COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADTRAN INC | COM | 00738A106 | 15,208 | 666,147 | SH | | SOLE | | 666,147 | 0 | 0 |
ALIMERA SCIENCES INC | COM NEW | 016259202 | 1,917 | 373,692 | SH | | SOLE | | 373,692 | 0 | 0 |
ALLENA PHARMACEUTICALS | COM | 018119107 | 1,789 | 3,019,800 | SH | | SOLE | | 3,019,800 | 0 | 0 |
ARDELYX INC | COM | 039697107 | 2,036 | 1,850,832 | SH | | SOLE | | 1,850,832 | 0 | 0 |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 9,246 | 1,971,432 | SH | | SOLE | | 1,971,432 | 0 | 0 |
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 9,319 | 290,508 | SH | | SOLE | | 290,508 | 0 | 0 |
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 2,478 | 1,028,316 | SH | | SOLE | | 1,028,316 | 0 | 0 |
BRAINSWAY LTD | SPONSORED ADS | 10501L106 | 1,241 | 161,226 | SH | | SOLE | | 161,226 | 0 | 0 |
BRIDGELINE DIGITAL INC | COM | 10807Q700 | 1,521 | 673,168 | SH | | SOLE | | 673,168 | 0 | 0 |
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 459 | 690,915 | SH | | SOLE | | 690,915 | 0 | 0 |
COGNITION THERAPEUTICS INC | COM | 19243B102 | 161 | 25,496 | SH | | SOLE | | 25,496 | 0 | 0 |
CONTEXT THERAPEUTICS INC | COM | 21077P108 | 1,563 | 587,754 | SH | | SOLE | | 587,754 | 0 | 0 |
CYBEROPTICS CORP | COM | 232517102 | 17,784 | 382,451 | SH | | SOLE | | 382,451 | 0 | 0 |
CYCLO THERAPEUTICS INC | *W EXP 11/14/202 | 23254X110 | 821 | 220,195 | SH | Call | SOLE | | 220,195 | 0 | 0 |
DZS INC | COM | 268211109 | 14,634 | 902,249 | SH | | SOLE | | 902,249 | 0 | 0 |
DERMATA THERAPEUTICS INC | *W EXP 08/13/202 | 249845116 | 235 | 134,925 | SH | Call | SOLE | | 134,925 | 0 | 0 |
EDAP TMS S A | SPONSORED ADR | 268311107 | 5,502 | 918,573 | SH | | SOLE | | 918,573 | 0 | 0 |
EMCORE CORP | COM NEW | 290846203 | 1,434 | 205,455 | SH | | SOLE | | 205,455 | 0 | 0 |
EVERSPIN TECHNOLOGIES INC | COM | 30041T104 | 13,541 | 1,198,304 | SH | | SOLE | | 1,198,304 | 0 | 0 |
FRANKLIN WIRELESS CORP | COM | 355184102 | 1,272 | 291,174 | SH | | SOLE | | 291,174 | 0 | 0 |
HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 | 1,000 | 192,650 | SH | | SOLE | | 192,650 | 0 | 0 |
HTG MOLECULAR DIAGNOSTICS IN | COM NEW | 40434H203 | 2,541 | 468,865 | SH | | SOLE | | 468,865 | 0 | 0 |
IDEAL PWR INC | COM NEW | 451622203 | 1,851 | 153,457 | SH | | SOLE | | 153,457 | 0 | 0 |
LANTRONIX INC | COM NEW | 516548203 | 4,151 | 530,181 | SH | | SOLE | | 530,181 | 0 | 0 |
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 2,577 | 1,056,173 | SH | | SOLE | | 1,056,173 | 0 | 0 |
MEDICENNA THERAPEUTICS CORP | COM | 58490H107 | 2,775 | 1,701,211 | SH | | SOLE | | 1,701,211 | 0 | 0 |
MIRUM PHARMACEUTICALS INC | COM | 604749101 | 4,153 | 260,402 | SH | | SOLE | | 260,402 | 0 | 0 |
MYOMO INC | COM NEW | 62857J201 | 3,171 | 463,243 | SH | | SOLE | | 463,243 | 0 | 0 |
NEUBASE THERAPEUTICS INC | COM | 64132K102 | 2,167 | 771,032 | SH | | SOLE | | 771,032 | 0 | 0 |
NEUROONE MED TECHNOLOGIES CO | COM NEW | 64130M209 | 710 | 366,036 | SH | | SOLE | | 366,036 | 0 | 0 |
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 703 | 633,361 | SH | Call | SOLE | | 633,361 | 0 | 0 |
O2MICRO INTERNATIONAL LIMITE | SPONS ADR | 67107W100 | 2,833 | 625,443 | SH | | SOLE | | 625,443 | 0 | 0 |
