The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 1,285 | 9,300 | SH | SOLE | 9,300 | 0 | 0 | ||
ARES CAPITAL CORP | COM | 04010L103 | 279 | 16,551 | SH | SOLE | 16,551 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 318 | 1,407 | SH | SOLE | 1,407 | 0 | 0 | ||
BLACKSTONE INC | COM | 09260D107 | 222 | 2,650 | SH | SOLE | 2,150 | 500 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 253 | 3,603 | SH | SOLE | 3,603 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 652 | 7,470 | SH | SOLE | 7,470 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 1,569 | 93,929 | SH | SOLE | 91,224 | 2,705 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 1,309 | 10,367 | SH | SOLE | 9,967 | 400 | 0 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 2,264 | 81,615 | SH | SOLE | 79,715 | 1,900 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 400 | 3,365 | SH | SOLE | 3,365 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 3,093 | 90,990 | SH | SOLE | 88,635 | 2,355 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 3,939 | 95,925 | SH | SOLE | 93,485 | 2,440 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DWA HEALTHCARE | 46137V852 | 414 | 3,415 | SH | SOLE | 3,360 | 55 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 5,032 | 18,828 | SH | SOLE | 18,113 | 715 | 0 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 1,465 | 52,935 | SH | SOLE | 52,020 | 915 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,337 | 31,119 | SH | SOLE | 30,184 | 935 | 0 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 2,682 | 38,925 | SH | SOLE | 38,260 | 665 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 224 | 4,261 | SH | SOLE | 4,181 | 80 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,225 | 5,589 | SH | SOLE | 5,489 | 100 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 3,326 | 38,150 | SH | SOLE | 37,510 | 640 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,967 | 30,795 | SH | SOLE | 28,790 | 2,005 | 0 | ||
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 2,075 | 36,965 | SH | SOLE | 35,930 | 1,035 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 607 | 2,425 | SH | SOLE | 2,375 | 50 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,575 | 81,673 | SH | SOLE | 79,538 | 2,135 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,341 | 95,789 | SH | SOLE | 93,054 | 2,735 | 0 | ||
ISHARES TR | MSCI INTL QUALTY | 46434V456 | 2,551 | 91,825 | SH | SOLE | 89,575 | 2,250 | 0 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 1,634 | 24,395 | SH | SOLE | 23,610 | 785 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 6,955 | 53,020 | SH | SOLE | 51,605 | 1,415 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 3,717 | 36,240 | SH | SOLE | 36,140 | 100 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,618 | 12,442 | SH | SOLE | 12,347 | 95 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 2,348 | 17,267 | SH | SOLE | 17,117 | 150 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 2,121 | 34,133 | SH | SOLE | 33,493 | 640 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 13,258 | 80,391 | SH | SOLE | 78,451 | 1,940 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 6,778 | 66,020 | SH | SOLE | 65,845 | 175 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 308 | 1,888 | SH | SOLE | 1,888 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 535 | 2,297 | SH | SOLE | 2,297 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 296 | 6,767 | SH | SOLE | 6,767 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 4,324 | 27,955 | SH | SOLE | 27,110 | 845 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 1,969 | 76,334 | SH | SOLE | 74,729 | 1,605 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 13,421 | 37,574 | SH | SOLE | 36,543 | 1,031 | 0 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 2,142 | 5,333 | SH | SOLE | 5,243 | 90 | 0 | ||
SPDR SER TR | BBG CONV SEC ETF | 78464A359 | 5,149 | 81,347 | SH | SOLE | 79,277 | 2,070 | 0 | ||
SPDR SER TR | BLOOMBERG INTL T | 78464A516 | 3,007 | 144,365 | SH | SOLE | 140,710 | 3,655 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 5,634 | 75,299 | SH | SOLE | 70,619 | 4,680 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 3,511 | 43,797 | SH | SOLE | 42,472 | 1,325 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,197 | 6,672 | SH | SOLE | 6,672 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 16,463 | 342,188 | SH | SOLE | 328,773 | 13,415 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,422 | 15,299 | SH | SOLE | 14,509 | 790 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 230 | 748 | SH | SOLE | 748 | 0 | 0 |