NEOS ETF Trust | ||||||
FIS Christian Stock Fund | ||||||
Schedule of Investments | ||||||
August 31, 2023 (Unaudited) | ||||||
Investments | Number of Shares | Value | ||||
COMMON STOCKS — 92.9% | ||||||
Aerospace & Defense — 0.8% | ||||||
Huntington Ingalls Industries, Inc. | 986 | $ | 217,236 | |||
Automobile Components — 1.1% | ||||||
Gentex Corp. | 9,216 | 300,995 | ||||
Automobiles — 0.2% | ||||||
Dr. Ing. h.c.F. Porsche AG - ADR^ | 5,833 | 63,988 | ||||
Banks — 1.5% | ||||||
HDFC Bank Ltd. - ADR^ | 6,683 | 416,418 | ||||
Biotechnology — 0.5% | ||||||
BioMarin Pharmaceutical, Inc.* | 1,466 | 133,963 | ||||
Capital Markets — 5.3% | ||||||
Ares Management Corp., Class A | 3,188 | 329,767 | ||||
Blue Owl Capital, Inc. | 19,271 | 230,288 | ||||
FactSet Research Systems, Inc. | 1,180 | 514,964 | ||||
Intercontinental Exchange, Inc. | 3,727 | 439,749 | ||||
1,514,768 | ||||||
Commercial Services & Supplies — 3.0% | ||||||
GFL Environmental, Inc. - ADR^ | 19,357 | 627,167 | ||||
Republic Services, Inc. | 1,657 | 238,823 | ||||
865,990 | ||||||
Construction Materials — 2.0% | ||||||
Holcim Ltd. - ADR*^ | 43,730 | 575,924 | ||||
Consumer Staples Distribution & Retail — 3.3% | ||||||
Casey’s General Stores, Inc. | 2,360 | 576,807 | ||||
Costco Wholesale Corp. | 660 | 362,525 | ||||
939,332 | ||||||
Containers & Packaging — 1.8% | ||||||
Graphic Packaging Holding Co. | 23,600 | 524,864 | ||||
Diversified Consumer Services — 1.0% | ||||||
Grand Canyon Education, Inc.* | 2,507 | 293,946 | ||||
Diversified Telecommunication Services — 2.7% | ||||||
Cellnex Telecom S.A. - ADR^ | 11,683 | 222,912 | ||||
Cogent Communications Holdings, Inc. | 7,670 | 541,348 | ||||
764,260 | ||||||
Electronic Equipment, Instruments & Components — 0.8% | ||||||
Trimble, Inc.* | 4,145 | 227,105 | ||||
Energy Equipment & Services — 3.1% | ||||||
SBM Offshore N.V.^ | 34,069 | 494,380 | ||||
Tenaris S.A. - ADR^ | 12,061 | 385,108 | ||||
879,488 | ||||||
Financial Services — 1.0% | ||||||
Equitable Holdings, Inc. | 10,396 | 299,405 | ||||
Food Products — 1.7% | ||||||
Bunge Ltd.^ | 4,379 | 500,607 | ||||
Ground Transportation — 2.7% | ||||||
Canadian Pacific Kansas City Ltd. - ADR^ | 4,130 | 327,840 | ||||
Old Dominion Freight Line, Inc. | 1,009 | 431,216 | ||||
759,056 | ||||||
Health Care Equipment & Supplies — 7.0% | ||||||
Dexcom, Inc.* | 2,206 | 222,762 | ||||
Edwards Lifesciences Corp.* | 3,894 | 297,774 | ||||
Intuitive Surgical, Inc.* | 2,040 | 637,867 | ||||
Stryker Corp. | 986 | 279,581 | ||||
Zimmer Biomet Holdings, Inc. | 4,602 | 548,190 | ||||
1,986,174 | ||||||
Health Care Providers & Services — 3.8% | ||||||
Chemed Corp. | 1,062 | 543,149 | ||||
Humana, Inc. | 1,180 | 544,724 | ||||
1,087,873 | ||||||
Hotels, Restaurants & Leisure — 1.0% | ||||||
Domino’s Pizza, Inc. | 713 | 276,216 | ||||
Household Durables — 3.9% | ||||||
Lennar Corp. | 3,610 | 429,915 | ||||
Toll Brothers, Inc. | 8,414 | 689,359 | ||||
1,119,274 | ||||||
Household Products — 0.9% | ||||||
Energizer Holdings, Inc. | 7,872 | 270,403 | ||||
Insurance — 2.5% | ||||||
AIA Group Ltd. - SP-ADR^ | 11,841 | 427,579 | ||||
Everest Re Group Ltd.^ | 777 | 280,248 | ||||
707,827 | ||||||
Leisure Products — 1.3% | ||||||
Polaris, Inc. | 3,388 | 379,761 | ||||
Machinery — 3.1% | ||||||
AGCO Corp. | 2,597 | 336,389 | ||||
Nordson Corp. | 1,263 | 308,349 | ||||
Parker-Hannifin Corp. | 610 | 254,309 | ||||
899,047 | ||||||
Metals & Mining — 1.0% | ||||||
Freeport-McMoRan, Inc. | 7,170 | 286,155 | ||||
Multi-Utilities — 1.0% | ||||||
Engie S.A. - SP-ADR^ | 17,867 | 288,909 | ||||
Oil, Gas & Consumable Fuels — 2.5% | ||||||
ConocoPhillips | 3,270 | 389,228 | ||||
EOG Resources, Inc. | 2,486 | 319,749 | ||||
708,977 | ||||||
Pharmaceuticals — 1.7% | ||||||
Zoetis, Inc. | 2,492 | 474,751 | ||||
Professional Services — 3.1% | ||||||
FTI Consulting, Inc.* | 1,416 | 263,121 | ||||
ManpowerGroup, Inc. | 4,130 | 325,733 | ||||
