The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 141 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ADAPTIMMUNE THERAPEUTICS PLC | SPONDS ADR | 00653A107 | 17 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 18 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 81 | 10,741 | SH | SOLE | 10,741 | 0 | 0 | ||
AGNC INVT CORP | COM | 00123Q104 | 112 | 10,095 | SH | SOLE | 10,095 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 4 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 127 | 58 | SH | SOLE | 58 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 222 | 102 | SH | SOLE | 102 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 24 | 16,100 | SH | SOLE | 16,100 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 421 | 3,960 | SH | SOLE | 3,960 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 107 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 32 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 66 | 11,135 | SH | SOLE | 11,135 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,275 | 16,641 | SH | SOLE | 16,641 | 0 | 0 | ||
AQUESTIVE THERAPEUTICS INC | COM | 03843E104 | 6 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 | 1,213 | 21,334 | SH | SOLE | 21,334 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 33 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 21 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 284 | 13,572 | SH | SOLE | 13,572 | 0 | 0 | ||
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 78 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ATHENEX INC | COM | 04685N103 | 4 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AVROBIO INC | COM | 05455M100 | 9 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANK NOVA SCOTIA B C | COM | 064149107 | 326 | 5,498 | SH | SOLE | 5,498 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 480 | 20,065 | SH | SOLE | 20,065 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 170 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 95 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 109 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 117 | 10,625 | SH | SOLE | 10,625 | 0 | 0 | ||
BLACKROCK ENHANCD CAP & INM | COM | 09256A109 | 264 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 244 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 51 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 161 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 359 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 96 | 10,640 | SH | SOLE | 10,640 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 404 | 2,953 | SH | SOLE | 2,953 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 225 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
BRP GROUP INC | COM CL A | 05589G102 | 343 | 14,202 | SH | SOLE | 14,202 | 0 | 0 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 112 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 7 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 391 | 8,499 | SH | SOLE | 8,499 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 18 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CONDUENT INC | COM | 206787103 | 86 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DIGITALBRIDGE GROUP INC | CL A COM | 25401T108 | 49 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 | 416 | 8,661 | SH | SOLE | 8,661 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 | 245 | 6,085 | SH | SOLE | 6,085 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | 3,477 | 149,209 | SH | SOLE | 149,209 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | 1,430 | 45,252 | SH | SOLE | 45,252 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | 554 | 19,182 | SH | SOLE | 19,182 | 0 | 0 | ||
DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 25525P107 | 18 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DNP SELECT INCOME FD INC | COM | 23325P104 | 108 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 139 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 107 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | 84 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | 113 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 | 125 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 116 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ENVIVA INC | COM | 29415B103 | 217 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
EPIZYME INC | COM | 29428V104 | 29 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 356 | 4,157 | SH | SOLE | 4,157 | 0 | 0 | ||
FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 316092824 | 482 | 10,812 | SH | SOLE | 10,812 | 0 | 0 | ||
FIDELITY COVINGTON TRUST | MSCI UTILS INDEX | 316092865 | 8 | 176 | SH | SOLE | 176 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | CALIF MUN INCM | 33739P863 | 1,882 | 38,900 | SH | SOLE | 38,900 | 0 | 0 | ||
FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 33740U109 | 217 | 9,548 | SH | SOLE | 9,548 | 0 | 0 | ||
GEMINI THERAPEUTICS INC | COM | 36870G105 | 17 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 97 | 10,474 | SH | SOLE | 10,474 | 0 | 0 | ||
GLOBAL X FDS | US PFD ETF | 37954Y657 | 709 | 33,420 | SH | SOLE | 33,420 | 0 | 0 | ||
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
GRITSTONE BIO INC | COM | 39868T105 | 24 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HARMONIC INC | COM | 413160102 | 94 | 10,814 | SH | SOLE | 10,814 | 0 | 0 | ||
HERSHEY CO | COM | 427866108 | 228 | 1,059 | SH | SOLE | 1,059 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 349 | 1,273 | SH | SOLE | 1,273 | 0 | 0 | ||
