NEOS ETF Trust | ||||||||
FIS Knights of Columbus Global Belief ETF | ||||||||
Schedule of Investments | ||||||||
August 31, 2023 (Unaudited) | ||||||||
Investments | Number of Shares | Value | ||||||
COMMON STOCKS — 94.8% | ||||||||
Aerospace & Defense — 1.0% | ||||||||
BAE Systems plc | 15,200 | $ | 194,052 | |||||
Automobile Components — 0.7% | ||||||||
Magna International, Inc.^ | 2,444 | 143,575 | ||||||
Automobiles — 1.7% | ||||||||
Mercedes-Benz Group AG^ | 3,036 | 222,553 | ||||||
Tesla, Inc.* | 421 | 108,652 | ||||||
331,205 | ||||||||
Banks — 6.5% | ||||||||
Bank of Montreal^ | 2,314 | 199,032 | ||||||
BNP Paribas S.A.^ | 2,820 | 182,754 | ||||||
CaixaBank S.A.^ | 48,000 | 194,530 | ||||||
Citizens Financial Group, Inc. | 4,984 | 140,200 | ||||||
KB Financial Group, Inc. - ADR^ | 4,272 | 172,461 | ||||||
United Overseas Bank Ltd.^ | 10,235 | 215,537 | ||||||
Wells Fargo & Co. | 5,052 | 208,597 | ||||||
1,313,111 | ||||||||
Biotechnology — 3.4% | ||||||||
BeiGene Ltd.*^ | 5,100 | 82,727 | ||||||
Genmab A/S*^ | 440 | 169,158 | ||||||
Gilead Sciences, Inc. | 2,440 | 186,611 | ||||||
Horizon Therapeutics plc - ADR*^ | 2,184 | 246,224 | ||||||
684,720 | ||||||||
Broadline Retail — 2.5% | ||||||||
Alibaba Group Holding Ltd.*^ | 9,200 | 105,824 | ||||||
MercadoLibre, Inc.* | 167 | 229,184 | ||||||
PDD Holdings, Inc. - ADR*^ | 1,630 | 161,321 | ||||||
496,329 | ||||||||
Capital Markets — 1.7% | ||||||||
Franklin Resources, Inc. | 5,874 | 157,071 | ||||||
Macquarie Group Ltd.^ | 1,540 | 177,065 | ||||||
334,136 | ||||||||
Chemicals — 2.4% | ||||||||
Chemours Co. (The) | 3,295 | 112,096 | ||||||
Nutrien Ltd.^ | 1,961 | 124,056 | ||||||
Shin-Etsu Chemical Co., Ltd.^ | 7,700 | 246,415 | ||||||
482,567 | ||||||||
Construction & Engineering — 3.6% | ||||||||
AECOM | 2,201 | 193,138 | ||||||
Quanta Services, Inc. | 1,201 | 252,054 | ||||||
Stantec, Inc.^ | 4,183 | 279,062 | ||||||
724,254 | ||||||||
Consumer Finance — 1.1% | ||||||||
American Express Co. | 1,355 | 214,076 | ||||||
Consumer Staples Distribution & Retail — 1.4% | ||||||||
BJ’s Wholesale Club Holdings, Inc.* | 2,194 | 147,854 | ||||||
Target Corp. | 1,019 | 128,954 | ||||||
276,808 | ||||||||
Diversified Telecommunication Services — 0.9% | ||||||||
Nippon Telegraph & Telephone Corp.^ | 152,500 | 176,294 | ||||||
Electric Utilities — 1.5% | ||||||||
Entergy Corp. | 1,205 | 114,776 | ||||||
Exelon Corp. | 4,450 | 178,534 | ||||||
293,310 | ||||||||
Electrical Equipment — 0.9% | ||||||||
Fuji Electric Co., Ltd.^ | 4,005 | 189,129 | ||||||
Electronic Equipment, Instruments & Components — 0.9% | ||||||||
Keyence Corp.^ | 430 | 178,752 | ||||||
Entertainment — 1.4% | ||||||||
Netflix, Inc.* | 665 | 288,397 | ||||||
Financial Services — 3.7% | ||||||||
Berkshire Hathaway, Inc., Class B* | 1,157 | 416,751 | ||||||
Visa, Inc., Class A | 1,335 | 327,983 | ||||||
744,734 | ||||||||
Food Products — 3.5% | ||||||||
Campbell Soup Co. | 3,070 | 128,019 | ||||||
Darling Ingredients, Inc.* | 2,710 | 167,370 | ||||||
General Mills, Inc. | 2,035 | 137,688 | ||||||
Nestle S.A.^ | 2,193 | 264,178 | ||||||
