Kristen M. Ankerbrandt Form 3 Compass / Kristen M. Ankerbrandt ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Ankerbrandt Kristen M.

(Last) (First) (Middle)

C/O COMPASS, INC.

90 FIFTH AVENUE, 3RD FLOOR

(Street)

NEW YORK NY 10011

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2021

3. Issuer Name and Ticker or Trading Symbol
Compass, Inc. [ COMP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities beneficially owned.	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy Class A Common Stock)	(1)	03/27/2029	Class A Common Stock	84,330	9.48	D
Stock Option (right to buy Class A Common Stock)	(1)	03/27/2029	Class A Common Stock	379,520	9.48	D
Stock Option (right to buy Class A Common Stock)	(2)	03/27/2029	Class A Common Stock	379,520	9.48	D
Restricted Stock Unit (RSU)	(3)	(3)	Class A Common Stock	3,540	(4)	D
Restricted Stock Unit (RSU)	(5)	(5)	Class A Common Stock	324,100	(4)	D

Explanation of Responses:

1. The option is fully vested and exercisable.

2. The option vests as to 1/24th of the total shares monthly, commencing on November 26, 2020, with 100% of the shares vested on October 26, 2022, subject to continued service through each vesting date.

3. The RSUs are fully vested.

4. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

5. The RSUs vests as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

Remarks:

	/s/ Bradley K. Serwin, as attorney-in-fact	03/31/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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