The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 392 | 1,244,774 | SH | OTR | 1 | 0 | 1,244,774 | 0 | |
ADTRAN INC | COM | 00738A106 | 4,610 | 249,867 | SH | OTR | 1 | 0 | 249,867 | 0 | |
AMPLITECH GROUP INC | COM NEW | 03211Q200 | 115 | 34,296 | SH | OTR | 1 | 0 | 34,296 | 0 | |
ARDELYX INC | COM | 039697107 | 822 | 768,036 | SH | OTR | 1 | 0 | 768,036 | 0 | |
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 3,942 | 705,154 | SH | OTR | 1 | 0 | 705,154 | 0 | |
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 3,151 | 102,410 | SH | OTR | 1 | 0 | 102,410 | 0 | |
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 881 | 345,434 | SH | OTR | 1 | 0 | 345,434 | 0 | |
BRIDGELINE DIGITAL INC | COM | 10807Q700 | 294 | 154,143 | SH | OTR | 1 | 0 | 154,143 | 0 | |
CALAMP CORP | COM | 128126109 | 3,221 | 440,646 | SH | OTR | 1 | 0 | 440,646 | 0 | |
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 315 | 458,245 | SH | OTR | 1 | 0 | 458,245 | 0 | |
CYBEROPTICS CORP | COM | 232517102 | 5,173 | 127,466 | SH | OTR | 1 | 0 | 127,466 | 0 | |
DZS INC | COM | 268211109 | 5,354 | 385,979 | SH | OTR | 1 | 0 | 385,979 | 0 | |
EDAP TMS S A | SPONSORED ADR | 268311107 | 975 | 134,432 | SH | OTR | 1 | 0 | 134,432 | 0 | |
EVERSPIN TECHNOLOGIES INC | COM | 30041T104 | 2,794 | 320,798 | SH | OTR | 1 | 0 | 320,798 | 0 | |
EVOLUS INC | COM | 30052C107 | 2,261 | 201,543 | SH | OTR | 1 | 0 | 201,543 | 0 | |
FRANKLIN WIRELESS CORP | COM | 355184102 | 394 | 98,826 | SH | OTR | 1 | 0 | 98,826 | 0 | |
HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 | 207 | 62,750 | SH | OTR | 1 | 0 | 62,750 | 0 | |
IDEAL PWR INC | COM NEW | 451622203 | 465 | 52,888 | SH | OTR | 1 | 0 | 52,888 | 0 | |
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 1,004 | 509,425 | SH | OTR | 1 | 0 | 509,425 | 0 | |
MEDICENNA THERAPEUTICS CORP | COM | 58490H107 | 727 | 571,489 | SH | OTR | 1 | 0 | 571,489 | 0 | |
MYOMO INC | COM NEW | 62857J201 | 586 | 153,936 | SH | OTR | 1 | 0 | 153,936 | 0 | |
NEUBASE THERAPEUTICS INC | COM | 64132K102 | 482 | 256,553 | SH | OTR | 1 | 0 | 256,553 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 2,328 | 783,731 | SH | OTR | 1 | 0 | 783,731 | 0 | |
PDF SOLUTIONS INC | COM | 693282105 | 6,018 | 215,932 | SH | OTR | 1 | 0 | 215,932 | 0 | |
PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 436 | 70,378 | SH | OTR | 1 | 0 | 70,378 | 0 | |
PHOTRONICS INC | COM | 719405102 | 5,187 | 305,636 | SH | OTR | 1 | 0 | 305,636 | 0 | |
PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 | 214 | 70,954 | SH | OTR | 1 | 0 | 70,954 | 0 | |
REZOLUTE INC | COM NEW | 76200L309 | 354 | 104,709 | SH | OTR | 1 | 0 | 104,709 | 0 | |
RF INDS LTD | COM PAR $0.01 | 749552105 | 928 | 128,684 | SH | OTR | 1 | 0 | 128,684 | 0 | |
SCPHARMACEUTICALS INC | COM | 810648105 | 1,979 | 348,425 | SH | OTR | 1 | 0 | 348,425 | 0 | |
SCYNEXIS INC | COM NEW | 811292200 | 2,192 | 560,517 | SH | OTR | 1 | 0 | 560,517 | 0 | |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 6,252 | 93,572 | SH | OTR | 1 | 0 | 93,572 | 0 | |
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 377 | 1,691,840 | SH | OTR | 1 | 0 | 1,691,840 | 0 | |
THERATECHNOLOGIES INC | COM | 88338H100 | 1,870 | 755,863 | SH | OTR | 1 | 0 | 755,863 | 0 | |
VACCINEX INC | COM | 918640103 | 641 | 507,795 | SH | OTR | 1 | 0 | 507,795 | 0 | |
WIRELESS TELECOM GROUP INC | COM | 976524108 | 756 | 439,407 | SH | OTR | 1 | 0 | 439,407 | 0 | |
X4 PHARMACEUTICALS INC | COM | 98420X103 | 438 | 250,144 | SH | OTR | 1 | 0 | 250,144 | 0 | |
YIELD10 BIOSCIENCE INC | COM | 98585K862 | 427 | 80,586 | SH | OTR | 1 | 0 | 80,586 | 0 | |
INTEL CORP | COM | 458140100 | 6,274 | 127,600 | SH | Call | OTR | 1 | 0 | 127,600 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 26,192 | 127,600 | SH | Put | OTR | 1 | 0 | 127,600 | 0 |
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 274 | 194,560 | SH | Call | OTR | 1 | 0 | 194,560 | 0 |
