The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 458,297 | 2,779 | SH | SOLE | 0 | 0 | 2,779 | ||
ARES CAPITAL CORP | NOTE 4.625% 3/0 | 04010LAW3 | 12,072 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 227,084 | 5,629 | SH | SOLE | 0 | 0 | 5,629 | ||
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 1,109,640 | 5,284 | SH | SOLE | 0 | 0 | 5,284 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 14,949 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CITIGROUP INC | COM NEW | 172967424 | 215,987 | 4,606 | SH | SOLE | 0 | 0 | 4,606 | ||
DELAWARE INVTS NATL MUN INCO | SH BEN INT | 24610T108 | 419,387 | 39,305 | SH | SOLE | 0 | 0 | 39,305 | ||
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 13,646 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
EXPEDIA GROUP INC | NOTE 2/1 | 30212PBE4 | 8,953 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 | 2,153,631 | 60,666 | SH | SOLE | 0 | 0 | 60,666 | ||
GLOBAL X FDS | GENOMIC BIOTECH | 37954Y434 | 889,903 | 72,232 | SH | SOLE | 0 | 0 | 72,232 | ||
GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 | 3,212,986 | 32,085 | SH | SOLE | 0 | 0 | 32,085 | ||
ILLUMINA INC | NOTE 8/1 | 452327AK5 | 11,834 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | 930,171 | 7,046 | SH | SOLE | 0 | 0 | 7,046 | ||
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 46137V613 | 275,201 | 1,755 | SH | SOLE | 0 | 0 | 1,755 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 25,755,026 | 178,088 | SH | SOLE | 0 | 0 | 178,088 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,467,327 | 7,688 | SH | SOLE | 0 | 0 | 7,688 | ||
ISHARES TR | AGGRES ALLOC ETF | 464289859 | 203,928 | 3,207 | SH | SOLE | 0 | 0 | 3,207 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 3,091,518 | 49,903 | SH | SOLE | 0 | 0 | 49,903 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,025,826 | 2,495 | SH | SOLE | 0 | 0 | 2,495 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 313,961 | 4,390 | SH | SOLE | 0 | 0 | 4,390 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 463,294 | 11,741 | SH | SOLE | 0 | 0 | 11,741 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 1,107,050 | 4,915 | SH | SOLE | 0 | 0 | 4,915 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 548,247 | 2,244 | SH | SOLE | 0 | 0 | 2,244 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 852,027 | 4,776 | SH | SOLE | 0 | 0 | 4,776 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 465,722 | 1,978 | SH | SOLE | 0 | 0 | 1,978 | ||
MICROSOFT CORP | COM | 594918104 | 962,085 | 3,337 | SH | SOLE | 0 | 0 | 3,337 | ||
NEWELL BRANDS INC | COM | 651229106 | 413,668 | 33,253 | SH | SOLE | 0 | 0 | 33,253 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 151,505 | 17,197 | SH | SOLE | 0 | 0 | 17,197 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 117,729 | 12,755 | SH | SOLE | 0 | 0 | 12,755 | ||
NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 | 267,000 | 18,658 | SH | SOLE | 0 | 0 | 18,658 | ||
PFIZER INC | COM | 717081103 | 621,415 | 15,231 | SH | SOLE | 0 | 0 | 15,231 | ||
PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 | 96,112 | 10,811 | SH | SOLE | 0 | 0 | 10,811 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 224,999 | 1,513 | SH | SOLE | 0 | 0 | 1,513 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 3,966,817 | 161,779 | SH | SOLE | 0 | 0 | 161,779 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 8,391,781 | 241,143 | SH | SOLE | 0 | 0 | 241,143 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 458,009 | 9,387 | SH | SOLE | 0 | 0 | 9,387 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 697,342 | 14,866 | SH | SOLE | 0 | 0 | 14,866 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 363,829 | 7,604 | SH | SOLE | 0 | 0 | 7,604 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 7,278,418 | 107,272 | SH | SOLE | 0 | 0 | 107,272 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 5,190,317 | 123,785 | SH | SOLE | 0 | 0 | 123,785 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,524,805 | 8,610 | SH | SOLE | 0 | 0 | 8,610 | ||
SPDR SER TR | NUVEEN BLMBRG SH | 78468R739 | 486,488 | 10,231 | SH | SOLE | 0 | 0 | 10,231 | ||
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 223,739 | 4,437 | SH | SOLE | 0 | 0 | 4,437 | ||
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 1,428,573 | 37,823 | SH | SOLE | 0 | 0 | 37,823 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 382,402 | 9,223 | SH | SOLE | 0 | 0 | 9,223 | ||
TANGER FACTORY OUTLET CTRS I | COM | 875465106 | 1,606,539 | 81,841 | SH | SOLE | 0 | 0 | 81,841 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 259,020 | 58,868 | SH | SOLE | 0 | 0 | 58,868 | ||
VANGUARD ADMIRAL FDS INC | 500 VAL IDX FD | 921932703 | 440,100 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 2,217,878 | 8,891 | SH | SOLE | 0 | 0 | 8,891 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,934,906 | 13,915 | SH | SOLE | 0 | 0 | 13,915 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 922,221 | 2,452 | SH | SOLE | 0 | 0 | 2,452 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 299,104 | 1,884 | SH | SOLE | 0 | 0 | 1,884 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 793,193 | 4,184 | SH | SOLE | 0 | 0 | 4,184 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 211,649 | 978 | SH | SOLE | 0 | 0 | 978 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 2,577,102 | 18,660 | SH | SOLE | 0 | 0 | 18,660 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,611,629 | 30,141 | SH | SOLE | 0 | 0 | 30,141 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 370,416 | 9,169 | SH | SOLE | 0 | 0 | 9,169 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,838,804 | 24,122 | SH | SOLE | 0 | 0 | 24,122 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 2,055,474 | 45,505 | SH | SOLE | 0 | 0 | 45,505 | ||
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 14,498 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | 961,596 | 34,540 | SH | SOLE | 0 | 0 | 34,540 |