UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23802
Destiny Tech100 Inc.
(Exact name of registrant as specified in charter)
1401 Lavaca Street, #144, Austin, TX 78701
(Address of principal executive offices) (Zip code)
Sohail Prasad
1401 Lavaca Street, 3144, Austin, TX 78701
(Name and address of agent for service)
Registrant's telephone number, including area code: 415-639-9966
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Item 1. Proxy Voting Record.
Name of Fund: Destiny Tech100 Inc | |
Period: January 1, 2023 - June 30, 2023 | |
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Company Name | Meeting Date | CINS | Ticker |
KLARNA HOLDING AB | 3/6/2023 | W5S068100 | N/A |
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Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Against | For | 7. APPROVE ISSUANCE OF 1.1 MILLION WARRANTS | Issuer |
For | For | 8A. APPROVE ISSUANCE AND TRANSFER OF WARRANTS OF SERIES L5:1 AND L5:2 FROM LARKAN III AB TO KLARNA BANK AB | Issuer |
For | For | 8B. APPROVE ISSUANCE AND TRANSFER OF WARRANTS OF SERIES L6:1 AND L6:2 FROM LARKAN IV AB TO KLARNA BANK AB AND CERTAIN EMPLOYEES | Issuer |
For | For | 8C. APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES | Issuer |
Against | For | 9. APPROVE ISSUANCE OF 35,952 SHARES WITHOUT PREEMPTIVE RIGHTS | Issuer |
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Company Name | Meeting Date | CINS | Ticker |
KLARNA HOLDING AB | 6/26/2023 | W5S068100 | N/A |
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Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Withheld | For | 2 ELECT CHAIRMAN OF MEETING | Issuer |
Withheld | For | 3 PREPARE AND APPROVE LIST OF SHAREHOLDERS | Issuer |
Withheld | For | 4 DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Issuer |
Withheld | For | 5 APPROVE AGENDA OF MEETING | Issuer |
Withheld | For | 6 ACKNOWLEDGE PROPER CONVENING OF MEETING | Issuer |
Withheld | For | 7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer |
Withheld | For | 8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer |
Withheld | For | 8.B APPROVE ALLOCATION OF INCOME | Issuer |
Withheld | For | 8.C1 APPROVE DISCHARGE OF ROGER FERGUSON | Issuer |
Withheld | For | 8.C2 APPROVE DISCHARGE OF LISE KAAE | Issuer |
Withheld | For | 8.C3 APPROVE DISCHARGE OF OMID KORDESTANI | Issuer |
Withheld | For | 8.C4 APPROVE DISCHARGE OF MICHAEL MORITZ | Issuer |
Withheld | For | 8.C5 APPROVE DISCHARGE OF SEBASTIAN SIEMIATKOWSKI | Issuer |
Withheld | For | 8.C6 APPROVE DISCHARGE OF SARAH SMITH | Issuer |
Withheld | For | 8.C7 APPROVE DISCHARGE OF MIKAEL WALTHER | Issuer |
Withheld | For | 9 APPROVE REMUNERATION OF DIRECTORS (ROGER FERGUSON, OMID KORDESTANI AND SARAH SMITH ONLY) ; APPROVE REMUNERATION OF AUDITORS | Issuer |
Withheld | For | 10 DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD | Issuer |
Withheld | For | 11.1 REELECT ROGER FERGUSON AS DIRECTOR | Issuer |
Withheld | For | 11.2 REELECT LISE KAAE AS DIRECTOR | Issuer |
Withheld | For | 11.3 REELECT OMID KORDESTANI AS DIRECTOR | Issuer |
Withheld | For | 11.4 REELECT MICHAEL MORITZ AS DIRECTOR | Issuer |
Withheld | For | 11.5 REELECT SEBASTIAN SIEMIATKOWSKI AS DIRECTOR | Issuer |
Withheld | For | 11.6 REELECT SARAH SMITH AS DIRECTOR | Issuer |
Withheld | For | 11.7 REELECT MIKAEL WALTHER AS DIRECTOR | Issuer |
Withheld | For | 12 RATIFY ERNST YOUNG AS AUDITORS | Issuer |
Withheld | For | 13 APPROVE ISSUANCE OF UP TO 10 PERCENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS | Issuer |
Withheld | For | 14 APPROVE ISSUANCE OF WARRANTS | Issuer |
Withheld | For | 15 APPROVE EQUITY PLAN FINANCING | Issuer |
Withheld | For | 16 APPROVE EQUITY PLAN FINANCING THROUGH ISSUE OF WARRANTS | Issuer |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
By (Signature and Title)* /s/ Peter Sattelmair
Peter Sattelmair (Principal Financial and Accounting Officer)
Date: July 31, 2023