697,255 | ||||||||
Ground Transportation — 0.9% | ||||||||
CSX Corp. | 6,201 | 187,270 | ||||||
Health Care Equipment & Supplies — 3.2% | ||||||||
Hoya Corp.^ | 1,604 | 177,990 | ||||||
ICU Medical, Inc.* | 767 | 111,238 | ||||||
Medtronic plc- ADR^ | 2,000 | 163,000 | ||||||
Sonova Holding AG^ | 731 | 193,416 | ||||||
645,644 | ||||||||
Health Care Providers & Services — 1.8% | ||||||||
Cencora, Inc. | 1,244 | 218,919 | ||||||
Quest Diagnostics, Inc. | 1,152 | 151,488 | ||||||
370,407 | ||||||||
Hotels, Restaurants & Leisure — 1.9% | ||||||||
Darden Restaurants, Inc. | 1,246 | 193,765 | ||||||
MGM Resorts International | 4,020 | 176,800 | ||||||
370,565 | ||||||||
Industrial Conglomerates — 0.9% | ||||||||
Siemens AG^ | 1,250 | 188,417 | ||||||
Insurance — 1.6% | ||||||||
Hartford Financial Services Group, Inc. (The) | 2,473 | 177,611 | ||||||
MAPFRE S.A.^ | 67,000 | 141,874 | ||||||
319,485 | ||||||||
Interactive Media & Services — 5.9% | ||||||||
Alphabet, Inc. Class A* | 4,318 | 587,982 | ||||||
Baidu, Inc.*^ | 9,167 | 162,958 | ||||||
Meta Platforms, Inc., Class A* | 1,048 | 310,093 | ||||||
Tencent Holdings Ltd.^ | 3,150 | 130,551 | ||||||
1,191,584 | ||||||||
IT Services — 2.2% | ||||||||
Accenture plc, Class A - ADR^ | 890 | 288,155 | ||||||
Infosys Ltd. - SP-ADR^ | 9,237 | 160,447 | ||||||
448,602 | ||||||||
Machinery — 1.5% | ||||||||
Caterpillar, Inc. | 1,068 | 300,247 | ||||||
Metals & Mining — 0.9% | ||||||||
BHP Group Ltd.^ | 5,874 | 170,623 | ||||||
Multi-Utilities — 1.1% | ||||||||
Veolia Environnement S.A.^ | 7,064 | 221,268 | ||||||
Oil, Gas & Consumable Fuels — 4.9% | ||||||||
Canadian Natural Resources Ltd.^ | 3,486 | 225,246 | ||||||
Cheniere Energy, Inc. | 1,082 | 176,582 | ||||||
ConocoPhillips | 1,933 | 230,085 | ||||||
Equinor ASA^ | 5,418 | 167,168 | ||||||
Woodside Energy Group Ltd.^ | 7,671 | 183,920 | ||||||
983,001 | ||||||||
Paper & Forest Products — 0.9% | ||||||||
Suzano S.A. - SP-ADR^ | 17,500 | 177,100 | ||||||
Personal Care Products — 1.3% | ||||||||
Unilever plc^ | 5,032 | 257,731 | ||||||
Pharmaceuticals — 2.4% | ||||||||
Ipsen S.A.^ | 1,780 | 231,445 | ||||||
Zoetis, Inc. | 1,351 | 257,379 | ||||||
488,824 | ||||||||
Real Estate Investment Trust — 0.7% | ||||||||
VICI Properties, Inc. | 4,814 | 148,464 | ||||||
Real Estate Management & Development — 0.8% | ||||||||
CK Asset Holdings Ltd.^ | 28,678 | 158,352 | ||||||
Semiconductors & Semiconductor Equipment — 5.5% | ||||||||
ASML Holding N.V.^ | 380 | 250,719 | ||||||
Broadcom, Inc. | 238 | 219,648 | ||||||
NVIDIA Corp. | 688 | 339,562 | ||||||
Taiwan Semiconductor Manufacturing Co., Ltd. - SP-ADR^ | 3,204 | 299,798 | ||||||
1,109,727 | ||||||||
Software — 6.8% | ||||||||
Microsoft Corp. | 2,880 | 943,949 | ||||||
SAP SE^ | 1,560 | 218,112 | ||||||
ServiceNow, Inc.* | 356 | 209,623 | ||||||
1,371,684 | ||||||||
Specialty Retail — 1.2% | ||||||||
TJX Companies, Inc. (The) | 2,600 | 240,448 | ||||||
Technology Hardware, Storage & Peripherals — 5.1% | ||||||||
Apple, Inc. | 5,458 | 1,025,394 | ||||||
Textiles, Apparel & Luxury Goods — 2.0% | ||||||||
