Chad Dale Form 3 Ortho Clinical Diagnostics / Chad Dale ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Dale Chad

(Last) (First) (Middle)

C/O ORTHO CLINICAL DIAGNOSTICS HOLDINGS

1001 ROUTE 202

(Street)

RARITAN NJ 08869

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2021

3. Issuer Name and Ticker or Trading Symbol
Ortho Clinical Diagnostics Holdings plc [ OCDX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	(1)	07/27/2026	Ordinary Shares	59,290	6.28	D
Stock Option	(2)	07/27/2026	Ordinary Shares	111,166	6.28	D
Stock Option	(1)	09/06/2028	Ordinary Shares	11,858	11.62	D
Stock Option	(3)	09/06/2028	Ordinary Shares	44,469	11.62	D
Stock Option	(4)	12/20/2029	Ordinary Shares	119,505	12.56	D

Explanation of Responses:

1. The stock option is fully vested and exercisable.

2. The stock option vests in five equal annual installments beginning on July 27, 2017.

3. The stock option vests in five equal annual installments beginning on September 6, 2019.

4. The stock option vests in three equal annual installments beginning on December 20, 2020.

Remarks:

Exhibit 24 - Power of Attorney.

	/s/ Michael A. Schlesinger, Attorney-in-Fact	01/27/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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