The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 159,200 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AGNC INVT CORP | COM | 00123Q104 | 103,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 124,399 | 1,402 | SH | SOLE | 1,402 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 185,636 | 2,104 | SH | SOLE | 2,104 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 379,260 | 4,515 | SH | SOLE | 4,515 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 122,100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,313,014 | 17,802 | SH | SOLE | 17,802 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 211,607 | 2,173 | SH | SOLE | 2,173 | 0 | 0 | ||
ARES MANAGEMENT CORPORATION | CL A COM STK | 03990B101 | 912,579 | 13,334 | SH | SOLE | 13,334 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 29,300 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 257,630 | 13,994 | SH | SOLE | 13,994 | 0 | 0 | ||
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 32,800 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANK NOVA SCOTIA HALIFAX | COM | 064149107 | 265,276 | 5,416 | SH | SOLE | 5,416 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 298,706 | 967 | SH | SOLE | 967 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 246,816 | 20,050 | SH | SOLE | 20,050 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 162,450 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 87,400 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 101,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 133,131 | 10,625 | SH | SOLE | 10,625 | 0 | 0 | ||
BLACKROCK ENHANCD CAP & INM | COM | 09256A109 | 256,800 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 239,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 50,200 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACKROCK MUN INCOME TR | SH BEN INT | 09248F109 | 150,900 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 322,200 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 106,079 | 10,640 | SH | SOLE | 10,640 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 235,366 | 1,236 | SH | SOLE | 1,236 | 0 | 0 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 215,092 | 5,380 | SH | SOLE | 5,380 | 0 | 0 | ||
BRP GROUP INC | COM CL A | 05589G102 | 441,257 | 17,552 | SH | SOLE | 17,552 | 0 | 0 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 105,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 2,197 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 275,504 | 5,783 | SH | SOLE | 5,783 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 383,822 | 8,486 | SH | SOLE | 8,486 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 | 443,010 | 8,661 | SH | SOLE | 8,661 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 | 265,815 | 6,048 | SH | SOLE | 6,048 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | 3,607,304 | 148,571 | SH | SOLE | 148,571 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | 1,520,626 | 45,419 | SH | SOLE | 45,419 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 25434V807 | 583,934 | 19,208 | SH | SOLE | 19,208 | 0 | 0 | ||
DNP SELECT INCOME FD INC | COM | 23325P104 | 112,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 129,600 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 103,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | 75,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | 108,600 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 | 116,400 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 113,250 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ENVIVA INC | COM | 29415B103 | 202,875 | 3,830 | SH | SOLE | 3,830 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 482,121 | 4,371 | SH | SOLE | 4,371 | 0 | 0 | ||
FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 316092824 | 2,048,037 | 44,349 | SH | SOLE | 44,349 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 220,735 | 13,139 | SH | SOLE | 13,139 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | 535,776 | 10,692 | SH | SOLE | 10,692 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | CALIF MUN INCM | 33739P863 | 1,117,567 | 23,095 | SH | SOLE | 23,095 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 | 395,864 | 10,166 | SH | SOLE | 10,166 | 0 | 0 | ||
GEMINI THERAPEUTICS INC | COM | 36870G105 | 13,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GLOBAL X FDS | X EMERGING MKT | 37954Y350 | 32,406 | 1,515 | SH | SOLE | 1,515 | 0 | 0 | ||
GLOBAL X FDS | US PFD ETF | 37954Y657 | 644,711 | 33,284 | SH | SOLE | 33,284 | 0 | 0 | ||
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 4,016 | 200 | SH | SOLE | 200 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | EQUAL WEIGHT US | 381430438 | 970,263 | 16,746 | SH | SOLE | 16,746 | 0 | 0 | ||
GRITSTONE BIO INC | COM | 39868T105 | 34,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HERSHEY CO | COM | 427866108 | 255,653 | 1,104 | SH | SOLE | 1,104 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 474,738 | 1,503 | SH | SOLE | 1,503 | 0 | 0 | ||
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 15,600 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 123,700 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 | 668,304 | 13,512 | SH | SOLE | 13,512 | 0 | 0 | ||
INVESCO CALIF VALUE MUN INCO | COM | 46132H106 | 189,600 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 3,259 | 135 | SH | SOLE | 135 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 6,992 | 109 | SH | SOLE | 109 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 269,270 | 24,085 | SH | SOLE | 24,085 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | 350,592 | 15,283 | SH | SOLE | 15,283 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 46138E651 | 367,182 | 11,246 | SH | SOLE | 11,246 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | 2,307,140 | 21,064 | SH | SOLE | 21,064 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P ULTRA DIVIDE | 46138G656 | 24,704 | 567 | SH | SOLE | 567 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | GBL CLEAN ENRG | 46138G847 | 228,949 | 12,470 | SH | SOLE | 12,470 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | 681,868 | 15,497 | SH | SOLE | 15,497 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 18,193 | 120 | SH | SOLE | 120 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 121 | 1 | SH | SOLE | 1 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 952,128 | 66,120 | SH | SOLE | 66,120 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 233,870 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 148,650 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
