UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 25, 2022
Solid Power, Inc.
(Exact Name of Registrant as Specified in Charter)
| Delaware | | 001-40284 | | 86-1888095 |
(State or other jurisdiction
of incorporation) | | (Commission
File Number) | | (I.R.S. Employer
Identification Number) |
486 S. Pierce Avenue, Suite E Louisville, Colorado | | 80027 |
| (Address of principal executive offices) | | (Zip code) |
(303) 219-0720
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading
Symbol(s) | | Name of each exchange on which registered |
| Common stock, par value $0.0001 per share | | SLDP | | The Nasdaq Stock Market LLC |
| Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 | | SLDPW | | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On May 25, 2022, Solid Power, Inc. (the “Company”) held its 2022 annual meeting of stockholders. Of the 173,770,952 shares of common stock entitled to vote at the annual meeting, 122,644,536 were voted.
At the annual meeting, the stockholders elected the three individuals nominated to be Class I directors and ratified the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022.
Election results for the directors nominated at the annual meeting were as follows:
| Nominee | | For | | Withhold | | Broker Non-Votes |
| Erik Anderson | | 107,097,964 | | 980,779 | | 14,565,793 |
| Douglas Campbell | | 106,104,092 | | 1,974,651 | | 14,565,793 |
| Lesa Roe | | 107,918,403 | | 160,340 | | 14,565,793 |
Election results for the ratification of the appointment of Ernst & Young, LLP as the independent registered accounting firm for the fiscal year ending December 31, 2022 were as follows:
| For | | Against | | Abstain |
| 122,289,856 | | 276,501 | | 78,179 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Dated: May 26, 2022
| | | |
| | SOLID POWER, INC. |
| | | |
| | By: | /s/ James Liebscher |
| | | Name: James Liebscher |
| | | Title: Chief Legal Officer and Secretary |
