The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A SPAC I ACQUISITION CORP | UNIT 12/09/2026 | G0542S122 | 3,003 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ABRI SPAC I INC | COMMON STOCK | 00085X105 | 2,509 | 253,484 | SH | SOLE | 253,484 | 0 | 0 | ||
ABRI SPAC I INC | *W EXP 09/18/202 | 00085X113 | 101 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 1,202 | 1,750,000 | PRN | SOLE | 1,750,000 | 0 | 0 | ||
ACHARI VENTURES HLDGS CORP I | COM | 00444X101 | 2,886 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
ACHARI VENTURES HLDGS CORP I | *W EXP 01/01/202 | 00444X119 | 61 | 290,000 | SH | SOLE | 290,000 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 10,074 | 125,753 | SH | SOLE | 125,753 | 0 | 0 | ||
AGRIFORCE GROWING SYSTEMS LT | *W EXP 02/01/202 | C00948114 | 148 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | RIGHT 10/26/2021 | G35006132 | 87 | 309,348 | SH | SOLE | 309,348 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | *W EXP 04/26/202 | G35006124 | 46 | 177,500 | SH | SOLE | 177,500 | 0 | 0 | ||
ALLAKOS INC | COM | 01671P100 | 285 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 11,172 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ALTICE USA INC | CL A | 02156K103 | 6,240 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,260 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AURORA TECHNOLOGY ACQUISITIO | RIGHT 01/27/2027 | G06984135 | 75 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BEST BUY INC | COM | 086516101 | 1,187 | 13,058 | SH | SOLE | 13,058 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 9,477 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BIOMX INC | *W EXP 10/16/202 | 09090D111 | 48 | 368,098 | SH | SOLE | 368,098 | 0 | 0 | ||
BLOCKCHAIN MOON ACQUISITN CO | COM | 09370F109 | 2,468 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
BLOCKCHAIN MOON ACQUISITN CO | RIGHT 10/14/2026 | 09370F117 | 46 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
BLOCKCHAIN MOON ACQUISITN CO | *W EXP 10/14/202 | 09370F125 | 53 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
BRIACELL THERAPEUTICS CORP | *W EXP 02/24/202 | 10778Y112 | 2,444 | 469,950 | SH | SOLE | 469,950 | 0 | 0 | ||
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 364 | 36,900 | SH | SOLE | 36,900 | 0 | 0 | ||
BROAD CAPITAL ACQUISITION CO | RIGHT 01/10/2027 | 11125B110 | 32 | 199,400 | SH | SOLE | 199,400 | 0 | 0 | ||
CBOE GLOBAL MKTS INC | COM | 12503M108 | 5,149 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
CEA INDUSTRIES INC | *W EXP 02/11/202 | 86887P119 | 309 | 460,700 | SH | SOLE | 460,700 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 7,335 | 78,400 | SH | SOLE | 78,400 | 0 | 0 | ||
CLEANTECH ACQUISITION CORP | COM | 18453L107 | 4,523 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
CLEANTECH ACQUISITION CORP | RIGHT 10/15/2026 | 18453L123 | 113 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
CLEANTECH ACQUISITION CORP | *W EXP 07/30/202 | 18453L115 | 93 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
COSMOS HLDGS INC | COM | 221413206 | 1,500 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
STARRY GROUP HOLDINGS INC | *W EXP 99/99/999 | 85572U110 | 72 | 81,950 | SH | SOLE | 81,950 | 0 | 0 | ||
FLAGSTAR BANCORP INC | COM PAR .001 | 337930705 | 2,120 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GARRETT MOTION INC | PFD CONV SER A | 366505204 | 11,122 | 1,344,810 | SH | SOLE | 1,344,810 | 0 | 0 | ||
GINKGO BIOWORKS HOLDINGS INC | *W EXP 08/01/202 | 37611X118 | 309 | 351,330 | SH | SOLE | 351,330 | 0 | 0 | ||
GLOBALINK INVT INC | COM | 37892F109 | 4,212 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
