| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Warrior Technologies Acquisition Co [ WARRU ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 03/02/2021 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Warrants | $11.5 | 03/02/2021 | P | 7,820,000 | (1) | (1) | Class A Common Stock | 7,820,000 | $1 | 7,820,000 | I | See footnote(2) | |||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. The warrants are not currently exercisable and will only become exercisable on the later of (a) 30 days after the completion of the Issuer's initial business combination and (b) 12 months from the closing of the Issuer's initial public offering, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. |
| 2. Warrants held directly by Warrior Technologies Sponsor, LLC. Anchor Energy Partners, LLC is the managing member of Warrior Technologies Sponsor, LLC, and Herman H. Wommack III, Todd A. Overbergen and James P. Benson are the managing members of Anchor Energy Partners, LLC. As such, they may be deemed to have or share beneficial ownership of the warrants held directly by Warrior Technologies Sponsor, LLC. Each such person disclaims any beneficial ownership of such warrants other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| Remarks: |
| Anchor Energy Partners, LLC, By: /s/ Herman H. Wommack III, Name: Herman H. Wommack III, Title: Managing Member and Attorney-in-Fact for Todd A. Overbergen and James P. Benson, Managing Members | 03/04/2021 | |
| Warrior Technologies Sponsor, LLC, By: Anchor Energy Partners, LLC, its Managing Member, By: /s/ Herman H. Wommack III, Name: Herman H. Wommack III, Title: Managing Member and Attorney-in-Fact for Todd A. Overbergen and James P. Benson, Managing Members | 03/04/2021 | |
| /s/ Herman H. Wommack III | 03/04/2021 | |
| /s/ Herman H. Wommack III, Attorney-in-Fact for Todd A. Overbergen | 03/04/2021 | |
| /s/ Herman H. Wommack III, Attorney-in-Fact for James P. Benson | 03/04/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
