The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFLAC INC | COM | 001055102 | 372 | 8,366 | SH | SOLE | 0 | 0 | 8,366 | ||
ABBOTT LABS | COM | 002824100 | 773 | 7,060 | SH | SOLE | 0 | 0 | 7,060 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 538 | 1,970 | SH | SOLE | 0 | 0 | 1,970 | ||
AMAZON COM INC | COM | 023135106 | 1,879 | 577 | SH | SOLE | 0 | 0 | 577 | ||
AMGEN INC | COM | 031162100 | 681 | 2,963 | SH | SOLE | 0 | 0 | 2,963 | ||
ANALOG DEVICES INC | COM | 032654105 | 674 | 4,565 | SH | SOLE | 0 | 0 | 4,565 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 120 | 14,165 | SH | SOLE | 0 | 0 | 14,165 | ||
APPLE INC | COM | 037833100 | 12,437 | 93,732 | SH | SOLE | 0 | 0 | 93,732 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 708 | 4,017 | SH | SOLE | 0 | 0 | 4,017 | ||
BECTON DICKINSON & CO | COM | 075887109 | 640 | 2,559 | SH | SOLE | 0 | 0 | 2,559 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 8 | 11,070 | SH | SOLE | 0 | 0 | 11,070 | ||
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 370 | 23,423 | SH | SOLE | 0 | 0 | 23,423 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,293 | 15,306 | SH | SOLE | 0 | 0 | 15,306 | ||
CLOROX CO DEL | COM | 189054109 | 510 | 2,527 | SH | SOLE | 0 | 0 | 2,527 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 293 | 3,428 | SH | SOLE | 0 | 0 | 3,428 | ||
DISNEY WALT CO | COM | 254687106 | 716 | 3,954 | SH | SOLE | 0 | 0 | 3,954 | ||
DOW INC | COM | 260557103 | 737 | 13,271 | SH | SOLE | 0 | 0 | 13,271 | ||
EDISON INTL | COM | 281020107 | 497 | 7,918 | SH | SOLE | 0 | 0 | 7,918 | ||
EMERSON ELEC CO | COM | 291011104 | 344 | 4,285 | SH | SOLE | 0 | 0 | 4,285 | ||
FACTSET RESH SYS INC | COM | 303075105 | 433 | 1,301 | SH | SOLE | 0 | 0 | 1,301 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 332 | 2,231 | SH | SOLE | 0 | 0 | 2,231 | ||
GILEAD SCIENCES INC | COM | 375558103 | 514 | 8,816 | SH | SOLE | 0 | 0 | 8,816 | ||
HOME DEPOT INC | COM | 437076102 | 346 | 1,301 | SH | SOLE | 0 | 0 | 1,301 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 736 | 3,609 | SH | SOLE | 0 | 0 | 3,609 | ||
INTEL CORP | COM | 458140100 | 1,170 | 23,481 | SH | SOLE | 0 | 0 | 23,481 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 875 | 6,952 | SH | SOLE | 0 | 0 | 6,952 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 1,770 | 18,269 | SH | SOLE | 0 | 0 | 18,269 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 1,642 | 19,043 | SH | SOLE | 0 | 0 | 19,043 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 5,690 | 44,578 | SH | SOLE | 0 | 0 | 44,578 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,557 | 30,127 | SH | SOLE | 0 | 0 | 30,127 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 468 | 3,901 | SH | SOLE | 0 | 0 | 3,901 | ||
ISHARES TR | U.S. UTILITS ETF | 464287697 | 1,604 | 20,665 | SH | SOLE | 0 | 0 | 20,665 | ||
ISHARES TR | MBS ETF | 464288588 | 1,815 | 16,476 | SH | SOLE | 0 | 0 | 16,476 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 2,172 | 35,146 | SH | SOLE | 0 | 0 | 35,146 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 328 | 5,948 | SH | SOLE | 0 | 0 | 5,948 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 4,977 | 129,236 | SH | SOLE | 0 | 0 | 129,236 | ||
JOHNSON & JOHNSON | COM | 478160104 | 874 | 5,555 | SH | SOLE | 0 | 0 | 5,555 | ||
KRAFT HEINZ CO | COM | 500754106 | 550 | 15,879 | SH | SOLE | 0 | 0 | 15,879 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 721 | 3,816 | SH | SOLE | 0 | 0 | 3,816 | ||
LOWES COS INC | COM | 548661107 | 1,263 | 7,868 | SH | SOLE | 0 | 0 | 7,868 | ||
