Mast Global Battery Recycling & Production ETF | ||||||||
Schedule of Investments | ||||||||
as of February 29, 2024 (Unaudited) | ||||||||
COMMON STOCKS - 98.5% | Shares | Value | ||||||
Automobile Components - 2.7% | ||||||||
Tianneng Battery Group Co. Ltd. - Class A | 19,600 | $ | 79,563 | |||||
Tianneng Power International Ltd. | 103,614 | 93,572 | ||||||
173,135 | ||||||||
Automobiles - 13.3% | ||||||||
BYD Co. Ltd. - Class A | 11,200 | 297,702 | ||||||
Lucid Group, Inc.(a) | 19,348 | 63,848 | ||||||
Renault S.A. | 2,800 | 116,746 | ||||||
Tesla, Inc.(a) | 1,904 | 384,380 | ||||||
862,676 | ||||||||
Chemicals - 7.9% | ||||||||
Ganfeng Lithium Group Co. Ltd. - Class A | 14,000 | 77,948 | ||||||
Guangzhou Tinci Materials Technology Co. Ltd. - Class A | 25,200 | 72,308 | ||||||
LG Chem Ltd. | 560 | 190,508 | ||||||
Tianqi Lithium Corp. - Class A | 11,200 | 83,503 | ||||||
Umicore S.A. | 4,144 | 86,504 | ||||||
510,771 | ||||||||
Commercial Services & Supplies - 3.0% | ||||||||
Cleanaway Waste Management Ltd. | 63,168 | 110,234 | ||||||
Sungeel Hitech Co. Ltd.(a) | 1,120 | 82,427 | ||||||
192,661 | ||||||||
Electric Utilities - 1.5% | ||||||||
Fortum Oyj | 7,840 | 97,990 | ||||||
Electrical Equipment - 20.8% | ||||||||
Camel Group Co. Ltd. - Class A | 84,000 | 87,115 | ||||||
Contemporary Amperex Technology Co. Ltd. - Class A | 23,900 | 543,271 | ||||||
Ecopro BM Co. Ltd.(a) | 560 | 112,076 | ||||||
EnerSys | 1,036 | 95,188 | ||||||
Eve Energy Co. Ltd. - Class A | 14,000 | 74,562 | ||||||
Gotion High-tech Co. Ltd. - Class A(a) | 28,000 | 77,033 | ||||||
LG Energy Solution Ltd.(a) | 560 | 168,850 | ||||||
Sociedad Quimica y Minera de Chile S.A. - ADR | 1,960 | 97,451 | ||||||
Zhejiang Narada Power Source Co. Ltd. - Class A(a) | 50,400 | 81,276 | ||||||
1,336,822 | ||||||||
Electronic Equipment, Instruments & Components - 2.5% | ||||||||
Samsung SDI Co. Ltd. | 560 | 158,546 | ||||||
Household Durables - 4.1% | ||||||||
Panasonic Holdings Corp. | 28,040 | 266,124 | ||||||
Metals & Mining - 38.9%(b) | ||||||||
BHP Group Ltd. | 17,220 | 492,579 | ||||||
Boliden AB | 3,696 | 93,709 | ||||||
CMOC Group Ltd. - Class A | 154,000 | 131,665 | ||||||
Dowa Holdings Co. Ltd. | 2,806 | 98,033 | ||||||
First Quantum Minerals Ltd. | 7,672 | 72,856 | ||||||
GEM Co. Ltd. - Class A | 112,000 | 83,456 | ||||||
Glencore PLC | 87,640 | 415,889 | ||||||
Rio Tinto PLC - ADR | 7,616 | 491,461 | ||||||
Sumitomo Metal Mining Co. Ltd. | 2,812 | 73,348 | ||||||
Vale S.A. - ADR | 35,672 | 478,362 | ||||||
Zhejiang Huayou Cobalt Co. Ltd. - Class A | 16,800 | 64,694 | ||||||
2,496,052 | ||||||||
Oil, Gas & Consumable Fuels - 3.8% | ||||||||
ENEOS Holdings, Inc. | 39,208 | 169,307 | ||||||
SK Innovation Co., Ltd.(a) | 840 | 73,869 | ||||||
243,176 | ||||||||
TOTAL COMMON STOCKS (Cost $6,839,326) | 6,337,953 | |||||||
SHORT-TERM INVESTMENTS - 1.5% | ||||||||
Money Market Funds - 1.5% | Shares | |||||||
First American Treasury Obligations Fund - Class X, 5.23%(c) | 97,694 | 97,694 | ||||||
TOTAL SHORT-TERM INVESTMENTS (Cost $97,694) | 97,694 | |||||||
