UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-40016
Vintage Wine Estates, Inc.
(Exact name of registrant as specified in its charter)
205 Concourse Boulevard
Santa Rosa, California
95403
(877) 289-9463
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, no par value per share (the “Common Stock”)
Warrants to Purchase Common Stock (the “Warrants”)
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports
Rule 12g-4(a)(1) | ☒ | |
Rule 12g-4(a)(2) | ☐ | |
Rule 12h-3(b)(1)(i) | ☐ | |
Rule 12h-3(b)(1)(ii) | ☐ | |
Rule 15d-6 | ☐ | |
Rule 15d-22(b) | ☐ |
Approximate number of holders of record as of the certification or notice date: less than 125 with respect to the Common Stock and less than 100 with respect to the Warrants, respectively.
Pursuant to the requirements of the Securities Exchange Act of 1934, Vintage Wine Estates, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| VINTAGE WINE ESTATES, INC. | ||||||||||||
| Date: August 19, 2024 | By: | /s/ Kristina Johnston | ||||||||||
| Name: | Kristina Johnston | |||||||||||
| Title: | Chief Financial Officer | |||||||||||