Item 1. | |
(a) | Name of issuer:
Vintage Wine Estates, Inc. |
(b) | Address of issuer's principal executive
offices:
205 CONCOURSE BOULEVARD, SANTA ROSA, CALIFORNIA, 95403. |
Item 2. | |
(a) | Name of person filing:
Bahl Raghav Nath |
(b) | Address or principal business office or, if
none, residence:
403 Prabhat Kiran, 17, Rajendra Place, Delhi, India 110008 |
(c) | Citizenship:
India |
(d) | Title of class of securities:
Common Stock, no par value |
(e) | CUSIP No.:
92747V106 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
2,950,000 |
(b) | Percent of class:
4.70 % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
2,950,000
|
| (ii) Shared power to vote or to direct the
vote:
|
| (iii) Sole power to dispose or to direct the
disposition of:
2,950,000
|
| (iv) Shared power to dispose or to direct the
disposition of:
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| ![Checkbox checked](/img/sec/box-checked.jpg)
Ownership of 5 percent or less of a class |
Item 8. | Identification and Classification of Members
of the Group. |
|
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so
indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of
each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or
§240.13d-1(d), attach an exhibit stating the identity of each member of the group.
Raghav Bahl - individual - identified as Raghav Nath Bahl for the purpose of this statement, Ritu Kapur - individual -and Vidur Bahl - individual. The information present in item 4 depicts the total aggregate holdings of the Group as a whole. |