UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES F SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SHP ETF TRUST
(Exact name of registrant as specified in its charter)
Delaware | See below | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |
14785 Preston Road, Suite 1000 Dallas, TX | 75254 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of each exchange on which each class is to be registered | I.R.S. Employer Identification No. | ||
Shares of beneficial interest, no par value, of: | 88-2652644 | |||
NEOS Enhanced Income Cash Alternative ETF | NYSE Arca, Inc. | 88-2620629 | ||
NEOS Enhanced Income Aggregate Bond ETF | NYSE Arca, Inc. | 88-2610993 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-253997
Securities to be registered pursuant to Section 12(g) of the Act: None
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INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of NEOS S&P 500® High Income ETF, NEOS Enhanced Income Aggregate Bond ETF, and NEOS Enhanced Income Cash Alternative ETF, each a series of SHP ETF Trust (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 9 to the Registrant’s registration statement on Form N-1A, filed with the Securities and Exchange Commission on August 23, 2022. Any form of supplement to the registration statement subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement on Form 8-A to be signed on its behalf by the undersigned, thereto duly authorized in the City of Westport, and State of Connecticut, on the 29th day of August 2022.
SHP ETF Trust | |||
(Registrant) | |||
By: | /s/ Garrett Paolella | ||
Name: | Garrett Paolella | ||
Title: | President, Principal Executive Officer, and Trustee |
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