The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 1,061 | 950,000 | PRN | SOLE | 950,000 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 2,217 | 15,029 | SH | SOLE | 15,029 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 3,502 | 212,793 | SH | SOLE | 212,793 | 0 | 0 | ||
AMERESCO INC | CL A | 02361E108 | 3,318 | 63,513 | SH | SOLE | 63,513 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,145 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,090 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 | 1,675 | 38,818 | SH | SOLE | 38,818 | 0 | 0 | ||
BALLARD PWR SYS INC NEW | COM | 058586108 | 2,543 | 108,675 | SH | SOLE | 108,675 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 8,226 | 95,961 | SH | SOLE | 95,961 | 0 | 0 | ||
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 3,477 | 59,644 | SH | SOLE | 59,644 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 1,469 | 34,027 | SH | SOLE | 34,027 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 1,873 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 3,928 | 76,662 | SH | SOLE | 76,662 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,632 | 10,250 | SH | SOLE | 10,250 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 1,361 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 1,032 | 7,400 | SH | SOLE | 7,400 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 8,588 | 48,942 | SH | SOLE | 48,942 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 3,046 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 1,821 | 2,550 | SH | SOLE | 2,550 | 0 | 0 | ||
FORTIVE CORP | NOTE 0.875% 2/1 | 34959JAK4 | 925 | 900,000 | PRN | SOLE | 900,000 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 2,087 | 22,287 | SH | SOLE | 22,287 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 7,067 | 111,420 | SH | SOLE | 111,420 | 0 | 0 | ||
HEADHUNTER GROUP PLC | SPONSORED ADS | 42207L106 | 3,277 | 108,318 | SH | SOLE | 108,318 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 500 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
ILLUMINA INC | NOTE8/1 | 452327AK5 | 1,609 | 1,432,000 | PRN | SOLE | 1,432,000 | 0 | 0 | ||
ITRON INC | COM | 465741106 | 2,355 | 24,556 | SH | SOLE | 24,556 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 1,497 | 17,033 | SH | SOLE | 17,033 | 0 | 0 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 1,735 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | NOTE 1.000% 1/3 | 531229AF9 | 898 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 636 | 520,000 | PRN | SOLE | 520,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 4,395 | 56,966 | SH | SOLE | 56,966 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 1,053 | 622,000 | PRN | SOLE | 622,000 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 9,188 | 270,950 | SH | SOLE | 270,950 | 0 | 0 | ||
QTS RLTY TR INC | COM CL A | 74736A103 | 1,021 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500% 5/1 | 75606NAC3 | 707 | 550,000 | PRN | SOLE | 550,000 | 0 | 0 | ||
REPUBLIC SVCS INC | COM | 760759100 | 1,647 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 1,114 | 3,950 | SH | SOLE | 3,950 | 0 | 0 | ||
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 945 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 6,821 | 21,374 | SH | SOLE | 21,374 | 0 | 0 | ||
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 876 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 1,961 | 43,457 | SH | SOLE | 43,457 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 7,885 | 113,647 | SH | SOLE | 113,647 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 2,928 | 26,848 | SH | SOLE | 26,848 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 1,901 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 6,319 | 119,724 | SH | SOLE | 119,724 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 1,066 | 878,000 | PRN | SOLE | 878,000 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 1,160 | 137,584 | SH | SOLE | 137,584 | 0 | 0 | ||
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 669 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
YALLA GROUP LTD | ADS | 98459U103 | 1,202 | 83,847 | SH | SOLE | 83,847 | 0 | 0 | ||
YANDEX N V | SHS CLASS A | N97284108 | 5,026 | 72,227 | SH | SOLE | 72,227 | 0 | 0 | ||
ZYNGA INC | NOTE 0.250% 6/0 | 98986TAB4 | 662 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 |