The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 565 | 83,249 | SH | OTR | 1 | 0 | 83,249 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 3,069 | 625,080 | SH | OTR | 1 | 0 | 625,080 | 0 | |
ADTRAN INC | COM | 00738A106 | 3,541 | 188,738 | SH | OTR | 1 | 0 | 188,738 | 0 | |
ALIMERA SCIENCES INC | COM NEW | 016259202 | 538 | 127,333 | SH | OTR | 1 | 0 | 127,333 | 0 | |
ALLENA PHARMACEUTICALS | COM | 018119107 | 884 | 980,200 | SH | OTR | 1 | 0 | 980,200 | 0 | |
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 1,322 | 90,681 | SH | OTR | 1 | 0 | 90,681 | 0 | |
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 716 | 62,646 | SH | OTR | 1 | 0 | 62,646 | 0 | |
ANNOVIS BIO INC | COM | 03615A108 | 631 | 19,878 | SH | OTR | 1 | 0 | 19,878 | 0 | |
ARIDIS PHARMACEUTICALS INC | COM | 040334104 | 139 | 37,726 | SH | OTR | 1 | 0 | 37,726 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 1,395 | 70,500 | SH | Call | OTR | 1 | 0 | 70,500 | 0 |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 2,808 | 454,364 | SH | OTR | 1 | 0 | 454,364 | 0 | |
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 4,567 | 138,974 | SH | OTR | 1 | 0 | 138,974 | 0 | |
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 881 | 311,684 | SH | OTR | 1 | 0 | 311,684 | 0 | |
BRAINSWAY LTD | SPONSORED ADS | 10501L106 | 811 | 100,600 | SH | OTR | 1 | 0 | 100,600 | 0 | |
BRIDGELINE DIGITAL INC | COM | 10807Q700 | 839 | 204,025 | SH | OTR | 1 | 0 | 204,025 | 0 | |
CYBEROPTICS CORP | COM | 232517102 | 4,147 | 116,566 | SH | OTR | 1 | 0 | 116,566 | 0 | |
CYCLO THERAPEUTICS INC | COM NEW | 23254X201 | 599 | 88,690 | SH | Call | OTR | 1 | 0 | 88,690 | 0 |
DATA I O CORP | COM | 237690102 | 648 | 99,266 | SH | OTR | 1 | 0 | 99,266 | 0 | |
DERMATA THERAPEUTICS INC | COM | 249845108 | 180 | 40,075 | SH | Call | OTR | 1 | 0 | 40,075 | 0 |
DERMATA THERAPEUTICS INC | COM | 249845108 | 180 | 40,075 | SH | OTR | 1 | 0 | 40,075 | 0 | |
DZS INC | COM | 268211109 | 2,715 | 221,492 | SH | OTR | 1 | 0 | 221,492 | 0 | |
EDAP TMS S A | SPONSORED ADR | 268311107 | 1,808 | 283,368 | SH | OTR | 1 | 0 | 283,368 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 5,937 | 793,709 | SH | OTR | 1 | 0 | 793,709 | 0 | |
EVOKE PHARMA INC | COM | 30049G104 | 517 | 397,742 | SH | OTR | 1 | 0 | 397,742 | 0 | |
FRANKLIN WIRELESS CORP | COM | 355184102 | 1,435 | 197,652 | SH | OTR | 1 | 0 | 197,652 | 0 | |
GALERA THERAPEUTICS INC | COM | 36338D108 | 3,825 | 472,180 | SH | OTR | 1 | 0 | 472,180 | 0 | |
HTG MOLECULAR DIAGNOSTICS IN | COM NEW | 40434H203 | 817 | 143,135 | SH | OTR | 1 | 0 | 143,135 | 0 | |
IDEAL PWR INC | COM NEW | 451622203 | 511 | 33,572 | SH | OTR | 1 | 0 | 33,572 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 25,047 | 114,500 | SH | Put | OTR | 1 | 0 | 114,500 | 0 |
MEDICENNA THERAPEUTICS CORP | COM | 58490H107 | 607 | 215,030 | SH | OTR | 1 | 0 | 215,030 | 0 | |
MYOMO INC | COM NEW | 62857J201 | 943 | 79,290 | SH | OTR | 1 | 0 | 79,290 | 0 | |
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 486 | 194,560 | SH | Call | OTR | 1 | 0 | 194,560 | 0 |
NUWELLIS INC | COM | 67113Y108 | 383 | 174,344 | SH | OTR | 1 | 0 | 174,344 | 0 | |
O2MICRO INTERNATIONAL LIMITE | SPONS ADR | 67107W100 | 3,683 | 609,737 | SH | OTR | 1 | 0 | 609,737 | 0 | |
