Item 1. | |
(a) | Name of issuer:
Oklo Inc. |
(b) | Address of issuer's principal executive
offices:
3190 Coronado Dr., Santa Clara, CA 95054 |
Item 2. | |
(a) | Name of person filing:
This statement is filed on behalf of each of the following persons (collectively, the "Reporting Persons"):
1. AltC Sponsor LLC
2. M. Klein Associates, Inc.
3. Michael Klein
This Schedule 13G/A is being filed as an amendment ("Amendment No. 1") to the statement on Schedule 13G filed with the Securities and Exchange Commission ("SEC") on behalf of AltC Sponsor LLC (the "Sponsor"), M. Klein Associates, Inc. ("M. Klein") and Michael Klein (together with the Sponsor and M. Klein, the "Reporting Persons"), with respect to the Class A common stock ("Common Stock") of Oklo Inc. (the "Issuer") on February 11, 2022 (the "Schedule 13G"), pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended, to amend and supplement certain information set forth below in the items indicated. All capitalized terms used in this Amendment No. 1 and not otherwise defined herein have the meanings ascribed to such terms in the Schedule 13G.
The Reporting Persons are filing this Amendment No. 1 to report (i) the distribution of shares of Common Stock by the Sponsor on a pro rata basis to its members or their permitted transferees, including to M. Klein, and (ii) that the Reporting Persons ceased to beneficially own more than five percent of the class of Common Stock. |
(b) | Address or principal business office or, if
none, residence:
The principal business address of each of the Reporting Persons is as follows:
640 Fifth Avenue, 14th Floor
New York, NY 10019 |
(c) | Citizenship:
See responses to Item 4 on each cover page. |
(d) | Title of class of securities:
Class A Common Stock, par value $0.0001 per share |
(e) | CUSIP No.:
02156V109 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
See responses to Item 9 on each cover page.
The responses to Items 5-11 of the cover pages of this Schedule 13G/A are incorporated herein by reference.
On November 14, 2024, the Sponsor consummated a pro rata distribution of its shares of Common Stock to its members (the "Sponsor Distribution"). After the Sponsor Distribution, 212,900 shares of Common Stock are held of record by M. Klein Associates, Inc. and 287,100 shares of Common Stock are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp. Percentage ownership is based on 122,096,270 shares of Common Stock outstanding as of November 14, 2024, as reported by the Issuer in its Quarterly Report on Form 10-Q filed on November 14, 2024. |
(b) | Percent of class:
See responses to Item 11 on each cover page. % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
See responses to Item 5 on each cover page.
|
| (ii) Shared power to vote or to direct the
vote:
See responses to Item 6 on each cover page.
|
| (iii) Sole power to dispose or to direct the
disposition of:
See responses to Item 7 on each cover page.
|
| (iv) Shared power to dispose or to direct the
disposition of:
See responses to Item 8 on each cover page.
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
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Ownership of 5 percent or less of a class |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members
of the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|