The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
PIONEER MUNICIPAL HIGH I | COM SHS | 723763108 | 129 | 10,554 | SH | SOLE | 0 | 0 | 10,554 | ||
NUVEEN SELECT MATURITY M | SH BEN INT | 67061T101 | 133 | 12,455 | SH | SOLE | 0 | 0 | 12,455 | ||
NUVEEN MUNICIPAL VALUE C | COM | 670928100 | 176 | 16,897 | SH | SOLE | 0 | 0 | 16,897 | ||
SCHWAB EMERGING MARKETS EQUITY ETF | EMRG MKTEQ ETF | 808524706 | 179 | 179,473 | SH | SOLE | 0 | 0 | 179,473 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 206 | 2,276 | SH | SOLE | 0 | 0 | 2,276 | ||
INVESCO FTSE RAFI US 1500 SMALL-MID ETF | FTSE RAFI 1500 | 46137V597 | 214 | 1,106 | SH | SOLE | 0 | 0 | 1,106 | ||
STAAR SURGICAL CO | COM PAR | 852312305 | 218 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
DEFIANCE NEXT GEN CONNECTIVITY ETF | DEFIANCE NEXT | 26922A289 | 219 | 5,211 | SH | SOLE | 0 | 0 | 5,211 | ||
CITIGROUP INC | COM NEW | 172967424 | 221 | 3,581 | SH | SOLE | 0 | 0 | 3,581 | ||
INVESCO SOLAR ETF | SOLAR ETF | 46138G706 | 223 | 2,859 | SH | SOLE | 0 | 0 | 2,859 | ||
SCHWAB INTERNATIONAL EQUITY ETF | INTL EQTY ETF | 808524805 | 226 | 225,929 | SH | SOLE | 0 | 0 | 225,929 | ||
ISHARES CORE AGGRESSIVE ALLOCATI ETF | AGGRES ALLOC ETF | 464289859 | 252 | 3,448 | SH | SOLE | 0 | 0 | 3,448 | ||
SPDR S&P GLOBAL NAT RES ETF IV | GLB NAT RESRCE | 78463X541 | 259 | 4,774 | SH | SOLE | 0 | 0 | 4,774 | ||
FIRST TRUST MORNINGSTAR DIV L ETF IV | SHS | 336917109 | 281 | 7,917 | SH | SOLE | 0 | 0 | 7,917 | ||
FIRST TRUST INTERNET INDEX CF ETF IV | DJ INTERNT IDX | 33733E302 | 288 | 1,274 | SH | SOLE | 0 | 0 | 1,274 | ||
NUVEEN SELECT TAX-FREE I | SH BEN INT | 67062F100 | 289 | 18,057 | SH | SOLE | 0 | 0 | 18,057 | ||
GLOBAL X GENOMICS AND BIOTECHN ETF | GENOMIC BIOTECH | 37954Y434 | 291 | 14,884 | SH | SOLE | 0 | 0 | 14,884 | ||
INVESCO FTSE RAFI US 1000 ETF | FTSE RAFI 1000 | 46137V613 | 294 | 1,703 | SH | SOLE | 0 | 0 | 1,703 | ||
APPLE INC | COM | 037833100 | 299 | 1,660 | SH | SOLE | 0 | 0 | 1,660 | ||
ISHARES MSCI EAFE ETF | EAFE GRWTH ETF | 464288885 | 344 | 4,341 | SH | SOLE | 0 | 0 | 4,341 | ||
VANGUARD VALUE ETF IV | VALUE ETF | 922908744 | 365 | 2,479 | SH | SOLE | 0 | 0 | 2,479 | ||
TEMPLETON GLOBAL INCOME TENDER OFFER EXP: 12/07/21 | COM | 880198106 | 434 | 82,937 | SH | SOLE | 0 | 0 | 82,937 | ||
SCHWAB US BROAD MARKET ETF | US BRD MKT ETF | 808524102 | 474 | 4,176 | SH | SOLE | 0 | 0 | 4,176 | ||
DELAWARE INV MINNESTA MU | COM | 24610V103 | 474 | 33,570 | SH | SOLE | 0 | 0 | 33,570 | ||
VANGUARD FTSE DEVELOPED MKTS ETF IV | FTSE DEV MKT ETF | 921943858 | 510 | 9,925 | SH | SOLE | 0 | 0 | 9,925 | ||
KRANESHARES CSI CHINA INTERNET ETF | CSI CHI INTERNET | 500767306 | 514 | 14,372 | SH | SOLE | 0 | 0 | 14,372 | ||
VANGUARD FTSE EMERGING MARK ETF IV | FTSE EMR MKT ETF | 922042858 | 520 | 10,503 | SH | SOLE | 0 | 0 | 10,503 | ||
ISHARES RUSSELL 3000 ETF IV | RUSSELL 3000 ETF | 464287689 | 543 | 1,947 | SH | SOLE | 0 | 0 | 1,947 | ||
