The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
RAND CAP CORP | COM NEW | 752185207 | 242,689 | 18,654 | SH | SOLE | 18,654 | 0 | 0 | ||
ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | 4,167,875 | 36,631 | SH | SOLE | 36,631 | 0 | 0 | ||
AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | 7,431,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
ALTICE USA INC | CL A | 02156K103 | 21,140 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 336,006 | 4,574 | SH | SOLE | 4,574 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | 8,582,245 | 13,200,000 | SH | SOLE | 13,200,000 | 0 | 0 | ||
BROOKFIELD CORP | CL A LTD VT SH | 11271J107 | 1,151,402 | 34,200 | SH | SOLE | 34,200 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 3,770,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 | 5,335,641 | 7,050,000 | SH | SOLE | 7,050,000 | 0 | 0 | ||
CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | 3,580,531 | 115,501 | SH | SOLE | 115,501 | 0 | 0 | ||
DOCUSIGN INC | NOTE 1/1 | 256163AD8 | 1,458,805 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | 6,341,751 | 6,959,000 | SH | SOLE | 6,959,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 1,660,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 9,949,353 | 584,912 | SH | SOLE | 584,912 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 1,943,292 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ZIFF DAVIS INC | COM | 48123V102 | 5,533,409 | 78,981 | SH | SOLE | 78,981 | 0 | 0 | ||
LATHAM GROUP INC | COM | 51819L107 | 6,321,688 | 1,703,959 | SH | SOLE | 1,703,959 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 909,413 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 858,656 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 10,449,082 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 4,787,955 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 398,924 | 4,347 | SH | SOLE | 4,347 | 0 | 0 | ||
SOTERA HEALTH CO | COM | 83601L102 | 3,024,385 | 160,530 | SH | SOLE | 160,530 | 0 | 0 | ||
STONERIDGE INC | COM | 86183P102 | 22,897,076 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 2,354,265 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
TRICON RESIDENTIAL INC | COM NPV | 89612W102 | 7,199,106 | 811,189 | SH | SOLE | 811,189 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 3,214,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 5,302,856 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 |