TOTAL INVESTMENTS - 100.0% (Cost $6,937,020) | $ | 6,435,647 | ||||||
Liabilities in Excess of Other Assets – (0.0)%(d) | (2,596 | ) | ||||||
TOTAL NET ASSETS - 100.0% | $ | 6,433,051 |
Percentages are stated as a percent of net assets. | |
The Global Industry Classification Standard (GICS®) was developed by and/or is the exclusive property of MSCI, Inc. and Standard & Poor’s Financial Services LLC (“S&P”). GICS is a service mark of MSCI, Inc. and S&P and has been licensed for use by U.S. Bank Global Fund Services. |
ADR - American Depositary Receipt |
PLC - Public Limited Company |
S.A. - Sociedad Anónima |
(a) | Non-income producing security. |
(b) | To the extent that the Fund invests more heavily in a particular industry or sector of the economy, its performance will be especially sensitive to developments that significantly affect those industries or sectors. |
(c) | The rate shown represents the 7-day effective yield as of February 29, 2024. |
(d) | Represents less than 0.05% of net assets. |
NEOS ETF Trust
Mast Global Battery Recycling & Production ETF
Notes to Schedule of Investments
February 29, 2024 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund has the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of February 29, 2024:
Mast Global Battery Recycling & Production ETF
Notes to Schedule of Investments
February 29, 2024 (Unaudited)
Investment Valuation
The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund’s (observable inputs) and (2) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:
• Level 1 — Quoted prices in active markets for identical assets that the Fund has the ability to access.
• Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
The following is a summary of the inputs used to value the Fund’s investments as of February 29, 2024:
Mast Global Battery Recycling & Production ETF | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Assets: | ||||||||||||||||
Common Stocks | $ | 6,337,953 | $ | – | $ | – | $ | 6,337,953 | ||||||||
Money Market Funds | 97,694 | – | – | 97,694 | ||||||||||||
Total Assets | $ | 6,435,647 | $ | – | $ | – | $ | 6,435,647 | ||||||||
Refer to the Schedule of Investments for industry classifications. |
Mast Global Battery Recycling & Production ETF invested, as a percentage of net assets, in the following countries as of February 29, 2024 (Unaudited): Allocation of Portfolio Holdings by Country as of February 29, 2024 | ||||||||
(% of Net Assets) | ||||||||
China | $ | 1,754,096 | 27.3 | % | ||||
Republic of Korea | 786,275 | 12.2 | ||||||
United States | 641,110 | 9.9 | ||||||
Japan | 606,812 | 9.4 | ||||||
Australia | 602,814 | 9.4 | ||||||
United Kingdom | 491,461 | 7.6 | ||||||
Brazil | 478,362 | 7.4 | ||||||
Switzerland | 415,889 | 6.5 | ||||||
France | 116,746 | 1.8 | ||||||
Finland | 97,990 | 1.5 | ||||||
Chile | 97,451 | 1.5 | ||||||
Sweden | 93,709 | 1.5 | ||||||
Hong Kong | 93,572 | 1.5 | ||||||
Belgium | 86,504 | 1.4 | ||||||
Canada | 72,856 | 1.1 | ||||||
Liabilities in Excess of Other Assets | (2,596 | ) | 0.0 | (a) | ||||
$ | 6,433,051 | 100.0 | % | |||||
(a) Represents less than 0.05% of net assets. |