ONDAS HLDGS INC | COM NEW | 68236H204 | 435 | 47,407 | SH | OTR | 1 | 0 | 47,407 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,892 | 389,440 | SH | OTR | 1 | 0 | 389,440 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 5,674 | 246,231 | SH | OTR | 1 | 0 | 246,231 | 0 | |
PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 2,647 | 177,589 | SH | OTR | 1 | 0 | 177,589 | 0 | |
PETVIVO HLDGS INC | COM NEW | 716817408 | 62 | 22,900 | SH | Call | OTR | 1 | 0 | 22,900 | 0 |
PHOTRONICS INC | COM | 719405102 | 4,521 | 331,669 | SH | OTR | 1 | 0 | 331,669 | 0 | |
PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 | 779 | 90,968 | SH | OTR | 1 | 0 | 90,968 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 1,387 | 197,960 | SH | OTR | 1 | 0 | 197,960 | 0 | |
RF INDS LTD | COM PAR $0.01 | 749552105 | 951 | 116,684 | SH | OTR | 1 | 0 | 116,684 | 0 | |
SCPHARMACEUTICALS INC | COM | 810648105 | 2,000 | 300,760 | SH | OTR | 1 | 0 | 300,760 | 0 | |
SCYNEXIS INC | COM NEW | 811292200 | 1,819 | 343,126 | SH | OTR | 1 | 0 | 343,126 | 0 | |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 5,341 | 77,434 | SH | OTR | 1 | 0 | 77,434 | 0 | |
THERATECHNOLOGIES INC | COM | 88338H100 | 3,273 | 708,047 | SH | OTR | 1 | 0 | 708,047 | 0 | |
TRANSCODE THERAPEUTICS INC | COM | 89357L105 | 883 | 295,518 | SH | OTR | 1 | 0 | 295,518 | 0 | |
WIRELESS TELECOM GROUP INC | COM | 976524108 | 899 | 434,407 | SH | OTR | 1 | 0 | 434,407 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 2,044 | 386,475 | SH | OTR | 1 | 0 | 386,475 | 0 | |
YIELD10 BIOSCIENCE INC | COM | 98585K862 | 478 | 79,672 | SH | OTR | 1 | 0 | 79,672 | 0 | |
ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 1,899 | 279,657 | SH | SOLE | 279,657 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 9,627 | 1,960,663 | SH | SOLE | 1,960,663 | 0 | 0 | ||
ADTRAN INC | COM | 00738A106 | 11,705 | 623,918 | SH | SOLE | 623,918 | 0 | 0 | ||
ALIMERA SCIENCES INC | COM NEW | 016259202 | 1,577 | 373,692 | SH | SOLE | 373,692 | 0 | 0 | ||
ALLENA PHARMACEUTICALS | COM | 018119107 | 2,724 | 3,019,800 | SH | SOLE | 3,019,800 | 0 | 0 | ||
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 4,444 | 304,806 | SH | SOLE | 304,806 | 0 | 0 | ||
AMTECH SYS INC | COM PAR $0.01N | 032332504 | 2,405 | 210,454 | SH | SOLE | 210,454 | 0 | 0 | ||
ANNOVIS BIO INC | COM | 03615A108 | 1,479 | 46,591 | SH | SOLE | 46,591 | 0 | 0 | ||
ARIDIS PHARMACEUTICALS INC | COM | 040334104 | 415 | 112,865 | SH | SOLE | 112,865 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 4,542 | 229,500 | SH | Call | SOLE | 229,500 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 9,467 | 1,531,812 | SH | SOLE | 1,531,812 | 0 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 13,660 | 415,708 | SH | SOLE | 415,708 | 0 | 0 | ||
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 2,905 | 1,028,316 | SH | SOLE | 1,028,316 | 0 | 0 | ||
BRAINSWAY LTD | SPONSORED ADS | 10501L106 | 2,738 | 339,701 | SH | SOLE | 339,701 | 0 | 0 | ||
BRIDGELINE DIGITAL INC | COM | 10807Q700 | 16,375 | 1,055,619 | SH | SOLE | 1,055,619 | 0 | 0 | ||
CYCLO THERAPEUTICS INC | COM NEW | 23254X201 | 1,764 | 261,310 | SH | Call | SOLE | 261,310 | 0 | 0 | |