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 17 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 138 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 | 600 | 12,099 | SH | SOLE | 12,099 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 211 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 932 | 38,329 | SH | SOLE | 38,329 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 7 | 109 | SH | SOLE | 109 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 123 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | 654 | 27,911 | SH | SOLE | 27,911 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 46138E651 | 349 | 11,246 | SH | SOLE | 11,246 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 46138E784 | 286 | 15,423 | SH | SOLE | 15,423 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | 635 | 5,509 | SH | SOLE | 5,509 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | SOLAR ETF | 46138G706 | 5 | 67 | SH | SOLE | 67 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | GBL CLEAN ENRG | 46138G847 | 244 | 12,470 | SH | SOLE | 12,470 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 46137V134 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | 165 | 3,937 | SH | SOLE | 3,937 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 18 | 120 | SH | SOLE | 120 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 967 | 62,200 | SH | SOLE | 62,200 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC SOFTWARE | 46137V639 | 35 | 386 | SH | SOLE | 386 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 210 | 13,045 | SH | SOLE | 13,045 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 155 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INVESCO MUNICIPAL TRUST | COM | 46131J103 | 102 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 18,185 | 64,881 | SH | SOLE | 64,881 | 0 | 0 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 102 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 211 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 129 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 88 | 935 | SH | SOLE | 935 | 0 | 0 | ||
ISHARES INC | MSCI EQUAL WEITE | 464286681 | 9,904 | 140,200 | SH | SOLE | 140,200 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 7,560 | 154,092 | SH | SOLE | 154,092 | 0 | 0 | ||
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ISHARES INC | MSCI EMERG MKT | 46434G889 | 32 | 736 | SH | SOLE | 736 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 89 | 1,061 | SH | SOLE | 1,061 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,143 | 11,246 | SH | SOLE | 11,246 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,164 | 10,577 | SH | SOLE | 10,577 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 653 | 5,682 | SH | SOLE | 5,682 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 18 | 176 | SH | SOLE | 176 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 54 | 653 | SH | SOLE | 653 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 5 | 49 | SH | SOLE | 49 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 17 | 268 | SH | SOLE | 268 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 78 | 289 | SH | SOLE | 289 | 0 | 0 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 51 | 435 | SH | SOLE | 435 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 21 | 327 | SH | SOLE | 327 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 11 | 80 | SH | SOLE | 80 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 666 | 3,934 | SH | SOLE | 3,934 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 5,586 | 25,696 | SH | SOLE | 25,696 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 3,609 | 39,241 | SH | SOLE | 39,241 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 664 | 6,340 | SH | SOLE | 6,340 | 0 | 0 | ||
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 8 | 425 | SH | SOLE | 425 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 704 | 8,248 | SH | SOLE | 8,248 | 0 | 0 | ||
ISHARES TR | MRGSTR MD CP GRW | 464288307 | 46 | 886 | SH | SOLE | 886 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 820 | 14,528 | SH | SOLE | 14,528 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 86 | 1,838 | SH | SOLE | 1,838 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,480 | 13,919 | SH | SOLE | 13,919 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 180 | 6,613 | SH | SOLE | 6,613 | 0 | 0 | ||
ISHARES TR | RESIDENTIAL MULT | 464288562 | 12 | 146 | SH | SOLE | 146 | 0 | 0 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 281 | 5,513 | SH | SOLE | 5,513 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 1,774 | 35,091 | SH | SOLE | 35,091 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 164 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ISHARES TR | A RATE CP BD ETF | 46429B291 | 916 | 18,986 | SH | SOLE | 18,986 | 0 | 0 | ||
ISHARES TR | MSCI EAFE MIN VL | 46429B689 | 1,191 | 18,811 | SH | SOLE | 18,811 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 13,307 | 189,529 | SH | SOLE | 189,529 | 0 | 0 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 33 | 328 | SH | SOLE | 328 | 0 | 0 | ||
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 9,380 | 83,952 | SH | SOLE | 83,952 | 0 | 0 | ||
ISHARES TR | MSCI USA VALUE | 46432F388 | 97 | 1,069 | SH | SOLE | 1,069 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 75 | 553 | SH | SOLE | 553 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 3 | 55 | SH | SOLE | 55 | 0 | 0 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 11 | 232 | SH | SOLE | 232 | 0 | 0 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 14 | 204 | SH | SOLE | 204 | 0 | 0 | ||
ISHARES TR | ESG AWRE 1 5 YR | 46435G243 | 275 | 11,403 | SH | SOLE | 11,403 | 0 | 0 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 52 | 970 | SH | SOLE | 970 | 0 | 0 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 267 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES TR | MSCI INTL VLU FT | 46435G409 | 50 | 2,276 | SH | SOLE | 2,276 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 27 | 545 | SH | SOLE | 545 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | INTERNL GWT | 46641Q324 | 33 | 632 | SH | SOLE | 632 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | 2,273 | 45,374 | SH | SOLE | 45,374 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 | 957 | 21,298 | SH | SOLE | 21,298 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 252 | 1,418 | SH | SOLE | 1,418 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 45 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LA JOLLA PHARMACEUTICAL CO | COM | 503459604 | 32 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 285 | 879 | SH | SOLE | 879 | 0 | 0 | ||