GLOBALINK INVT INC | RIGHT 12/06/2026 | 37892F117 | 70 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 | 50 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
GLOBIS ACQUISITION CORP | *W EXP 11/01/202 | 379582117 | 243 | 442,031 | SH | SOLE | 442,031 | 0 | 0 | ||
GLOBUS MARITIME LIMITED NEW | COM NEW | Y27265126 | 624 | 270,145 | SH | SOLE | 270,145 | 0 | 0 | ||
GOLD ROYALTY CORP | *W EXP 99/99/999 | 38071H114 | 133 | 168,559 | SH | SOLE | 168,559 | 0 | 0 | ||
GORES GUGGENHEIM INC | *W EXP 03/25/202 | 38286Q115 | 158 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HARBOR CUSTOM DEVELOPMENT IN | *W EXP 10/04/202 | 41150T124 | 324 | 875,000 | SH | SOLE | 875,000 | 0 | 0 | ||
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 992 | 100,115 | SH | SOLE | 100,115 | 0 | 0 | ||
HILLSTREAM BIOPHARMA INC | COM | 432705101 | 186 | 116,029 | SH | SOLE | 116,029 | 0 | 0 | ||
HIVE BLOCKCHAIN TECHNLGIES L | COM | 43366H100 | 302 | 141,940 | SH | SOLE | 141,940 | 0 | 0 | ||
HUMANIGEN INC | COM NEW | 444863203 | 15,803 | 5,250,000 | SH | SOLE | 5,250,000 | 0 | 0 | ||
ICC HLDGS INC | COM | 44931Q104 | 2,215 | 129,919 | SH | SOLE | 129,919 | 0 | 0 | ||
II-VI INC | COM | 902104108 | 3,625 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
IM CANNABIS CORP | COM NEW | 44969Q208 | 1,643 | 767,644 | SH | SOLE | 767,644 | 0 | 0 | ||
IMPERIAL OIL LTD | COM NEW | 453038408 | 3,988 | 82,341 | SH | SOLE | 82,341 | 0 | 0 | ||
INTERNATIONAL MEDIA ACQUISIT | CLASS A COM | 459867107 | 5,946 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
INTERNATIONAL MEDIA ACQUISIT | RIGHT 99/99/9999 | 459867123 | 87 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
INTERNATIONAL MEDIA ACQUISIT | *W EXP 07/21/202 | 459867115 | 142 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 1,512 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
LEAFLY HOLDINGS INC | *W EXP 11/07/202 | 52178J113 | 63 | 48,176 | SH | SOLE | 48,176 | 0 | 0 | ||
MALLARD ACQUISITION CORP | COM | 561204108 | 1,844 | 182,930 | SH | SOLE | 182,930 | 0 | 0 | ||
MALLARD ACQUISITION CORP | *W EXP 06/30/202 | 561204116 | 52 | 606,510 | SH | SOLE | 606,510 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 7,783 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
METROMILE INC | COM | 591697107 | 66 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MICROSTRATEGY INC | NOTE 2/1 | 594972AE1 | 25,440 | 35,000,000 | PRN | SOLE | 35,000,000 | 0 | 0 | ||
MKS INSTRS INC | COM | 55306N104 | 962 | 6,413 | SH | SOLE | 6,413 | 0 | 0 | ||
MOMENTUS INC | *W EXP 05/15/202 | 60879E119 | 38 | 79,846 | SH | SOLE | 79,846 | 0 | 0 | ||
MONTEREY BIO ACQUISITION COR | COM | 61240F108 | 4,980 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
MONTEREY BIO ACQUISITION COR | *W EXP 10/05/202 | 61240F116 | 108 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 | 712 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NATURAL ORDER ACQUISITION CO | COM | 63889L107 | 2,949 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NATURAL ORDER ACQUISITION CO | *W EXP 09/15/202 | 63889L115 | 80 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
NEUROBO PHARMACEUTICALS INC | COM | 64132R107 | 185 | 205,256 | SH | SOLE | 205,256 | 0 | 0 | ||
NOCTURNE ACQUISITION CORP | ORDINARY SHARES | G6580S114 | 1,925 | 191,000 | SH | SOLE | 191,000 | 0 | 0 | ||
NOCTURNE ACQUISITION CORP | RIGHT 12/26/2025 | G6580S106 | 95 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
NYMOX PHARMACEUTICAL CORP | COM | P73398102 | 96 | 76,404 | SH | SOLE | 76,404 | 0 | 0 | ||
ONION GLOBAL LTD | SPONSORED ADS | 68277G107 | 306 | 188,680 | SH | SOLE | 188,680 | 0 | 0 | ||
PACIFICO ACQUISITION CORP | COM | 69512X103 | 2,443 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
