UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 23, 2022
Heliogen, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | | 001-40209 | | 85-4204953 |
(State or other jurisdiction of
incorporation)
| | (Commission File Number) | | (I.R.S. Employer
Identification No.) |
| 130 West Union Street |
| Pasadena, California 91103 |
| (Address of Principal Executive Offices) |
| |
| Registrant’s telephone number including area code: (626) 720-4530 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
| | ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | | |
| | ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | | |
| | ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | | |
| | ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
| Common stock, $0.0001 par value per share | | HLGN | | New York Stock Exchange |
| Warrants, each whole warrant exercisable for shares of Common stock at an exercise price of $11.50 per share | | HLGN.W | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 7.01 Regulation FD Disclosure.
On August 3, 2022, David Crane, a member of the Board of Directors (the “Board”) of Heliogen, Inc. (the “Company”), was nominated to serve as the Under Secretary for Infrastructure at the U.S. Department of Energy. As previously announced on August 15, 2022, Mr. Crane informed the Board that to avoid any potential conflict with the Company, he would be resigning from the Board and the committees he served on, effective on September 5, 2022. The Company is excited for David to take on this role continuing his commitment to renewable energy that he has exhibited over his career, and thanks him for his service.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
Number | | Description |
| 104 | | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | Heliogen, Inc. |
| | |
| | /s/ Christiana Obiaya |
| | Christiana Obiaya |
| Dated: August 23, 2022 | Chief Financial Officer |
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