PARABELLUM ACQUISITION CORP | *W EXP 99/99/999 | 69901P117 | 4,390 | 450,214 | SH | Call | SOLE | | 450,214 | 0 | 0 |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 8,002 | 1,782,275 | SH | | SOLE | | 1,782,275 | 0 | 0 |
PDF SOLUTIONS INC | COM | 693282105 | 24,121 | 758,769 | SH | | SOLE | | 758,769 | 0 | 0 |
PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 1,922 | 237,231 | SH | | SOLE | | 237,231 | 0 | 0 |
PETVIVO HLDGS INC | *W EXP 08/13/202 | 716817119 | 291 | 77,100 | SH | Call | SOLE | | 77,100 | 0 | 0 |
PHOTRONICS INC | COM | 719405102 | 17,700 | 938,991 | SH | | SOLE | | 938,991 | 0 | 0 |
PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 | 1,140 | 232,749 | SH | | SOLE | | 232,749 | 0 | 0 |
REZOLUTE INC | COM NEW | 76200L309 | 977 | 204,463 | SH | | SOLE | | 204,463 | 0 | 0 |
RF INDS LTD | COM PAR $0.01 | 749552105 | 3,027 | 378,353 | SH | | SOLE | | 378,353 | 0 | 0 |
SCPHARMACEUTICALS INC | COM | 810648105 | 5,223 | 1,040,477 | SH | | SOLE | | 1,040,477 | 0 | 0 |
SCYNEXIS INC | COM NEW | 811292200 | 9,982 | 1,636,316 | SH | | SOLE | | 1,636,316 | 0 | 0 |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 26,706 | 281,028 | SH | | SOLE | | 281,028 | 0 | 0 |
THERATECHNOLOGIES INC | COM | 88338H100 | 6,674 | 2,207,204 | SH | | SOLE | | 2,207,204 | 0 | 0 |
TRANSCODE THERAPEUTICS INC | COM | 89357L105 | 2,477 | 975,060 | SH | | SOLE | | 975,060 | 0 | 0 |
WIRELESS TELECOM GROUP INC | COM | 976524108 | 3,153 | 1,433,232 | SH | | SOLE | | 1,433,232 | 0 | 0 |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 2,573 | 1,123,604 | SH | | SOLE | | 1,123,604 | 0 | 0 |
YIELD10 BIOSCIENCE INC | COM | 98585K862 | 1,291 | 262,328 | SH | | SOLE | | 262,328 | 0 | 0 |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 383 | 1,137,274 | SH | | OTR | 1 | 0 | 1,137,274 | 0 |
ADTRAN INC | COM | 00738A106 | 4,596 | 201,309 | SH | | OTR | 1 | 0 | 201,309 | 0 |
ALIMERA SCIENCES INC | COM NEW | 016259202 | 636 | 123,947 | SH | | OTR | 1 | 0 | 123,947 | 0 |
ALLENA PHARMACEUTICALS | COM | 018119107 | 581 | 980,200 | SH | | OTR | 1 | 0 | 980,200 | 0 |
ARDELYX INC | COM | 039697107 | 606 | 550,975 | SH | | OTR | 1 | 0 | 550,975 | 0 |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 2,744 | 585,168 | SH | | OTR | 1 | 0 | 585,168 | 0 |
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 2,923 | 91,110 | SH | | OTR | 1 | 0 | 91,110 | 0 |
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 751 | 311,684 | SH | | OTR | 1 | 0 | 311,684 | 0 |
BRAINSWAY LTD | SPONSORED ADS | 10501L106 | 359 | 46,621 | SH | | OTR | 1 | 0 | 46,621 | 0 |
BRIDGELINE DIGITAL INC | COM | 10807Q700 | 461 | 204,025 | SH | | OTR | 1 | 0 | 204,025 | 0 |
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 137 | 205,675 | SH | | OTR | 1 | 0 | 205,675 | 0 |
CONTEXT THERAPEUTICS INC | COM | 21077P108 | 465 | 174,967 | SH | | OTR | 1 | 0 | 174,967 | 0 |
CYBEROPTICS CORP | COM | 232517102 | 5,420 | 116,566 | SH | | OTR | 1 | 0 | 116,566 | 0 |
CYCLO THERAPEUTICS INC | *W EXP 11/14/202 | 23254X110 | 279 | 74,736 | SH | Call | OTR | 1 | 0 | 74,736 | 0 |
DERMATA THERAPEUTICS INC | *W EXP 08/13/202 | 249845116 | 70 | 40,075 | SH | Call | OTR | 1 | 0 | 40,075 | 0 |
DZS INC | COM | 268211109 | 4,340 | 267,550 | SH | | OTR | 1 | 0 | 267,550 | 0 |