PACIFICO ACQUISITION CORP | RIGHT 07/15/2026 | 69512X111 | 39 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
PROSHARES TR II | VIX SH TRM FUTRS | 74347Y854 | 3,047 | 183,904 | SH | SOLE | 183,904 | 0 | 0 | ||
PTK ACQUISITION CORP | *W EXP 12/12/202 | M9607U107 | 384 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
QUANTUM FINTECH ACQUISTIN CO | *W EXP 01/30/202 | 74767A113 | 72 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
REDWOODS ACQUISITION CORP | UNIT 03/15/2027 | 758083208 | 2,006 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
RENOVACOR INC | *W EXP 99/99/999 | 75989E114 | 294 | 698,100 | SH | SOLE | 698,100 | 0 | 0 | ||
RH | COM | 74967X103 | 1,630 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ROYAL BK CDA | COM | 780087102 | 215 | 1,563 | SH | SOLE | 1,563 | 0 | 0 | ||
SANDERSON FARMS INC | COM | 800013104 | 2,812 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SCIENJOY HOLDING CORP | SHS | G7864D112 | 12 | 105,900 | SH | SOLE | 105,900 | 0 | 0 | ||
SPIRIT OF TEX BANCSHARES INC | COM | 84861D103 | 1,842 | 70,100 | SH | SOLE | 70,100 | 0 | 0 | ||
SPK AQUISITION CORP | COM | 848651105 | 2,811 | 283,451 | SH | SOLE | 283,451 | 0 | 0 | ||
SPK AQUISITION CORP | RIGHT 05/13/2026 | 848651113 | 60 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SPORTS VENTURES ACQUISIN COR | CL A SHS | G8372A103 | 2,172 | 219,793 | SH | SOLE | 219,793 | 0 | 0 | ||
SPORTS VENTURES ACQUISIN COR | *W EXP 11/30/202 | G8372A129 | 1,153 | 1,048,514 | SH | SOLE | 1,048,514 | 0 | 0 | ||
STARRY GROUP HOLDINGS INC | CL A COM | 85572U102 | 94 | 11,421 | SH | SOLE | 11,421 | 0 | 0 | ||
SUNDIAL GROWERS INC | COM | 86730L109 | 50 | 63,889 | SH | Put | SOLE | 63,889 | 0 | 0 | |
SVF INVESTMENT CORP | CL A SHS | G8601L102 | 158 | 16,100 | SH | SOLE | 16,100 | 0 | 0 | ||
TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | 7,039 | 162,703 | SH | SOLE | 162,703 | 0 | 0 | ||
TC ENERGY CORP | COM | 87807B107 | 296,218 | 4,201,074 | SH | SOLE | 4,201,074 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 487 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TG VENTURE ACQUISITION CORP | CLASS A COM | 87251T109 | 155 | 15,607 | SH | SOLE | 15,607 | 0 | 0 | ||
TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 | 4 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TMC THE METALS COMPANY INC | COM | 87261Y106 | 65 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TRAEGER INC | COMMON STOCK | 89269P103 | 521 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 7,738 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
THE VALENS COMPANY INC | COM NEW | 91914P603 | 1,272 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | RIGHT 99/99/9999 | 92280L127 | 126 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | COM | 92280L101 | 5,054 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | *W EXP 09/30/202 | 92280L119 | 115 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
VIVEON HEALTH ACQUISITION CO | RIGHT 12/31/2025 | 92853V122 | 96 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
VIVEON HEALTH ACQUISITION CO | *W EXP 99/99/999 | 92853V114 | 63 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 1,015 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WELSBACH TECH METALS ACQU CO | COM | 950415109 | 1,970 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WELSBACH TECH METALS ACQU CO | RIGHT 12/22/2026 | 950415117 | 32 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WINVEST ACQUISITION CORP | RIGHT 99/99/9999 | 97655B125 | 35 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 97655B117 | 23 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
WORKSPORT LTD | *W EXP 06/01/202 | 98139Q118 | 387 | 523,581 | SH | SOLE | 523,581 | 0 | 0 |