MASCO CORP | COM | 574599106 | 2,144 | 39,034 | SH | SOLE | 0 | 0 | 39,034 | ||
MCDONALDS CORP | COM | 580135101 | 520 | 2,425 | SH | SOLE | 0 | 0 | 2,425 | ||
MICROSOFT CORP | COM | 594918104 | 4,588 | 20,626 | SH | SOLE | 0 | 0 | 20,626 | ||
NIKE INC | CL B | 654106103 | 413 | 2,921 | SH | SOLE | 0 | 0 | 2,921 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 610 | 2,567 | SH | SOLE | 0 | 0 | 2,567 | ||
NUVEEN INTER DURATION MUN TE | COM | 670671106 | 582 | 41,955 | SH | SOLE | 0 | 0 | 41,955 | ||
PAYCHEX INC | COM | 704326107 | 471 | 5,059 | SH | SOLE | 0 | 0 | 5,059 | ||
PEPSICO INC | COM | 713448108 | 840 | 5,665 | SH | SOLE | 0 | 0 | 5,665 | ||
PFIZER INC | COM | 717081103 | 876 | 23,807 | SH | SOLE | 0 | 0 | 23,807 | ||
PHILLIPS 66 | COM | 718546104 | 358 | 5,121 | SH | SOLE | 0 | 0 | 5,121 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 710 | 5,100 | SH | SOLE | 0 | 0 | 5,100 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 306 | 65,811 | SH | SOLE | 0 | 0 | 65,811 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,839 | 84,245 | SH | SOLE | 0 | 0 | 84,245 | ||
STARBUCKS CORP | COM | 855244109 | 722 | 6,752 | SH | SOLE | 0 | 0 | 6,752 | ||
SYSCO CORP | COM | 871829107 | 355 | 4,778 | SH | SOLE | 0 | 0 | 4,778 | ||
US BANCORP DEL | COM NEW | 902973304 | 210 | 4,515 | SH | SOLE | 0 | 0 | 4,515 | ||
V F CORP | COM | 918204108 | 548 | 6,411 | SH | SOLE | 0 | 0 | 6,411 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 5,888 | 41,709 | SH | SOLE | 0 | 0 | 41,709 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 461 | 7,669 | SH | SOLE | 0 | 0 | 7,669 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 2,584 | 27,825 | SH | SOLE | 0 | 0 | 27,825 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 255 | 2,890 | SH | SOLE | 0 | 0 | 2,890 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,001 | 11,786 | SH | SOLE | 0 | 0 | 11,786 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 542 | 2,783 | SH | SOLE | 0 | 0 | 2,783 | ||
WALMART INC | COM | 931142103 | 3,261 | 22,619 | SH | SOLE | 0 | 0 | 22,619 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 391 | 5,461 | SH | SOLE | 0 | 0 | 5,461 | ||
TARGET CORP | COM | 87612E106 | 1,009 | 5,717 | SH | SOLE | 0 | 0 | 5,717 | ||
AT&T INC | COM | 00206R102 | 1,963 | 68,260 | SH | SOLE | 0 | 0 | 68,260 | ||
ABBVIE INC | COM | 00287Y109 | 601 | 5,605 | SH | SOLE | 0 | 0 | 5,605 | ||
ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 | 432 | 12,798 | SH | SOLE | 0 | 0 | 12,798 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 543 | 310 | SH | SOLE | 0 | 0 | 310 | ||
ALTRIA GROUP INC | COM | 02209S103 | 488 | 11,904 | SH | SOLE | 0 | 0 | 11,904 | ||
BLACKROCK INC | COM | 09247X101 | 478 | 662 | SH | SOLE | 0 | 0 | 662 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 248 | 33,423 | SH | SOLE | 0 | 0 | 33,423 | ||
CALAMOS LNG SHR EQT DYNAMIC | COM | 12812C106 | 448 | 25,707 | SH | SOLE | 0 | 0 | 25,707 | ||
CISCO SYS INC | COM | 17275R102 | 385 | 8,613 | SH | SOLE | 0 | 0 | 8,613 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 370 | 4,275 | SH | SOLE | 0 | 0 | 4,275 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,818 | 44,111 | SH | SOLE | 0 | 0 | 44,111 | ||
FACEBOOK INC | CL A | 30303M102 | 722 | 2,644 | SH | SOLE | 0 | 0 | 2,644 | ||
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | 1,069 | 20,775 | SH | SOLE | 0 | 0 | 20,775 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 230 | 6,262 | SH | SOLE | 0 | 0 | 6,262 | ||