LUMEN TECHNOLOGIES INC | COM | 550241103 | 116 | 10,671 | SH | SOLE | 10,671 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 89 | 10,258 | SH | SOLE | 10,258 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 238 | 754 | SH | SOLE | 754 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 2,861 | 17,745 | SH | SOLE | 17,745 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,392 | 9,312 | SH | SOLE | 9,312 | 0 | 0 | ||
NABRIVA THERAPEUTICS PLC | SHS | G63637113 | 2 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 183 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 131 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 333 | 28,300 | SH | SOLE | 28,300 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 432 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 393 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
NUVEEN DYNAMIC MUN OPPORTUNI | COM SHS | 67079X102 | 111 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 | 122 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 | 378 | 32,321 | SH | SOLE | 32,321 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 89 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 126 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN PFD & INCM SECURTIES | COM | 67072C105 | 73 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 125 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 124 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OLEMA PHARMACEUTICALS INC | COM | 68062P106 | 41 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 6 | 10,703 | SH | SOLE | 10,703 | 0 | 0 | ||
PIMCO CALIF MUN INCOME FD II | COM | 72201C109 | 83 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 125 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 129 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PITNEY BOWES INC | COM | 724479100 | 72 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PROSPECT CAP CORP | COM | 74348T102 | 70 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 29 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
QUAD / GRAPHICS INC | COM CL A | 747301109 | 28 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SOCIETAL CDMO INC | COM | 75629F109 | 16 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SOLID BIOSCIENCES INC | COM | 83422E105 | 6 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 20 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,265 | 7,509 | SH | SOLE | 7,509 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 425 | 12,228 | SH | SOLE | 12,228 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 557 | 19,321 | SH | SOLE | 19,321 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 | 378 | 7,352 | SH | SOLE | 7,352 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG SHORT | 78464A334 | 24 | 903 | SH | SOLE | 903 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 3 | 92 | SH | SOLE | 92 | 0 | 0 | ||
SPDR SER TR | HLTH CR EQUIP | 78464A581 | 63 | 740 | SH | SOLE | 740 | 0 | 0 | ||
SPDR SER TR | PORTFLI TIPS ETF | 78464A656 | 375 | 13,616 | SH | SOLE | 13,616 | 0 | 0 | ||
SUN LIFE FINANCIAL INC. | COM | 866796105 | 246 | 5,366 | SH | SOLE | 5,366 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | COM | 873379101 | 26 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TRICIDA INC | COM | 89610F101 | 145 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 33 | 1,206 | SH | SOLE | 1,206 | 0 | 0 | ||
VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | 181 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VANECK ETF TRUST | INVESTMENT GRD | 92189F486 | 230 | 9,314 | SH | SOLE | 9,314 | 0 | 0 | ||
VANECK ETF TRUST | AGRIBUSINESS ETF | 92189F700 | 4 | 50 | SH | SOLE | 50 | 0 | 0 | ||
VANECK ETF TRUST | INTRMDT MUNI ETF | 92189H201 | 345 | 7,552 | SH | SOLE | 7,552 | 0 | 0 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 562 | 7,243 | SH | SOLE | 7,243 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 236 | 3,072 | SH | SOLE | 3,072 | 0 | 0 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 373 | 4,953 | SH | SOLE | 4,953 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 4,562 | 92,091 | SH | SOLE | 92,091 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 262 | 755 | SH | SOLE | 755 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 28 | 219 | SH | SOLE | 219 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 5,226 | 57,359 | SH | SOLE | 57,359 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 3 | 22 | SH | SOLE | 22 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 8 | 41 | SH | SOLE | 41 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 13 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 12 | 70 | SH | SOLE | 70 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 43 | 226 | SH | SOLE | 226 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 3,461 | 78,174 | SH | SOLE | 78,174 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 0 | 3 | SH | SOLE | 3 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,308 | 127,443 | SH | SOLE | 127,443 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 150 | 1,970 | SH | SOLE | 1,970 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 2 | 24 | SH | SOLE | 24 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 26 | 326 | SH | SOLE | 326 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 293 | 4,179 | SH | SOLE | 4,179 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 276 | 3,447 | SH | SOLE | 3,447 | 0 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 783 | 15,169 | SH | SOLE | 15,169 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | VAN FTSE DEV MKT | 921943858 | 2,311 | 56,633 | SH | SOLE | 56,633 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 5,614 | 91,582 | SH | SOLE | 91,582 | 0 | 0 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 4 | 51 | SH | SOLE | 51 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 272 | 833 | SH | SOLE | 833 | 0 | 0 | ||
VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 | 5 | 51 | SH | SOLE | 51 | 0 | 0 | ||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 37 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 464 | 2,357 | SH | SOLE | 2,357 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 33 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 | 15 | 10,000 | SH | SOLE | 10,000 | 0 | 0 |