| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 12/02/2020 | 3. Issuer Name and Ticker or Trading Symbol WEX Inc. [ WEX ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 1,597 | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units | (1) | (1) | Common Stock | 304 | 0.0 | D | |
| Restricted Stock Units | (2) | (2) | Common Stock | 53 | 0.0 | D | |
| Restricted Stock Units | (3) | (3) | Common Stock | 109 | 0.0 | D | |
| Restricted Stock Units | (4) | (4) | Common Stock | 741 | 0.0 | D | |
| Restricted Stock Units | (5) | (5) | Common Stock | 1,954 | 0.0 | D | |
| Restricted Stock Units | (6) | (6) | Common Stock | 206 | 0.0 | D | |
| Restricted Stock Units | (7) | (7) | Common Stock | 593 | 0.0 | D | |
| Restricted Stock Units | (8) | (8) | Common Stock | 313 | 0.0 | D | |
| Stock Option (right to buy) | 03/15/2016(9) | 03/15/2025 | Common Stock | 87 | 103.75 | D | |
| Stock Option (right to buy) | 03/15/2017(10) | 03/15/2026 | Common Stock | 382 | 77.2 | D | |
| Stock Option (right to buy) | 03/20/2018(11) | 03/20/2027 | Common Stock | 421 | 104.95 | D | |
| Stock Option (right to buy) | 03/15/2019(12) | 03/15/2018 | Common Stock | 487 | 158.23 | D | |
| Stock Option (right to buy) | 03/20/2020(13) | 03/20/2029 | Common Stock | 515 | 184.81 | D | |
| Stock Option (right to buy) | 03/16/2021(14) | 03/16/2030 | Common Stock | 1,139 | 109.66 | D | |
| Explanation of Responses: |
| 1. RSUs vest with respect to the entirety of these units on December 15, 2020. |
| 2. RSUs vest with respect to the entirety of these units on March 15, 2021. |
| 3. RSUs vest with respect to half of these units on March 20, 2021 and March 20, 2022. |
| 4. RSUs vest with respect to the entirety of these units on June 17, 2022. |
| 5. RSUs vest with respect to the entirety of these units on December 16, 2022. |
| 6. RSUs vest with respect to half of these units on March 16, 2021 and March 16, 2022. |
| 7. RSUs vest with respect one third of these units on March 16, 2021, March 16, 2022, and March 16, 2023. |
| 8. RSUs vest with respect to half of these units on June 24, 2022 and June 24, 2023. |
| 9. This option became exercisable with respect to 29 units on March 15, 2016, 29 units on March 15, 2017, and 29 units on March 15, 2018. |
| 10. This option became exercisable with respect to 127 shares on March 15, 2017, 127 shares on March 15, 2018, and 128 shares on March 15, 2019. |
| 11. This option became exercisable with respect to 140 shares on March 20, 2018, 140 shares on March 20, 2019, and 141 shares on March 20, 2020. |
| 12. This option became exercisable with respect to 162 units on March 15, 2019 and 162 units on March 15, 2020, and becomes exercisable with respect to 163 shares on March 15, 2021. |
| 13. This option became exercisable with respect to 171 shares on March 20, 2020, and becomes exercisable with respect to 171 shares on March 20, 2021 and 173 shares on March 20, 2022. |
| 14. This option becomes exercisable with respect to 379 shares on March 16, 2021, 379 shares on March 16, 2022, and 381 shares on March 16, 2023. |
| Remarks: |
| EXHIBIT LIST: EX-24 Power of Attorney Ann Drew |
| /s/ Gregory Wiessner, as attorney-in-fact for Ann Elena Drew | 12/14/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