DZS INC | COM | 268211109 | 9,165 | 747,523 | SH | SOLE | 747,523 | 0 | 0 | ||
DATA I O CORP | COM | 237690102 | 2,083 | 319,044 | SH | SOLE | 319,044 | 0 | 0 | ||
DERMATA THERAPEUTICS INC | COM | 249845108 | 606 | 134,925 | SH | Call | SOLE | 134,925 | 0 | 0 | |
DERMATA THERAPEUTICS INC | COM | 249845108 | 606 | 134,925 | SH | SOLE | 134,925 | 0 | 0 | ||
EDAP TMS S A | SPONSORED ADR | 268311107 | 5,901 | 924,882 | SH | SOLE | 924,882 | 0 | 0 | ||
EMCORE CORP | COM NEW | 290846203 | 19,272 | 2,576,444 | SH | SOLE | 2,576,444 | 0 | 0 | ||
EVOKE PHARMA INC | COM | 30049G104 | 1,694 | 1,303,443 | SH | SOLE | 1,303,443 | 0 | 0 | ||
FRANKLIN WIRELESS CORP | COM | 355184102 | 4,228 | 582,348 | SH | SOLE | 582,348 | 0 | 0 | ||
GALERA THERAPEUTICS INC | COM | 36338D108 | 12,671 | 1,564,315 | SH | SOLE | 1,564,315 | 0 | 0 | ||
HTG MOLECULAR DIAGNOSTICS IN | COM NEW | 40434H203 | 2,677 | 468,865 | SH | SOLE | 468,865 | 0 | 0 | ||
IDEAL PWR INC | COM NEW | 451622203 | 1,686 | 110,775 | SH | SOLE | 110,775 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 84,328 | 385,500 | SH | Put | SOLE | 385,500 | 0 | 0 | |
MEDICENNA THERAPEUTICS CORP | COM | 58490H107 | 1,937 | 699,970 | SH | SOLE | 699,970 | 0 | 0 | ||
MYOMO INC | COM NEW | 62857J201 | 3,196 | 268,835 | SH | SOLE | 268,835 | 0 | 0 | ||
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 1,583 | 633,361 | SH | Call | SOLE | 633,361 | 0 | 0 | |
NUWELLIS INC | COM | 67113Y108 | 1,288 | 585,656 | SH | SOLE | 585,656 | 0 | 0 | ||
O2MICRO INTERNATIONAL LIMITE | SPONS ADR | 67107W100 | 11,166 | 1,848,665 | SH | SOLE | 1,848,665 | 0 | 0 | ||
ONDAS HLDGS INC | COM NEW | 68236H204 | 1,463 | 159,663 | SH | SOLE | 159,663 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 5,929 | 1,219,958 | SH | SOLE | 1,219,958 | 0 | 0 | ||
PDF SOLUTIONS INC | COM | 693282105 | 17,482 | 758,769 | SH | SOLE | 758,769 | 0 | 0 | ||
PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 8,880 | 595,971 | SH | SOLE | 595,971 | 0 | 0 | ||
PETVIVO HLDGS INC | COM NEW | 716817408 | 208 | 77,100 | SH | Call | SOLE | 77,100 | 0 | 0 | |
PETVIVO HLDGS INC | COM NEW | 716817408 | 135 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 14,162 | 1,039,065 | SH | SOLE | 1,039,065 | 0 | 0 | ||
PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 | 2,538 | 296,129 | SH | SOLE | 296,129 | 0 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 4,672 | 666,467 | SH | SOLE | 666,467 | 0 | 0 | ||
RF INDS LTD | COM PAR $0.01 | 749552105 | 3,084 | 378,353 | SH | SOLE | 378,353 | 0 | 0 | ||
SCPHARMACEUTICALS INC | COM | 810648105 | 6,207 | 933,361 | SH | SOLE | 933,361 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 23,776 | 1,391,301 | SH | SOLE | 1,391,301 | 0 | 0 | ||
THERATECHNOLOGIES INC | COM | 88338H100 | 8,689 | 2,314,989 | SH | SOLE | 2,314,989 | 0 | 0 | ||
TRANSCODE THERAPEUTICS INC | COM | 89357L105 | 2,915 | 974,982 | SH | SOLE | 974,982 | 0 | 0 | ||
WIRELESS TELECOM GROUP INC | COM | 976524108 | 2,967 | 1,433,232 | SH | SOLE | 1,433,232 | 0 | 0 | ||
X4 PHARMACEUTICALS INC | COM | 98420X103 | 6,761 | 1,278,065 | SH | SOLE | 1,278,065 | 0 | 0 | ||
YIELD10 BIOSCIENCE INC | COM | 98585K862 | 1,571 | 262,328 | SH | SOLE | 262,328 | 0 | 0 |