RELX plc - SP-ADR^ | 9,558 | 310,922 | ||||
899,776 | ||||||
Real Estate Investment Trust — 2.1% | ||||||
Americold Realty Trust, Inc. | 9,042 | 304,263 | ||||
Crown Castle, Inc. | 2,887 | 290,143 | ||||
594,406 | ||||||
Semiconductors & Semiconductor Equipment — 9.5% | ||||||
NVIDIA Corp. | 2,779 | 1,371,575 | ||||
ON Semiconductor Corp.* | 7,245 | 713,343 | ||||
Skyworks Solutions, Inc. | 3,850 | 418,649 | ||||
Taiwan Semiconductor Manufacturing Co., Ltd. - SP-ADR^ | 2,360 | 220,825 | ||||
2,724,392 | ||||||
Software — 7.9% | ||||||
Check Point Software Technologies Ltd. - ADR*^ | 3,187 | 428,938 | ||||
Datadog, Inc.* | 2,741 | 264,452 | ||||
Nice Ltd. - SP-ADR*^ | 1,569 | 305,641 | ||||
Palo Alto Networks, Inc.* | 3,110 | 756,663 | ||||
ServiceNow, Inc.* | 834 | 491,084 | ||||
2,246,778 | ||||||
Specialty Retail — 3.9% | ||||||
Lowe’s Companies, Inc. | 2,724 | 627,828 | ||||
Valvoline, Inc. | 13,848 | 476,925 | ||||
1,104,753 | ||||||
Technology Hardware, Storage & Peripherals — 2.4% | ||||||
Logitech International S.A. - ADR^ | 5,581 | 384,084 | ||||
NetApp, Inc. | 4,018 | 308,181 | ||||
692,265 | ||||||
Trading Companies & Distributors — 1.3% | ||||||
United Rentals, Inc. | 752 | 358,358 | ||||
Wireless Telecommunication Services — 0.5% | �� | |||||
Tele2 AB, Class B^ | 19,470 | 137,518 | ||||
TOTAL COMMON STOCKS | ||||||
(Cost $24,012,066) | 26,520,958 | |||||
SHORT-TERM INVESTMENTS — 6.2% | ||||||
Money Market Fund | ||||||
First American Treasury Obligations Fund, Class X, 5.261% (a) | 1,788,176 | 1,788,176 | ||||
TOTAL SHORT-TERM INVESTMENTS | ||||||
(Cost $1,788,176) | 1,788,176 | |||||
TOTAL INVESTMENTS — 99.1% | ||||||
(Cost $25,800,242) | 28,309,134 | |||||
OTHER ASSETS LESS LIABILITIES — 0.9% | 247,051 | |||||
NET ASSETS — 100.0% | $ | 28,556,185 | ||||
* | Non-income producing security. | |||||
^ | Foreign security. | |||||
(a) | 7-day net yield. | |||||
ADR - American Depositary Receipt | ||||||
plc - Public Limited Company | ||||||
SP-ADR - Sponsored American Depositary Receipt | ||||||
The Global Industry Classification Standard (GICS®) was developed by and/or is the exclusive property of Morgan Stanley Capital International, Inc. (“MSCI”) and Standard & Poor’s Financial Services LLC (“S&P”). GICS is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. | ||||||
FIS Christian Stock Fund invested, as a percentage of net assets, in the following countries as of August 31, 2023 (Unaudited): | ||||
ALLOCATION BY COUNTRY | ||||
United States | 76.6 | % | ||
Switzerland | 3.4 | % | ||
Canada | 3.3 | % | ||
Bermuda | 2.8 | % | ||
Israel | 2.6 | % | ||
Netherlands | 1.7 | % | ||
Hong Kong | 1.5 | % | ||
India | 1.5 | % | ||
Luxembourg | 1.3 | % | ||
United Kingdom | 1.1 | % | ||
France | 1.0 | % | ||
Spain | 0.8 | % | ||
Taiwan, Province of China | 0.8 | % | ||
Sweden | 0.5 | % | ||
Germany | 0.2 | % | ||
Other(1) | 0.9 | % | ||
100.0 | % | |||
(1) Includes cash and net other assets (liabilities). |
NEOS ETF Trust
FIS Christian Stock Fund
Notes to Quarterly Schedule of Investments
August 31, 2023 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s’ own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund’s have the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of August 31, 2023:
FIS Christian Stock Fund
Notes to Quarterly Schedule of Investments
August 31, 2023 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s’ own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund’s have the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of August 31, 2023:
FIS Christian Stock Fund | Level 1 | Level 2 | Level 3 | Total | |||||||||||
Investments | |||||||||||||||
Common Stocks * | $ | 26,520,958 | $ | - | $ | - | $ | 26,520,958 | |||||||
Money Market Fund | 1,788,176 | - | - | 1,788,176 | |||||||||||
Total Investments | $ | 28,309,134 | $ | - | $ | - | $ | 28,309,134 | |||||||
* See Schedule of Investments for segregation by industry. |