ISHARES RUSSELL 1000 GROWTH ETF IV | RUS 1000 GRW ETF | 464287614 | 571 | 1,855 | SH | SOLE | 0 | 0 | 1,855 | ||
SCHWAB SHORT TERM US TREASURY ETF | SHT TM US TRES | 808524862 | 649 | 12,785 | SH | SOLE | 0 | 0 | 12,785 | ||
ISHARES MSCI EMERGING MARKETS ETF IV | MSCI EAFE ETF | 464287465 | 691 | 14,110 | SH | SOLE | 0 | 0 | 14,110 | ||
VANGUARD FTSE ALL WORLD EX US ETF IV | ALLWRLD EX US | 922042775 | 693 | 11,259 | SH | SOLE | 0 | 0 | 11,259 | ||
GLOBAL X SUPERDIVIDEND REIT ETF | REIT ETF | 37950E127 | 720 | 75,237 | SH | SOLE | 0 | 0 | 75,237 | ||
VANGUARD CONSUMER DISCRETIONA ETF IV | CONSUM DIS ETF | 92204A108 | 757 | 2,187 | SH | SOLE | 0 | 0 | 2,187 | ||
PFIZER INC | COM | 717081103 | 789 | 13,779 | SH | SOLE | 0 | 0 | 13,779 | ||
SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF | SHM | 78464A425 | 833 | 16,930 | SH | SOLE | 0 | 0 | 16,930 | ||
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 875 | 3,896 | SH | SOLE | 0 | 0 | 3,896 | ||
MICROSOFT CORP | COM | 594918104 | 903 | 2,683 | SH | SOLE | 0 | 0 | 2,683 | ||
ARK INNOVATION ETF | INNOVATION ETF | 00214Q104 | 992 | 10,436 | SH | SOLE | 0 | 0 | 10,436 | ||
ISHARES FLOATING RATE BOND ETF IV | FLTG RATE NT ETF | 46429B655 | 1,051 | 20,718 | SH | SOLE | 0 | 0 | 20,718 | ||
ARK GENOMIC REVOLUTION ETF | GENOMIC REV ETF | 00214Q302 | 1,153 | 18,903 | SH | SOLE | 0 | 0 | 18,903 | ||
ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 464287200 | 1,227 | 2,559 | SH | SOLE | 0 | 0 | 2,559 | ||
ISHARES RUSSELL 1000 ETF IV | RUS 1000 ETF | 464287622 | 1,298 | 4,885 | SH | SOLE | 0 | 0 | 4,885 | ||
SPDR PORTFOLIO S&P 600 SMALL CAP ETF | PORTFOLIO S&P600 | 78468R853 | 1,353 | 29,928 | SH | SOLE | 0 | 0 | 29,928 | ||
WSDMTRE EMRG MKT EX STT OWN ENTER ET | EM EX ST-OWNED | 97717X578 | 1,597 | 43,302 | SH | SOLE | 0 | 0 | 43,302 | ||
PIMCO INCOME STRATEGY II | COM | 72201J104 | 2,030 | 210,983 | SH | SOLE | 0 | 0 | 210,983 | ||
ISHARES 0-5 YEAR TIPS BOND ETF | 0-5 YR TIPS ETF | 46429B747 | 3,079 | 29,147 | SH | SOLE | 0 | 0 | 29,147 | ||
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 3,597 | 7,536 | SH | SOLE | 0 | 0 | 7,536 | ||
VANGUARD MID CAP ETF | MID CAP ETF | 922908629 | 3,765 | 14,761 | SH | SOLE | 0 | 0 | 14,761 | ||
ISHARES CORE MSCI TOTL INTL STCK ETF | CORE MSCI TOTAL | 46432F834 | 4,685 | 65,797 | SH | SOLE | 0 | 0 | 65,797 | ||
SCHWAB US SMALL CAP ETF | US SML CAP ETF | 808524607 | 5,877 | 56,906 | SH | SOLE | 0 | 0 | 56,906 | ||
CHARLES SCHWAB US MC ETF | US MID-CAP ETF | 808524508 | 8,398 | 103,987 | SH | SOLE | 0 | 0 | 103,987 | ||
SPDR BLACKSTONE SENIOR LOAN ETF | BLACKSTONE SENR | 78467V608 | 10,169 | 222,481 | SH | SOLE | 0 | 0 | 222,481 | ||
GOLDMAN SACHS ACCES TREAS 0 1 YR ETF | ACCES TREASURY | 381430529 | 19,469 | 194,607 | SH | SOLE | 0 | 0 | 194,607 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | S&P500 EQL WGT | 46137V357 | 25,904 | 158,665 | SH | SOLE | 0 | 0 | 158,665 |