Deckers Outdoor Corp.* | 366 | 193,647 | ||||||
LVMH Moet Hennessy Louis Vuitton SE^ | 254 | 215,636 | ||||||
409,283 | ||||||||
Trading Companies & Distributors — 1.9% | ||||||||
Ferguson plc^ | 1,225 | 199,388 | ||||||
ITOCHU Corp.^ | 5,000 | 187,932 | ||||||
387,320 | ||||||||
Wireless Telecommunication Services — 0.6% | ||||||||
MTN Group Ltd.^ | 20,234 | 128,574 | ||||||
TOTAL COMMON STOCKS | ||||||||
(Cost $18,243,040) | 19,062,718 | |||||||
SHORT-TERM INVESTMENTS — 5.0% | ||||||||
Money Market Fund | ||||||||
First American Treasury Obligations Fund, Class X, 5.261% (a) | 996,759 | 996,759 | ||||||
TOTAL SHORT-TERM INVESTMENTS | ||||||||
(Cost $996,759) | 996,759 | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $19,239,799) | 20,059,477 | |||||||
OTHER ASSETS LESS LIABILITIES — 0.2% | 47,879 | |||||||
NET ASSETS — 100.0% | $ | 20,107,356 |
* | Non-income producing security. | |||||
^ | Foreign security. | |||||
(a) | 7-day net yield. | |||||
ADR - American Depositary Receipt | ||||||
plc - Public Limited Company | ||||||
SP-ADR - Sponsored American Depositary Receipt |
The Global Industry Classification Standard (GICS®) was developed by and/or is the exclusive property of Morgan Stanley Capital International, Inc. (“MSCI”) and Standard & Poor’s Financial Services LLC (“S&P”). GICS is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. |
FIS Knights of Columbus Global Belief ETF invested, as a percentage of net assets, in the following countries as of August 31, 2023 (Unaudited): | ||||
ALLOCATION BY COUNTRY | ||||
United States | 55.8 | % | ||
Japan | 5.8 | % | ||
Canada | 4.8 | % | ||
France | 4.2 | % | ||
Cayman Islands | 4.0 | % | ||
Ireland | 3.5 | % | ||
Germany | 3.1 | % | ||
Australia | 2.6 | % | ||
Switzerland | 2.3 | % | ||
United Kingdom | 2.3 | % | ||
Spain | 1.7 | % | ||
Taiwan, Province of China | 1.5 | % | ||
Netherlands | 1.3 | % | ||
Singapore | 1.1 | % | ||
Jersey | 1.0 | % | ||
Brazil | 0.9 | % | ||
South Korea | 0.9 | % | ||
Denmark | 0.8 | % | ||
Norway | 0.8 | % | ||
India | 0.8 | % | ||
South Africa | 0.6 | % | ||
Other(1) | 0.2 | % | ||
100.0 | % | |||
(1) Includes cash and net other assets (liabilities). |
NEOS ETF Trust
FIS Knights of Columbus Global Belief ETF
Notes to Quarterly Schedule of Investments
August 31, 2023 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund’s have the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of August 31, 2023:
FIS Knights of Columbus Global Belief ETF
Notes to Quarterly Schedule of Investments
August 31, 2023 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund’s have the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of August 31, 2023:
FIS Knights of Columbus Global Belief ETF | Level 1 | Level 2 | Level 3 | Total | |||||||||||
Investments | |||||||||||||||
Common Stocks * | $ | 19,062,718 | $ | - | $ | - | $ | 19,062,718 | |||||||
Money Market Fund | 996,759 | - | - | 996,759 | |||||||||||
Total Investments | $ | 20,059,477 | $ | - | $ | - | $ | 20,059,477 | |||||||
* See Schedule of Investments for segregation by industry. |