INVESCO MUNICIPAL TRUST | COM | 46131J103 | 99,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 16,993,950 | 63,820 | SH | SOLE | 63,820 | 0 | 0 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 94,200 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 201,000 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 120,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 88,844 | 935 | SH | SOLE | 935 | 0 | 0 | ||
ISHARES INC | MSCI EQUAL WEITE | 464286681 | 9,960,540 | 136,558 | SH | SOLE | 136,558 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 8,209,123 | 175,784 | SH | SOLE | 175,784 | 0 | 0 | ||
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 18 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ISHARES INC | MSCI EMERG MKT | 46434G889 | 30,205 | 736 | SH | SOLE | 736 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 89,973 | 1,061 | SH | SOLE | 1,061 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 123,716 | 322 | SH | SOLE | 322 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,013,061 | 10,445 | SH | SOLE | 10,445 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,134,231 | 56,312 | SH | SOLE | 56,312 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,008,016 | 9,561 | SH | SOLE | 9,561 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 718,923 | 7,221 | SH | SOLE | 7,221 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 29,481 | 363 | SH | SOLE | 363 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 5,162 | 49 | SH | SOLE | 49 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 18,077 | 268 | SH | SOLE | 268 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 439,514 | 1,817 | SH | SOLE | 1,817 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 73,941 | 289 | SH | SOLE | 289 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 11,094 | 80 | SH | SOLE | 80 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 219,866 | 1,261 | SH | SOLE | 1,261 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 5,665,297 | 25,672 | SH | SOLE | 25,672 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 2,953,245 | 35,078 | SH | SOLE | 35,078 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 397,488 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 787,134 | 7,549 | SH | SOLE | 7,549 | 0 | 0 | ||
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 8,436 | 425 | SH | SOLE | 425 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 825,175 | 9,755 | SH | SOLE | 9,755 | 0 | 0 | ||
ISHARES TR | MRGSTR MD CP GRW | 464288307 | 2,478 | 46 | SH | SOLE | 46 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,983,264 | 35,346 | SH | SOLE | 35,346 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 84,254 | 1,838 | SH | SOLE | 1,838 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 808,705 | 7,664 | SH | SOLE | 7,664 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 179,609 | 6,613 | SH | SOLE | 6,613 | 0 | 0 | ||
ISHARES TR | INTL DEV RE ETF | 464288489 | 1,181,550 | 56,104 | SH | SOLE | 56,104 | 0 | 0 | ||
ISHARES TR | RESIDENTIAL MULT | 464288562 | 10,251 | 150 | SH | SOLE | 150 | 0 | 0 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 221,557 | 4,475 | SH | SOLE | 4,475 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 1,611,528 | 32,347 | SH | SOLE | 32,347 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 152,660 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 40,748 | 495 | SH | SOLE | 495 | 0 | 0 | ||
ISHARES TR | A RATE CP BD ETF | 46429B291 | 573,643 | 12,383 | SH | SOLE | 12,383 | 0 | 0 | ||
ISHARES TR | MSCI EAFE MIN VL | 46429B689 | 525,848 | 8,270 | SH | SOLE | 8,270 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 14,867,557 | 206,207 | SH | SOLE | 206,207 | 0 | 0 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 41,790 | 431 | SH | SOLE | 431 | 0 | 0 | ||
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 10,513,136 | 92,253 | SH | SOLE | 92,253 | 0 | 0 | ||
ISHARES TR | MSCI USA VALUE | 46432F388 | 92,872 | 1,019 | SH | SOLE | 1,019 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 80,699 | 553 | SH | SOLE | 553 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 182,132 | 2,955 | SH | SOLE | 2,955 | 0 | 0 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 278 | 4 | SH | SOLE | 4 | 0 | 0 | ||
ISHARES TR | ESG AWRE 1 5 YR | 46435G243 | 468,079 | 19,692 | SH | SOLE | 19,692 | 0 | 0 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 32,468 | 580 | SH | SOLE | 580 | 0 | 0 | ||
ISHARES TR | MSCI INTL VLU FT | 46435G409 | 52,735 | 2,276 | SH | SOLE | 2,276 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | INTERNL GWT | 46641Q324 | 1,733 | 33 | SH | SOLE | 33 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 46641Q761 | 53,591 | 1,383 | SH | SOLE | 1,383 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 | 2,397,910 | 47,834 | SH | SOLE | 47,834 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 | 890,482 | 19,366 | SH | SOLE | 19,366 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 298,362 | 1,689 | SH | SOLE | 1,689 | 0 | 0 | ||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 34,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 360,718 | 986 | SH | SOLE | 986 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 115,505 | 10,258 | SH | SOLE | 10,258 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 264,970 | 762 | SH | SOLE | 762 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 348,505 | 2,896 | SH | SOLE | 2,896 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 2,371,100 | 9,887 | SH | SOLE | 9,887 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 172,000 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 189,384 | 15,600 | SH | SOLE | 15,600 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 227,400 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 236,898 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 488,654 | 39,728 | SH | SOLE | 39,728 | 0 | 0 | ||