INVESCO ACTIVELY MANAGED ETF | ULTRA SHRT DUR | 46090A887 | 1,035 | 20,470 | SH | SOLE | 0 | 0 | 20,470 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 481 | 7,080 | SH | SOLE | 0 | 0 | 7,080 | ||
ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | 1,856 | 36,989 | SH | SOLE | 0 | 0 | 36,989 | ||
ISHARES TR | CONV BD ETF | 46435G102 | 780 | 8,074 | SH | SOLE | 0 | 0 | 8,074 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 635 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 7,528 | 148,220 | SH | SOLE | 0 | 0 | 148,220 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 434 | 31,717 | SH | SOLE | 0 | 0 | 31,717 | ||
NIO INC | SPON ADS | 62914V106 | 2,678 | 54,936 | SH | SOLE | 0 | 0 | 54,936 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 896 | 11,612 | SH | SOLE | 0 | 0 | 11,612 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 274 | 2,902 | SH | SOLE | 0 | 0 | 2,902 | ||
NVIDIA CORPORATION | COM | 67066G104 | 792 | 1,517 | SH | SOLE | 0 | 0 | 1,517 | ||
PG&E CORP | COM | 69331C108 | 885 | 71,032 | SH | SOLE | 0 | 0 | 71,032 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 251 | 1,070 | SH | SOLE | 0 | 0 | 1,070 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,393 | 13,653 | SH | SOLE | 0 | 0 | 13,653 | ||
QUANTUMSCAPE CORP | COM CL A | 74767V109 | 3,409 | 40,365 | SH | SOLE | 0 | 0 | 40,365 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,450 | 19,341 | SH | SOLE | 0 | 0 | 19,341 | ||
SPDR SER TR | PORTFOLIO INTRMD | 78464A375 | 372 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 314 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 633 | 5,975 | SH | SOLE | 0 | 0 | 5,975 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 853 | 7,519 | SH | SOLE | 0 | 0 | 7,519 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,055 | 6,560 | SH | SOLE | 0 | 0 | 6,560 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 483 | 5,449 | SH | SOLE | 0 | 0 | 5,449 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 6,138 | 47,207 | SH | SOLE | 0 | 0 | 47,207 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,095 | 17,465 | SH | SOLE | 0 | 0 | 17,465 | ||
SILVERGATE CAP CORP | CL A | 82837P408 | 2,097 | 28,218 | SH | SOLE | 0 | 0 | 28,218 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 534 | 27,680 | SH | SOLE | 0 | 0 | 27,680 | ||
TESLA INC | COM | 88160R101 | 2,460 | 3,486 | SH | SOLE | 0 | 0 | 3,486 | ||
3M CO | COM | 88579Y101 | 330 | 1,886 | SH | SOLE | 0 | 0 | 1,886 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 4,932 | 59,239 | SH | SOLE | 0 | 0 | 59,239 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,387 | 14,281 | SH | SOLE | 0 | 0 | 14,281 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 756 | 12,873 | SH | SOLE | 0 | 0 | 12,873 | ||
VIASAT INC | COM | 92552V100 | 401 | 12,290 | SH | SOLE | 0 | 0 | 12,290 | ||
VISA INC | COM CL A | 92826C839 | 234 | 1,068 | SH | SOLE | 0 | 0 | 1,068 | ||
WP CAREY INC | COM | 92936U109 | 288 | 4,086 | SH | SOLE | 0 | 0 | 4,086 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 508 | 5,525 | SH | SOLE | 0 | 0 | 5,525 | ||
AJAX I | COM | G0190X100 | 2,106 | 178,473 | SH | SOLE | 0 | 0 | 178,473 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 520 | 1,990 | SH | SOLE | 0 | 0 | 1,990 | ||
LINDE PLC | SHS | G5494J103 | 455 | 1,726 | SH | SOLE | 0 | 0 | 1,726 | ||
MEDTRONIC PLC | SHS | G5960L103 | 592 | 5,056 | SH | SOLE | 0 | 0 | 5,056 | ||
TECHNIPFMC PLC | COM | G87110105 | 2,305 | 245,229 | SH | SOLE | 0 | 0 | 245,229 | ||
TRITERRAS INC | SHS CL A | G9103H102 | 2,048 | 185,718 | SH | SOLE | 0 | 0 | 185,718 | ||
CHUBB LIMITED | COM | H1467J104 | 576 | 3,741 | SH | SOLE | 0 | 0 | 3,741 |