. 16 to the Registrant’s registration statement on Form N-1A (the “Registration Statement”), filed with the Securities and Exchange Commission on December 26, 2023 (Files Nos. 333-249926; 811-23617). Any form of supplement to the Registration Statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
5. | Second Amended and Restated By-Laws of the Registrant dated October 13, 2023 is incorporated by reference to the Registrant’s Registration Statement filed December 29, 2023. |
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized, as of April 22, 2024.
TCW ETF Trust | ||
By: | /s/ Megan McClellan | |
Name: | Megan McClellan | |
Title: | President, Principal Executive Officer and Trustee |
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