As filed with the Securities and Exchange Commission on January 27, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
ASYMmetric ETFs Trust(Exact name of registrant as specified in its charter)
Delaware(State of incorporation or organization)
See List Below(I.R.S. Employer Identification Number)
c/o ASYMmetric ETFs, LLC
158 East 126th Street, Suite 304
New York, NY 10035
(Address of registrant’s principal executive offices)
| | | | | |
Title of Each Class of Securities to be Registered | Name of Each Exchange on which Each Class is to be Registered |
| |
ASYMmetric Smart Alpha S&P 500® ETF | NYSE Arca, Inc. |
ASYMmetric Smart Income ETF | NYSE Arca, Inc. |
| | | | | |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | [X] |
| |
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | [ ] |
| |
Securities Act Registration file number to which this form relates: 333-250955 | |
| |
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable. | |
Item 1. Description of Registrant’s Securities to be Registered.
Reference is made to Post-Effective Amendment No. 6 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-250955 and 811-23622), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-23-000510) on January 25, 2023, which is incorporated herein by reference.
The Trust currently consists of 3 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
| | | | | |
Title of Each Class of Securities to be Registered | IRS Employer ID Number |
| |
ASYMmetric Smart Alpha S&P 500® ETF | 92-0976701 |
ASYMmetric Smart Income ETF | 92-0980303 |
Item 2. Exhibits
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| | | | | | | | |
| ASYMmetric ETFs Trust |
| |
| January 27, 2023 |
| | |
| By: | /s/ Darren R. Schuringa |
| | Darren R. Schuringa |
| | Chairman, Trustee, President and Principal Executive Officer |