SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol CARLISLE COMPANIES INC [ CSL ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 02/08/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 02/08/2022 | A | 570(1) | A | $0 | 3,095(2) | D | |||
Common Stock | 354(3) | I | By spouse | |||||||
Common Stock | 02/08/2022 | A | 55(4) | A | $0 | 409 | I | By spouse |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $222.35 | 02/08/2022 | A | 2,340 | (5) | 02/07/2032 | Common Stock | 2,340 | $0 | 2,340 | D | ||||
Employee Stock Option (Right to Buy) | $110.79 | (6) | 02/04/2029 | Common Stock | 300(7) | 300 | I | By spouse | |||||||
Employee Stock Option (Right to Buy) | $161.41 | (8) | 02/03/2030 | Common Stock | 243(7) | 243 | I | By spouse | |||||||
Employee Stock Option (Right to Buy) | $150 | (9) | 02/01/2031 | Common Stock | 345(7) | 345 | I | By spouse | |||||||
Employee Stock Option (Right to Buy) | $222.35 | 02/08/2022 | A | 225 | (5) | 02/07/2032 | Common Stock | 225 | $0 | 225 | I | By spouse |
Explanation of Responses: |
1. Represents a grant of 570 restricted shares from the issuer for services as an executive officer of the issuer. |
2. Includes 36 shares acquired in the issuer's defined contribution plan during the prior year. |
3. Includes 140 restricted shares granted to the reporting person's spouse in prior years and 214 shares held in the issuer's defined contribution plan inadvertently not reported on Form 4 previously. |
4. Represents a grant of 55 restricted shares from the issuer for services as an employee of the issuer. |
5. The option vests in three equal annual installments beginning on February 8, 2023. |
6. The option vested on February 5, 2022. |
7. The option was inadvertently not reported on Form 4 previously by the reporting person. |
8. The option vests in three equal annual installments beginning on February 4, 2021, of which 122 options were exercised on October 25, 2021 for which a Form 4 was inadvertently not filed previously by the reporting person. |
9. The option vests in three equal annual installments beginning on February 2, 2022. |
Remarks: |
/s/ Ronald P. Fuss, Attorney-in-Fact for Lori A. Snyder | 02/10/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |