FIS Knights of Columbus Global Belief ETF |
Schedule of Investments |
as of February 29, 2024 (Unaudited) |
COMMON STOCKS - 96.7% | Shares | Value | ||||
Aerospace & Defense - 2.0% | ||||||
BAE Systems PLC | 15,540 | $ | 244,142 | |||
Northrop Grumman Corp. | 420 | 193,628 | ||||
437,770 | ||||||
Automobiles - 3.5% | ||||||
General Motors Co. | 5,136 | 210,474 | ||||
Honda Motor Co. Ltd. | 17,290 | 205,858 | ||||
Mercedes-Benz Group AG | 3,104 | 247,355 | ||||
Tesla, Inc.(a) | 673 | 135,865 | ||||
799,552 | ||||||
Banks - 6.6% | ||||||
BNP Paribas S.A. | 2,882 | 172,716 | ||||
CaixaBank S.A. | 49,078 | 221,466 | ||||
Citizens Financial Group, Inc. | 5,096 | 159,963 | ||||
KB Financial Group, Inc. - ADR | 4,368 | 206,825 | ||||
Lloyds Banking Group PLC | 330,000 | 194,398 | ||||
United Overseas Bank Ltd. | 10,465 | 217,534 | ||||
Wells Fargo & Co. | 5,164 | 287,067 | ||||
1,459,969 | ||||||
Broadline Retail - 1.3% | ||||||
MercadoLibre, Inc.(a) | 93 | 148,363 | ||||
PDD Holdings, Inc. - ADR(a) | 1,114 | 138,738 | ||||
287,101 | ||||||
Capital Markets - 1.0% | ||||||
Goldman Sachs Group, Inc. | 604 | 234,986 | ||||
Chemicals - 2.1% | ||||||
Linde PLC | 567 | 254,481 | ||||
Shin-Etsu Chemical Co. Ltd. | 5,422 | 231,378 | ||||
485,859 | ||||||
Commercial Services & Supplies - 0.9% | ||||||
Copart, Inc.(a) | 3,908 | 207,710 | ||||
Construction & Engineering - 3.1% | ||||||
AECOM | 2,249 | 199,779 | ||||
Quanta Services, Inc. | 1,227 | 296,332 | ||||
Stantec, Inc. | 2,327 | 194,416 | ||||
690,527 | ||||||
Consumer Finance - 1.3% | ||||||
American Express Co. | 1,385 | 303,897 | ||||
Consumer Staples Distribution & Retail - 1.7% | ||||||
BJ's Wholesale Club Holdings, Inc.(a) | 2,242 | 163,756 | ||||
Target Corp. | 1,456 | 222,651 | ||||
386,407 | ||||||
Diversified Telecommunication Services - 1.8% | ||||||
Deutsche Telekom AG | 8,998 | 214,071 | ||||
Nippon Telegraph & Telephone Corp. | 155,926 | 189,920 | ||||
403,991 | ||||||
Electric Utilities - 0.8% | ||||||
Entergy Corp. | 1,861 | 189,022 | ||||
Electrical Equipment - 1.1% | ||||||
Fuji Electric Co. Ltd. | 4,095 | 248,978 | ||||
Entertainment - 2.2% | ||||||
Netflix, Inc.(a) | 426 | 256,844 | ||||
Walt Disney Co. | 2,239 | 249,828 | ||||
506,672 | ||||||
Financial Services - 3.9% | ||||||
Berkshire Hathaway, Inc. - Class B(a) | 1,183 | 484,320 | ||||
Visa, Inc. - Class A | 1,365 | 385,804 | ||||
870,124 | ||||||
Food Products - 2.3% | ||||||
Campbell Soup Co. | 3,138 | 133,804 | ||||
General Mills, Inc. | 2,079 | 133,430 | ||||
Mondelez International, Inc. - Class A | 3,380 | 246,977 | ||||
514,211 | ||||||
Ground Transportation - 1.1% | ||||||
CSX Corp. | 6,339 | 240,502 | ||||
Health Care Equipment & Supplies - 2.8% | ||||||
Hoya Corp. | 1,640 | 213,506 | ||||
Medtronic PLC | 2,044 | 170,388 | ||||
Sonova Holding AG | 747 | 231,001 | ||||
614,895 | ||||||
Health Care Providers & Services - 2.1% | ||||||
Cencora, Inc. | 1,270 | 299,212 | ||||
DaVita, Inc.(a) | 1,345 | 170,775 | ||||
469,987 | ||||||
Hotels, Restaurants & Leisure - 1.8% | ||||||
Darden Restaurants, Inc. | 1,274 | 217,484 | ||||
MGM Resorts International(a) | 4,110 | 177,881 | ||||
395,365 | ||||||
Industrial Conglomerates - 1.1% | ||||||
Siemens AG | 1,278 | 253,003 | ||||
Insurance - 3.5% | ||||||
American International Group, Inc. | 3,020 | 220,128 | ||||
Hartford Financial Services Group, Inc. | 2,527 | 242,187 | ||||
Manulife Financial Corp. | 9,000 | 213,728 | ||||
Mapfre S.A. | 68,504 | 145,223 | ||||
821,266 | ||||||
Interactive Media & Services - 5.5% | ||||||
Alphabet, Inc. - Class A(a) | 3,531 | 488,902 | ||||
Baidu, Inc. - Class A(a) | 9,373 | 119,186 | ||||
Meta Platforms, Inc. - Class A | 1,070 | 524,439 | ||||
Tencent Holdings Ltd. | 3,220 | 114,013 | ||||
1,246,540 | ||||||
IT Services - 2.5% | ||||||
Accenture PLC - Class A | 910 | 341,049 | ||||
Infosys Ltd. - ADR | 11,443 | 228,402 | ||||
569,451 | ||||||
Machinery - 1.6% | ||||||
Caterpillar, Inc. | 1,092 | 364,684 | ||||
Metals & Mining - 0.9% | ||||||
BHP Group Ltd. | 7,486 | 214,138 | ||||
Multi-Utilities - 1.0% | ||||||
Veolia Environnement S.A. | 7,222 | 223,907 | ||||
Oil, Gas & Consumable Fuels - 4.0% | ||||||
Canadian Natural Resources Ltd. | 3,564 | 248,416 | ||||
Cheniere Energy, Inc. | 1,106 | 171,651 | ||||
ConocoPhillips | 1,975 | 222,267 | ||||
Equinor ASA | 5,538 | 136,709 | ||||
Shell PLC | 3,700 | 114,995 | ||||
894,038 | ||||||
Paper & Forest Products - 0.9% | ||||||
Suzano S.A. - ADR | 17,892 | 203,074 | ||||
Personal Care Products - 1.1% | ||||||
Unilever PLC | 5,144 | 251,588 | ||||
Pharmaceuticals - 2.1% | ||||||
Ipsen S.A. | 1,820 | 200,496 | ||||
Zoetis, Inc. | 1,381 | 273,894 | ||||
474,390 | ||||||
Real Estate Management & Development - 0.9% | ||||||
Mitsui Fudosan Co. Ltd. | 7,700 | 208,924 | ||||
Semiconductors & Semiconductor Equipment - 8.2% | ||||||
ASML Holding N.V. | 388 | 365,499 | ||||
Broadcom, Inc. | 292 | 379,743 | ||||
NVIDIA Corp. | 839 | 663,750 | ||||
Taiwan Semiconductor Manufacturing Co. Ltd. - ADR | 3,276 | 421,523 | ||||
1,830,515 | ||||||
Software - 9.4% | ||||||
Microsoft Corp. | 2,944 | 1,217,757 | ||||
Salesforce, Inc.(a) | 967 | 298,629 | ||||
SAP SE | 1,594 | 298,208 | ||||
ServiceNow, Inc.(a) | 364 | 280,768 | ||||
2,095,362 | ||||||
Specialty Retail - 2.1% | ||||||
TJX Cos., Inc. | 2,658 | 263,514 | ||||
Ulta Beauty, Inc.(a) | 398 | 218,327 | ||||
481,841 | ||||||
Technology Hardware, Storage & Peripherals - 4.6% | ||||||
Apple, Inc. | 5,268 | 952,191 | ||||
Xiaomi Corp. - Class B(a)(b) | 59,655 | 100,736 | ||||
1,052,927 | ||||||
Textiles, Apparel & Luxury Goods - 1.8% | ||||||
Deckers Outdoor Corp.(a) | 239 | 214,046 | ||||
Lululemon Athletica, Inc.(a) | 419 | 195,711 | ||||
409,757 | ||||||
Trading Companies & Distributors - 2.1% | ||||||
Ferguson PLC | 1,251 | 260,866 | ||||
ITOCHU Corp. | 5,112 | 222,555 | ||||
483,421 | ||||||
TOTAL COMMON STOCKS (Cost $18,168,844) | 21,826,351 | |||||
REAL ESTATE INVESTMENT TRUSTS - 0.7% | Shares | Value | ||||
VICI Properties, Inc. | 4,922 | 147,315 | ||||
TOTAL REAL ESTATE INVESTMENT TRUSTS (Cost $163,814) | 147,315 | |||||
SHORT-TERM INVESTMENTS - 3.0% | Shares | Value | ||||
Money Market Funds - 3.0% | ||||||
First American Treasury Obligations Fund - Class X, 5.23%(c) | 680,890 | 680,890 | ||||
