The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 1,454,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | 1,893,107 | 16,631 | SH | SOLE | 16,631 | 0 | 0 | ||
AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | 7,513,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
ALTICE USA INC | CL A | 02156K103 | 22,890 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | 8,612,817 | 13,200,000 | SH | SOLE | 13,200,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 10,058,895 | 11,612,000 | SH | SOLE | 11,612,000 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 3,937,500 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | 2,908,315 | 115,501 | SH | SOLE | 115,501 | 0 | 0 | ||
DOCUSIGN INC | NOTE 1/1 | 256163AD8 | 1,477,504 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 1,700,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 7,269,092 | 609,312 | SH | SOLE | 609,312 | 0 | 0 | ||
GOOSEHEAD INS INC | COM CL A | 38267D109 | 1,117,950 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 2,037,042 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
LATHAM GROUP INC | COM | 51819L107 | 4,656,789 | 1,663,139 | SH | SOLE | 1,663,139 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 876,594 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 910,601 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 10,377,754 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
PRECISION DRILLING CORP | COM NEW | 74022D407 | 938,075 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 4,863,535 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
SOTERA HEALTH CO | COM | 83601L102 | 153,141 | 10,223 | SH | SOLE | 10,223 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 150,191 | 1,635 | SH | SOLE | 1,635 | 0 | 0 | ||
STONERIDGE INC | COM | 86183P102 | 24,379,009 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 2,415,367 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
TRICON RESIDENTIAL INC | COM NPV | 89612W102 | 6,048,046 | 811,833 | SH | SOLE | 811,833 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 3,186,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 5,367,927 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||
ZIFF DAVIS INC | COM | 48123V102 | 3,438,050 | 53,981 | SH | SOLE | 53,981 | 0 | 0 | ||
ZIFF DAVIS INC | NOTE 1.750%11/0 | 48123VAE2 | 5,869,981 | 6,300,000 | SH | SOLE | 6,300,000 | 0 | 0 |