NUVEEN DYNAMIC MUN OPPORTUNI | COM SHS | 67079X102 | 99,400 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 | 109,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 | 932,958 | 90,228 | SH | SOLE | 90,228 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 86,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 120,800 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN PFD & INCOME SECS FD | COM | 67072C105 | 68,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 118,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 126,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 238,647 | 1,633 | SH | SOLE | 1,633 | 0 | 0 | ||
OLEMA PHARMACEUTICALS INC | COM | 68062P106 | 24,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 215,889 | 1,195 | SH | SOLE | 1,195 | 0 | 0 | ||
PIMCO CALIF MUN INCOME FD II | COM | 72201C109 | 83,500 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 120,100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 118,250 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PITNEY BOWES INC | COM | 724479100 | 38,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PROSPECT CAP CORP | COM | 74348T102 | 69,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 42,300 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
QUAD / GRAPHICS INC | COM CL A | 747301109 | 40,800 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,246,854 | 7,350 | SH | SOLE | 7,350 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 434,841 | 13,193 | SH | SOLE | 13,193 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 499,445 | 16,822 | SH | SOLE | 16,822 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLOOMBERG | 78464A284 | 4,318,517 | 88,187 | SH | SOLE | 88,187 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG SHORT | 78464A334 | 24,435 | 903 | SH | SOLE | 903 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 25,326 | 862 | SH | SOLE | 862 | 0 | 0 | ||
SPDR SER TR | PRTFLO S&P500 VL | 78464A508 | 3,578 | 92 | SH | SOLE | 92 | 0 | 0 | ||
SPDR SER TR | HLTH CR EQUIP | 78464A581 | 66,519 | 740 | SH | SOLE | 740 | 0 | 0 | ||
SPDR SER TR | PORTFLI TIPS ETF | 78464A656 | 773 | 30 | SH | SOLE | 30 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 228,362 | 2,302 | SH | SOLE | 2,302 | 0 | 0 | ||
SUN LIFE FINANCIAL INC. | COM | 866796105 | 252,432 | 5,438 | SH | SOLE | 5,438 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 253,956 | 479 | SH | SOLE | 479 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 34,564 | 1,206 | SH | SOLE | 1,206 | 0 | 0 | ||
VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | 167,100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VANECK ETF TRUST | IG FLOATING RATE | 92189F486 | 275,876 | 11,088 | SH | SOLE | 11,088 | 0 | 0 | ||
VANECK ETF TRUST | AGRIBUSINESS ETF | 92189F700 | 4,292 | 50 | SH | SOLE | 50 | 0 | 0 | ||
VANECK ETF TRUST | INTRMDT MUNI ETF | 92189H201 | 1,299,246 | 28,486 | SH | SOLE | 28,486 | 0 | 0 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 182,679 | 2,458 | SH | SOLE | 2,458 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 243,040 | 3,228 | SH | SOLE | 3,228 | 0 | 0 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 592,536 | 8,248 | SH | SOLE | 8,248 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 3,672,628 | 77,433 | SH | SOLE | 77,433 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 831,191 | 2,366 | SH | SOLE | 2,366 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 29,753 | 220 | SH | SOLE | 220 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 5,280,461 | 64,021 | SH | SOLE | 64,021 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 3,494 | 22 | SH | SOLE | 22 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 8,356 | 41 | SH | SOLE | 41 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 70,185 | 500 | SH | SOLE | 500 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 12,848 | 70 | SH | SOLE | 70 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 43,258 | 226 | SH | SOLE | 226 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2,109,954 | 51,039 | SH | SOLE | 51,039 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 308 | 3 | SH | SOLE | 3 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,689,581 | 68,999 | SH | SOLE | 68,999 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 203,389 | 2,705 | SH | SOLE | 2,705 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 286,799 | 4,076 | SH | SOLE | 4,076 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 33,994 | 449 | SH | SOLE | 449 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 179,499 | 2,913 | SH | SOLE | 2,913 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 278,028 | 3,587 | SH | SOLE | 3,587 | 0 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 1,418,025 | 27,417 | SH | SOLE | 27,417 | 0 | 0 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 3,186,812 | 75,931 | SH | SOLE | 75,931 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 16,232 | 150 | SH | SOLE | 150 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | 4,140,041 | 67,892 | SH | SOLE | 67,892 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 260,319 | 815 | SH | SOLE | 815 | 0 | 0 | ||
VIRTUS CONVERTIBLE & INCOME | COM | 92838X102 | 34,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 515,868 | 2,483 | SH | SOLE | 2,483 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 70,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
XERIS BIOPHARMA HOLDINGS INC | COM | 98422E103 | 13,300 | 10,000 | SH | SOLE | 10,000 | 0 | 0 |