The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 1,531,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | 2,301,433 | 16,364 | SH | SOLE | 16,364 | 0 | 0 | ||
AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | 8,225,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | 10,969,061 | 17,200,000 | SH | SOLE | 17,200,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 10,363,710 | 11,612,000 | SH | SOLE | 11,612,000 | 0 | 0 | ||
CABLE ONE INC | NOTE 1.125% 3/1 | 12685JAG0 | 4,594,688 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 4,164,597 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | 4,316,315 | 164,682 | SH | SOLE | 164,682 | 0 | 0 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 1,514,962 | 28,133 | SH | SOLE | 28,133 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 3,326,641 | 328,395 | SH | SOLE | 328,395 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 2,489,589 | 173,854 | SH | SOLE | 173,854 | 0 | 0 | ||
GOOSEHEAD INS INC | COM CL A | 38267D109 | 2,970,223 | 39,185 | SH | SOLE | 39,185 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 1,768,233 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
LATHAM GROUP INC | COM | 51819L107 | 4,762,212 | 1,810,727 | SH | SOLE | 1,810,727 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 925,913 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 889,156 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 10,670,682 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
PETIQ INC | COM CL A | 71639T106 | 4,748,433 | 240,427 | SH | SOLE | 240,427 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 4,855,021 | 5,375,000 | SH | SOLE | 5,375,000 | 0 | 0 | ||
RAND CAP CORP | COM NEW | 752185207 | 242,315 | 18,654 | SH | SOLE | 18,654 | 0 | 0 | ||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 903,854 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SNAP INC | NOTE 0.125% 3/0 | 83304AAH9 | 2,362,260 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
SOTERA HEALTH CO | COM | 83601L102 | 52,606 | 3,122 | SH | SOLE | 3,122 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 107,383 | 1,175 | SH | SOLE | 1,175 | 0 | 0 | ||
STONERIDGE INC | COM | 86183P102 | 23,771,659 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 2,505,000 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
TRANSALTA CORP | COM | 89346D107 | 1,531,351 | 183,216 | SH | SOLE | 183,216 | 0 | 0 | ||
TRICON RESIDENTIAL INC | COM NPV | 89612W102 | 5,502,266 | 600,714 | SH | SOLE | 600,714 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 3,093,200 | 3,700,000 | SH | SOLE | 3,700,000 | 0 | 0 | ||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 5,551,244 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||
VESTIS CORPORATION | COM SHS | 29430C102 | 2,511,228 | 118,594 | SH | SOLE | 118,594 | 0 | 0 | ||
ZIFF DAVIS INC | COM | 48123V102 | 481,013 | 7,159 | SH | SOLE | 7,159 | 0 | 0 | ||
ZIFF DAVIS INC | NOTE 1.750%11/0 | 48123VAE2 | 6,003,069 | 6,300,000 | SH | SOLE | 6,300,000 | 0 | 0 |