The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 2,126,161 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | 3,817,847 | 16,364 | SH | SOLE | 16,364 | 0 | 0 | ||
AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | 11,276,629 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | 16,993,427 | 17,200,000 | SH | SOLE | 17,200,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 3/1 | 09239BAD1 | 14,310,518 | 11,612,000 | SH | SOLE | 11,612,000 | 0 | 0 | ||
CABLE ONE INC | NOTE 1.125% 3/1 | 12685JAG0 | 6,144,798 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 5,672,178 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | 1,294,404 | 60,252 | SH | SOLE | 60,252 | 0 | 0 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 3,428,509 | 40,433 | SH | SOLE | 40,433 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 12,143,070 | 1,021,031 | SH | SOLE | 1,021,031 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 3,916,398 | 210,582 | SH | SOLE | 210,582 | 0 | 0 | ||
GOOSEHEAD INS INC | COM CL A | 38267D109 | 6,370,772 | 70,598 | SH | SOLE | 70,598 | 0 | 0 | ||
JOHN BEAN TECHNOLOGIES CORP | COM | 477839104 | 710,394 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
LATHAM GROUP INC | COM | 51819L107 | 9,620,474 | 1,793,520 | SH | SOLE | 1,793,520 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 1,303,891 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 1,249,022 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 | 7,571,358 | 5,930,000 | SH | SOLE | 5,930,000 | 0 | 0 | ||
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 15,725,491 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
PETIQ INC | COM CL A | 71639T106 | 6,522,910 | 263,433 | SH | SOLE | 263,433 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | 6,788,354 | 5,375,000 | SH | SOLE | 5,375,000 | 0 | 0 | ||
RAND CAP CORP | COM NEW | 752185207 | 352,991 | 18,654 | SH | SOLE | 18,654 | 0 | 0 | ||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 1,192,713 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SNAP INC | NOTE 0.125% 3/0 | 83304AAH9 | 3,107,084 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
SOTERA HEALTH CO | COM | 83601L102 | 50,789 | 3,122 | SH | SOLE | 3,122 | 0 | 0 | ||
STONERIDGE INC | COM | 86183P102 | 25,098,785 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | 3,880,786 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
TRICON RESIDENTIAL INC | COM NPV | 89612W102 | 8,998,392 | 595,920 | SH | SOLE | 595,920 | 0 | 0 | ||
TRIPADVISOR INC | NOTE 0.250% 4/0 | 896945AD4 | 1,269,078 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | 15,737,177 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 7,723,483 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||
VESTIS CORPORATION | COM SHS | 29430C102 | 4,193,557 | 160,368 | SH | SOLE | 160,368 | 0 | 0 | ||
ZIFF DAVIS INC | COM | 48123V102 | 3,341,856 | 39,136 | SH | SOLE | 39,136 | 0 | 0 | ||
ZIFF DAVIS INC | NOTE 1.750%11/0 | 48123VAE2 | 8,179,033 | 6,300,000 | SH | SOLE | 6,300,000 | 0 | 0 |