CYCLO THERAPEUTICS INC | *W EXP 11/14/202 | 23254X110 | 237 | 74,736 | SH | Call | OTR | 1 | 0 | 74,736 | 0 |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 1,191 | 3,780,326 | SH | SOLE | 3,780,326 | 0 | 0 | ||
ADTRAN INC | COM | 00738A106 | 13,817 | 748,868 | SH | SOLE | 748,868 | 0 | 0 | ||
AMPLITECH GROUP INC | COM NEW | 03211Q200 | 346 | 103,076 | SH | SOLE | 103,076 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 2,511 | 2,346,566 | SH | SOLE | 2,346,566 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM NEW | 053588307 | 11,823 | 2,115,003 | SH | SOLE | 2,115,003 | 0 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 9,400 | 305,508 | SH | SOLE | 305,508 | 0 | 0 | ||
BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 2,622 | 1,028,316 | SH | SOLE | 1,028,316 | 0 | 0 | ||
BRIDGELINE DIGITAL INC | COM | 10807Q700 | 967 | 506,378 | SH | SOLE | 506,378 | 0 | 0 | ||
CALAMP CORP | COM | 128126109 | 9,737 | 1,331,971 | SH | SOLE | 1,331,971 | 0 | 0 | ||
CELLECTAR BIOSCIENCES INC | COM PAR | 15117F500 | 948 | 1,378,801 | SH | SOLE | 1,378,801 | 0 | 0 | ||
CYBEROPTICS CORP | COM | 232517102 | 15,520 | 382,451 | SH | SOLE | 382,451 | 0 | 0 | ||
DZS INC | COM | 268211109 | 16,399 | 1,182,365 | SH | SOLE | 1,182,365 | 0 | 0 | ||
EDAP TMS S A | SPONSORED ADR | 268311107 | 3,573 | 492,884 | SH | SOLE | 492,884 | 0 | 0 | ||
EVOLUS INC | COM | 30052C107 | 7,988 | 899,697 | SH | SOLE | 899,697 | 0 | 0 | ||
EVERSPIN TECHNOLOGIES INC | COM | 30041T104 | 8,392 | 963,451 | SH | SOLE | 963,451 | 0 | 0 | ||
HELIUS MED TECHNOLOGIES INC | COM CL A NEW | 42328V603 | 638 | 192,650 | SH | SOLE | 192,650 | 0 | 0 | ||
IDEAL PWR INC | COM NEW | 451622203 | 1,412 | 160,480 | SH | SOLE | 160,480 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 3,015 | 1,530,407 | SH | SOLE | 1,530,407 | 0 | 0 | ||
MEDICENNA THERAPEUTICS CORP | COM | 58490H107 | 2,180 | 1,701,211 | SH | SOLE | 1,701,211 | 0 | 0 | ||
MYOMO INC | COM NEW | 62857J201 | 1,765 | 463,243 | SH | SOLE | 463,243 | 0 | 0 | ||
NEUBASE THERAPEUTICS INC | COM | 64132K102 | 1,450 | 771,032 | SH | SOLE | 771,032 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 6,997 | 2,355,983 | SH | SOLE | 2,355,983 | 0 | 0 | ||
PDF SOLUTIONS INC | COM | 693282105 | 17,945 | 643,880 | SH | SOLE | 643,880 | 0 | 0 | ||
PDS BIOTECHNOLOGY CORP | COM | 70465T107 | 1,314 | 212,231 | SH | SOLE | 212,231 | 0 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 15,512 | 914,104 | SH | SOLE | 914,104 | 0 | 0 | ||
PROCESSA PHARMACEUTICALS INC | COM NEW | 74275C205 | 701 | 232,749 | SH | SOLE | 232,749 | 0 | 0 | ||
REZOLUTE INC | COM NEW | 76200L309 | 1,069 | 316,204 | SH | SOLE | 316,204 | 0 | 0 | ||
RF INDS LTD | COM PAR $0.01 | 749552105 | 2,764 | 383,353 | SH | SOLE | 383,353 | 0 | 0 | ||
SCPHARMACEUTICALS INC | COM | 810648105 | 5,954 | 1,048,299 | SH | SOLE | 1,048,299 | 0 | 0 | ||
SCYNEXIS INC | COM NEW | 811292200 | 6,559 | 1,677,619 | SH | SOLE | 1,677,619 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 18,778 | 281,028 | SH | SOLE | 281,028 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 1,139 | 5,108,160 | SH | SOLE | 5,108,160 | 0 | 0 | ||
THERATECHNOLOGIES INC | COM | 88338H100 | 5,465 | 2,207,204 | SH | SOLE | 2,207,204 | 0 | 0 | ||
VACCINEX INC | COM | 918640103 | 1,986 | 1,574,006 | SH | SOLE | 1,574,006 | 0 | 0 | ||
WIRELESS TELECOM GROUP INC | COM | 976524108 | 2,465 | 1,433,232 | SH | SOLE | 1,433,232 | 0 | 0 | ||
X4 PHARMACEUTICALS INC | COM | 98420X103 | 1,308 | 747,575 | SH | SOLE | 747,575 | 0 | 0 | ||
YIELD10 BIOSCIENCE INC | COM | 98585K862 | 1,394 | 263,099 | SH | SOLE | 263,099 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 18,852 | 383,400 | SH | Call | SOLE | 383,400 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 78,701 | 383,400 | SH | Put | SOLE | 383,400 | 0 | 0 | |
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 893 | 633,361 | SH | Call | SOLE | 633,361 | 0 | 0 | |
CYCLO THERAPEUTICS INC | *W EXP 11/14/202 | 23254X110 | 698 | 220,195 | SH | Call | SOLE | 220,195 | 0 | 0 |