TOTAL SHORT-TERM INVESTMENTS (Cost $680,890) | 680,890 | |||||
TOTAL INVESTMENTS - 100.4% (Cost $19,013,548) | $ | 22,654,556 | ||||
Liabilities in Excess of Other Assets - (0.4)% | (94,630) | |||||
TOTAL NET ASSETS - 100.0% | $ | 22,559,926 | ||||
Percentages are stated as a percent of net assets. |
The Global Industry Classification Standard (GICS®) was developed by and/or is the exclusive property of MSCI, Inc. and Standard & Poor’s Financial Services LLC (“S&P”). GICS is a service mark of MSCI, Inc. and S&P and has been licensed for use by U.S. Bank Global Fund Services. |
ADR - American Depositary Receipt |
PLC - Public Limited Company S.A. - Sociedad Anónima |
(a) | Non-income producing security. |
(b) | Security is exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may only be resold in transactions exempt from registration to qualified institutional investors. As of February 29, 2024, the value of these securities total $100,736 or 0.4% of the Fund’s net assets. |
(c) | The rate shown represents the 7-day effective yield as of February 29, 2024. |
NEOS ETF Trust
FIS Knights of Columbus Global Belief ETF
Notes to Quarterly Schedule of Investments
February 29, 2024 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund’s have the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of February 29, 2024:
FIS Knights of Columbus Global Belief ETF
Notes to Quarterly Schedule of Investments
February 29, 2024 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund’s have the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of February 29, 2024:
FIS Knights of Columbus Global Belief ETF | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Assets: | ||||||||||||||||
Common Stocks | $ | 21,826,351 | $ | – | $ | – | $ | 21,826,351 | ||||||||
Real Estate Investment Trusts | 147,315 | – | – | 147,315 | ||||||||||||
Money Market Funds | 680,890 | – | – | 680,890 | ||||||||||||
Total Assets | $ | 22,654,556 | $ | – | $ | – | $ | 22,654,556 | ||||||||
Refer to the Schedule of Investments for industry classifications. | ||||||||||||||||
FIS Knights of Columbus Global Belief ETF invested, as a percentage of net assets, in the following countries as of February 29, 2024 (Unaudited):
Allocation of Portfolio Holdings by Country as of February 29, 2024 | ||||||||
(% of Net Assets) | ||||||||
United States | $ | 13,881,554 | 61.5 | % | ||||
Japan | 1,521,119 | 6.6 | ||||||
United Kingdom | 1,065,989 | 4.7 | ||||||
Germany | 1,012,637 | 4.5 | ||||||
Canada | 852,271 | 3.9 | ||||||
Ireland | 650,175 | 2.9 | ||||||
France | 597,119 | 2.7 | ||||||
Taiwan, Province Of China | 421,523 | 1.9 | ||||||
Spain | 366,689 | 1.6 | ||||||
Netherlands | 365,499 | 1.6 | ||||||
China | 333,935 | 1.4 | ||||||
Switzerland | 231,001 | 1.1 | ||||||
India | 228,402 | 1.0 | ||||||
Singapore | 217,534 | 1.0 | ||||||
Australia | 214,138 | 0.9 | ||||||
Korea, Republic Of | 206,825 | 0.9 | ||||||
Brazil | 203,074 | 0.9 | ||||||
Uruguay | 148,363 | 0.7 | ||||||
Norway | 136,709 | 0.6 | ||||||
Liabilities in Excess of Other Assets | (94,630 | ) | (0.4 | ) | ||||
$ | 22,559,926 | 100.0 | % |