Bryan Truman Hunt Form 3 Health Catalyst / Bryan Truman Hunt ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hunt Bryan Truman

(Last) (First) (Middle)

C/O HEALTH CATALYST, INC.

3165 MILLROCK DRIVE, #400

(Street)

SALT LAKE CITY UT 84121

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2021

3. Issuer Name and Ticker or Trading Symbol
Health Catalyst, Inc. [ HCAT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	7,653(1)(2)	D
Common Stock	3,125(3)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to buy)	(4)	09/27/2028	Common Stock	12,500	10.8	D
Stock Options (Right to buy)	(5)	05/03/2028	Common Stock	4,150	10.78	D
Stock Options (Right to buy)	(6)	10/14/2026	Common Stock	2,188	10.6	D
Stock Options (Right to buy)	(7)	08/04/2025	Common Stock	261	10.04	D

Explanation of Responses:

1. Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs vested on December 1, 2020 and the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

2. Includes 153 shares purchased pursuant to the Issuer's 2019 Employee Stock Purchase Plan on December 31, 2020, which transaction is considered exempt pursuant to Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934.

3. Represents an award of RSUs granted pursuant to the 2019 Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs vested on June 1, 2020 and the remaining 75% of the RSUs vested or will vest in 12 equal quarterly installments.

4. 25% of the shares vested on September 25, 2019, and the remaining 75% vest in 36 equal monthly installments thereafter.

5. 25% of the shares vested on May 3, 2019, and the remaining 75% vest in 36 equal monthly installments thereafter.

6. 25% of the shares vested on October 14, 2017, and the remaining 75% vest in 36 equal monthly installments thereafter.

7. 25% of the shares vested on June 1, 2016, and the remaining 75% vest in 36 equal monthly installments thereafter.

Remarks:

	/s/ Daniel Orenstein, as Attorney-in-Fact	01/11/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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