UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER
SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION
OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 001-40450
OceanTech Acquisitions I Corp.
(Exact name of registrant as specified in its charter)
515 Madison Avenue, 8th Floor - Suite 8133
New York, New York 10022
(Address, including zip code, of registrant’s principal executive offices)
Registrant’s telephone number, including area code: (929) 412-1272
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered | ||
| Units, each consisting of one share of Class A Common Stock and one Redeemable Warrant | OTECU | The Nasdaq Stock Market LLC | ||
| Class A Common Stock, $0.0001 par value per share | OTEC | The Nasdaq Stock Market LLC | ||
| Redeemable Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share | OTECW | The Nasdaq Stock Market LLC |
(Title of each class of securities covered by this Form)
*Registrant was suspended from trading on Nasdaq on January 24, 2024. Registrant’s market maker received approval of its Form 211 from FINRA on April 24, 2024 to begin trading over the counter with the symbol “OTAC” pending resolution with Nasdaq.
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ☒ | ||
| Rule 12g-4(a)(2) | ☐ | ||
| Rule 12h-3(b)(1)(i) | ☐ | ||
| Rule 12h-3(b)(1)(ii) | ☐ | ||
| Rule 15d-6 | ☐ | ||
| Rule 15d-22(b) | ☐ |
Approximate number of holders of record as of the certification or notice date:
3,497,475 shares of Class A common stock, par value $0.0001 per share, and 0 shares of Class B common stock, par value $0.0001 per share, are issued and outstanding, respectively, as of May 31, 2024
Pursuant to the requirements of the Securities Exchange Act of 1934, OceanTech Acquisitions I Corp. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| Date: | October 4, 2024 | By: | /s/ Surendra Ajjarapu | |
| Name: | Surendra Ajjarapu | |||
| Title: | Chief Executive Officer |