EDAP TMS S A | SPONSORED ADR | 268311107 | 1,677 | 279,956 | SH | | OTR | 1 | 0 | 279,956 | 0 |
EMCORE CORP | COM NEW | 290846203 | 614 | 87,894 | SH | | OTR | 1 | 0 | 87,894 | 0 |
EVERSPIN TECHNOLOGIES INC | COM | 30041T104 | 4,031 | 356,722 | SH | | OTR | 1 | 0 | 356,722 | 0 |
FRANKLIN WIRELESS CORP | COM | 355184102 | 432 | 98,826 | SH | | OTR | 1 | 0 | 98,826 | 0 |
HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 | 298 | 57,350 | SH | | OTR | 1 | 0 | 57,350 | 0 |
HTG MOLECULAR DIAGNOSTICS IN | COM NEW | 40434H203 | 776 | 143,135 | SH | | OTR | 1 | 0 | 143,135 | 0 |
IDEAL PWR INC | COM NEW | 451622203 | 558 | 46,275 | SH | | OTR | 1 | 0 | 46,275 | 0 |
LANTRONIX INC | COM NEW | 516548203 | 1,238 | 158,128 | SH | | OTR | 1 | 0 | 158,128 | 0 |
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 767 | 314,407 | SH | | OTR | 1 | 0 | 314,407 | 0 |
MEDICENNA THERAPEUTICS CORP | COM | 58490H107 | 837 | 513,089 | SH | | OTR | 1 | 0 | 513,089 | 0 |
MIRUM PHARMACEUTICALS INC | COM | 604749101 | 1,236 | 77,515 | SH | | OTR | 1 | 0 | 77,515 | 0 |
MYOMO INC | COM NEW | 62857J201 | 949 | 138,686 | SH | | OTR | 1 | 0 | 138,686 | 0 |
NEUBASE THERAPEUTICS INC | COM | 64132K102 | 644 | 229,253 | SH | | OTR | 1 | 0 | 229,253 | 0 |
NEUROONE MED TECHNOLOGIES CO | COM NEW | 64130M209 | 211 | 108,964 | SH | | OTR | 1 | 0 | 108,964 | 0 |
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 216 | 194,560 | SH | Call | OTR | 1 | 0 | 194,560 | 0 |
O2MICRO INTERNATIONAL LIMITE | SPONS ADR | 67107W100 | 1,113 | 245,608 | SH | | OTR | 1 | 0 | 245,608 | 0 |
PARABELLUM ACQUISITION CORP | *W EXP 99/99/999 | 69901P117 | 1,356 | 139,072 | SH | Call | OTR | 1 | 0 | 139,072 | 0 |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 2,500 | 556,832 | SH | | OTR | 1 | 0 | 556,832 | 0 |
PDF SOLUTIONS INC | COM | 693282105 | 7,828 | 246,231 | SH | | OTR | 1 | 0 | 246,231 | 0 |
PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 574 | 70,803 | SH | | OTR | 1 | 0 | 70,803 | 0 |
PETVIVO HLDGS INC | *W EXP 08/13/202 | 716817119 | 86 | 22,900 | SH | Call | OTR | 1 | 0 | 22,900 | 0 |
PHOTRONICS INC | COM | 719405102 | 5,690 | 301,878 | SH | | OTR | 1 | 0 | 301,878 | 0 |
PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 | 348 | 70,954 | SH | | OTR | 1 | 0 | 70,954 | 0 |
REZOLUTE INC | COM NEW | 76200L309 | 290 | 60,718 | SH | | OTR | 1 | 0 | 60,718 | 0 |
RF INDS LTD | COM PAR $0.01 | 749552105 | 933 | 116,684 | SH | | OTR | 1 | 0 | 116,684 | 0 |
SCPHARMACEUTICALS INC | COM | 810648105 | 1,670 | 332,647 | SH | | OTR | 1 | 0 | 332,647 | 0 |
SCYNEXIS INC | COM NEW | 811292200 | 3,006 | 492,729 | SH | | OTR | 1 | 0 | 492,729 | 0 |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 7,980 | 83,972 | SH | | OTR | 1 | 0 | 83,972 | 0 |
THERATECHNOLOGIES INC | COM | 88338H100 | 2,044 | 675,963 | SH | | OTR | 1 | 0 | 675,963 | 0 |
TRANSCODE THERAPEUTICS INC | COM | 89357L105 | 751 | 295,540 | SH | | OTR | 1 | 0 | 295,540 | 0 |
WIRELESS TELECOM GROUP INC | COM | 976524108 | 956 | 434,407 | SH | | OTR | 1 | 0 | 434,407 | 0 |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 780 | 340,495 | SH | | OTR | 1 | 0 | 340,495 | 0 |
YIELD10 BIOSCIENCE INC | COM | 98585K862 | 392 | 79,672 | SH | | OTR | 1 | 0 | 79,672 | 0 |