The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 227,900 | 1,430 | SH | SOLE | 1,430 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,623,509 | 9,845 | SH | SOLE | 9,265 | 0 | 580 | ||
ARES CAPITAL CORP | COM | 04010L103 | 317,340 | 17,365 | SH | SOLE | 17,365 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 368,286 | 1,654 | SH | SOLE | 1,406 | 0 | 248 | ||
BLACKSTONE INC | COM | 09260D107 | 232,776 | 2,650 | SH | SOLE | 2,150 | 500 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 267,008 | 3,553 | SH | SOLE | 3,553 | 0 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 539,657 | 27,803 | SH | SOLE | 1,190 | 0 | 26,613 | ||
EXXON MOBIL CORP | COM | 30231G102 | 832,759 | 7,594 | SH | SOLE | 7,594 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 186,600 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 1,625,750 | 101,864 | SH | SOLE | 97,534 | 2,720 | 1,610 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 2,479,345 | 84,880 | SH | SOLE | 82,330 | 1,900 | 650 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 447,845 | 3,416 | SH | SOLE | 3,416 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 4,072,265 | 123,890 | SH | SOLE | 119,765 | 2,450 | 1,675 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | 4,802,516 | 96,320 | SH | SOLE | 92,480 | 2,390 | 1,450 | ||
INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | 1,236,680 | 14,498 | SH | SOLE | 13,819 | 64 | 615 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,247,114 | 25,698 | SH | SOLE | 24,423 | 900 | 375 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | 1,726,112 | 54,832 | SH | SOLE | 52,882 | 1,065 | 885 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,773,956 | 36,359 | SH | SOLE | 34,634 | 895 | 830 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 3,351,050 | 46,145 | SH | SOLE | 44,225 | 675 | 1,245 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 257,440 | 3,851 | SH | SOLE | 3,771 | 80 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,344,360 | 5,374 | SH | SOLE | 5,244 | 100 | 30 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 3,910,645 | 40,441 | SH | SOLE | 39,416 | 640 | 385 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 206,753 | 2,075 | SH | SOLE | 2,065 | 10 | 0 | ||
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | 2,733,512 | 38,050 | SH | SOLE | 36,635 | 1,035 | 380 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 5,814,304 | 81,296 | SH | SOLE | 78,151 | 1,935 | 1,210 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,988,762 | 101,084 | SH | SOLE | 96,824 | 2,735 | 1,525 | ||
ISHARES TR | MSCI INTL QUALTY | 46434V456 | 3,660,257 | 103,690 | SH | SOLE | 99,095 | 2,260 | 2,335 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 216,813 | 2,780 | SH | SOLE | 2,400 | 250 | 130 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 7,693,918 | 55,336 | SH | SOLE | 53,286 | 1,425 | 625 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,756,593 | 16,304 | SH | SOLE | 16,204 | 100 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,757,020 | 11,284 | SH | SOLE | 11,214 | 60 | 10 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 2,406,473 | 15,805 | SH | SOLE | 15,665 | 115 | 25 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 3,173,180 | 45,383 | SH | SOLE | 43,523 | 665 | 1,195 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 14,565,302 | 81,644 | SH | SOLE | 78,414 | 1,905 | 1,325 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 6,333,664 | 60,505 | SH | SOLE | 60,330 | 175 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 285,390 | 1,841 | SH | SOLE | 1,841 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 225,437 | 1,730 | SH | SOLE | 1,730 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 215,121 | 2,022 | SH | SOLE | 2,012 | 0 | 10 | ||
MICROSOFT CORP | COM | 594918104 | 676,206 | 2,345 | SH | SOLE | 2,345 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 267,584 | 6,558 | SH | SOLE | 6,538 | 0 | 20 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 200,881 | 1,351 | SH | SOLE | 1,251 | 0 | 100 | ||
PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 221,480 | 3,547 | SH | SOLE | 3,547 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 4,763,720 | 26,000 | SH | SOLE | 24,955 | 845 | 200 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 2,337,695 | 72,780 | SH | SOLE | 70,755 | 1,725 | 300 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,342,053 | 39,918 | SH | SOLE | 38,515 | 1,033 | 370 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 2,319,093 | 5,059 | SH | SOLE | 4,979 | 70 | 10 | ||
SPDR SER TR | BLOOMBERG INTL T | 78464A516 | 3,021,322 | 130,680 | SH | SOLE | 126,535 | 3,655 | 490 | ||
SPDR SER TR | BBG CONV SEC ETF | 78464A359 | 5,502,222 | 82,037 | SH | SOLE | 79,002 | 2,020 | 1,015 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 864,337 | 11,300 | SH | SOLE | 10,075 | 425 | 800 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 4,463,090 | 53,746 | SH | SOLE | 51,081 | 1,580 | 1,085 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,293,790 | 6,339 | SH | SOLE | 6,339 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 15,348,451 | 320,963 | SH | SOLE | 306,698 | 12,750 | 1,515 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 201,754 | 1,310 | SH | SOLE | 1,310 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,966,544 | 16,634 | SH | SOLE | 15,479 | 820 | 335 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 263,277 | 683 | SH | SOLE | 683 | 0 | 0 |