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Filing tables
Filing exhibits
- S-1/A IPO registration
- 2.1 Share Exchange Agreement
- 3.1 Certificate of Incorporation of the Company, Effective As of January 11, 2021
- 3.2 Certificate of Correction, Effective As of January 25, 2021
- 3.3 Form of Certificate of Incorporation of the Company, to Be Effect Upon the Initial Closing of the Company's Initial Public Offering
- 3.4 Bylaws of the Company Currently In Effect
- 3.5 Form of Bylaws of the Company, to Be In Effect Upon the Initial Closing of the Company's Initial Public Offering
- 4.1 Form of the Company's Common Stock Certificate
- 4.3 Form of Convertible Promissory Note for 2021 Debt Financing
- 4.4 Form of Amendment No. 1 to Convertible Promissory Note for 2021 Debt Financing
- 4.5 Form of Amendment No. 2 to Convertible Promissory Note for 2021 Debt Financing
- 4.6 Form of Convertible Promissory Note for 2022 Debt Financing
- 4.7 Form of Amendment No. 1 to Convertible Promissory Note for 2022 Debt Financing
- 10.1 Employment Agreement Between Perfect Moment (Uk) Limited and Mark Buckley
- 10.2 Employment Agreement Between Perfect Moment LTD. and Jeff Clayborne
- 10.3 Employment Agreement Between Perfect Moment (Uk) Limited and Jane Gottschalk
- 10.4 Consulting Agreement Between Perfect Moment Asia Limited and Max Gottschalk
- 10.5 Consulting Agreement Between Perfect Moment Asia Limited and Jane Gottschalk
- 10.6 Consulting Agreement Between Perfect Moment Asia Limited and Tracy Barwin
- 10.7 Consulting Agreement Between Perfect Moment Asia Limited and Arnhem Consulting Limited
- 10.8 2021 Equity Incentive Plan and Forms of Award Agreements Thereunder
- 10.9 Form of Securities Purchase Agreement for 2021 Debt Financing
- 10.10 Form of Security Agreement for 2021 Debt Financing
- 10.11 Form of Registration Rights Agreement for 2021 Debt Financing
- 10.12 Form of Copyright Security Agreement for 2021 Debt Financing
- 10.13 Form of Patent Security Agreement for 2021 Debt Financing
- 10.14 Form of Trademark Security Agreement for 2021 Debt Financing
- 10.15 Form of Securities Purchase Agreement for 2022 Debt Financing
- 10.16 Form of Security Agreement for 2022 Debt Financing
- 10.17 Form of Registration Rights Agreement for 2022 Debt Financing
- 10.18 Independent Director Agreement Between Perfect Moment LTD. and Andre Keijsers
- 10.19 Independent Director Agreement Between Perfect Moment LTD. and Berndt Hauptkorn
- 10.20 Independent Director Agreement Between Perfect Moment LTD. and Tracy Barwin
- 10.21 Form of Indemnification Agreement for Directors and Officers
- 10.22 Consulting Agreement Among Perfect Moment LTD., Perfect Moment Asia LTD. and Lucius Partners LLC
- 10.23 Amendment to Consulting Agreement Among Perfect Moment LTD., Perfect Moment Asia LTD. and Lucius Partners LLC
- 10.24 Second Amendment to Consulting Agreement Among Perfect Moment LTD., Perfect Moment Asia LTD. and Lucius Partners LLC
- 10.25 Third Amendment to Consulting Agreement Among Perfect Moment LTD., Perfect Moment Asia LTD. and Lucius Partners LLC
- 10.26 Consulting Agreement Between Perfect Moment Asia LTD. and Montrose Capital Partners Limited
- 10.27 Amendment to Term Sheet and Consulting Agreement Between Perfect Moment Asia LTD. and Montrose Capital Partners Limited
- 10.28 Second Amendment to Term Sheet and Consulting Agreement Between Perfect Moment Asia LTD. and Montrose Capital Partners Limited
- 10.29 Third Amendment to Consulting Agreement Between Perfect Moment Asia LTD., Perfect Moment LTD. and Montrose Capital Partners Limited
- 10.30 Fourth Amendment to Consulting Agreement Between Perfect Moment Asia LTD., Perfect Moment LTD. and Montrose Capital Partners Limited
- 10.31 Facility Letter Agreement Between Perfect Moment Asia Limited and HSBC
- 10.32 Amendment to Facility Letter Agreement, Dated April 11, 2023, Between Perfect Moment Asia Limited and HSBC
- 10.33 Amendment to Facility Letter Agreement, Dated July 10, 2023, Between Perfect Moment Asia Limited and HSBC
- 10.34 Ubs Switzerland Ag Standby Documentary Credit
- 10.35 Charge Over Securities and Deposits Between Perfect Moment Asia Limited and HSBC
- 10.36 Guarantee of Perfect Moment Limited
- 10.37 Guarantee Agreement Between Perfect Moment Asia Limited and J. Gottschalk & Associates
- 10.38 Guarantee of Max Gottschalk Dated July 7, 2021
- 10.39 Guarantee of Max Gottschalk Dated June 14, 2018
- 16.1 Letter to Sec from Cohnreznick LLP Dated November 6, 2023
- 23.1 Consent of Weinberg & Company, P.a
- EX-FILING FEES Filing Fee Table
Associated filings
- 9 Feb 24 424B4 Prospectus supplement with pricing info
- 8 Feb 24 EFFECT Notice of effectiveness
- 26 Jan 24 S-1/A IPO registration (amended)
- 22 Jan 24 S-1/A IPO registration (amended)
- 18 Jan 24 S-1/A IPO registration (amended)
- 1 Dec 23 S-1/A IPO registration (amended)
-
6 Nov 23 S-1/A IPO registration (amended)
- 10 Oct 23 S-1 IPO registration
PMNT similar filings
Filing view
External links
Exhibit 107
Calculation of Filing Fee Table
FORM S-1
(Form Type)
Perfect Moment Ltd.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price(1)(2) | Fee Rate | Amount of Registration Fee | ||||||||||||||||||||||
Newly Registered Securities | |||||||||||||||||||||||||||||
Fees to be paid | Equity | Common stock, par value $0.0001 per share(3) | 457(a) | 2,875,000 | $ | 7.00 | $ | 20,125,000.00 | 0.00014760 | $ | 2,970.45 | ||||||||||||||||||
Fees to be paid | Equity | Underwritter’s warrants(4) | 457(g) | — | — | — | — | — | |||||||||||||||||||||
Fees to be paid | Equity | Common Stock issuable upon exercise of the underwriters’ warrants (5) | 457(g) | — | — | $ | 1,257,812.50 | 0.00014760 | $$185.65 | ||||||||||||||||||||
Total Offering Amounts | $ | 21,382,812.50 | $ | 3,156.10 | |||||||||||||||||||||||||
Total Fees Previously Paid | $ | 2,214.00 | (6) | ||||||||||||||||||||||||||
Total Fee Offsets | — | ||||||||||||||||||||||||||||
Net Fee Due | $ | 942.10 |
(1) | Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), there are also being registered such indeterminate number of additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends and similar transactions. |
(2) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act. |
(3) | Includes 375,000 shares of common stock which may be issued or issuable upon exercise of a 45-day option granted to the underwriters to cover over-allotments, if any. |
(4) | No separate registration fee required pursuant to Rule 457(g) of the Securities Act. |
(5) | Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(g) under the Securities Act. The Registrant has agreed to issue to the underwriters warrants to purchase the number of shares of common stock in the aggregate equal to five percent (5%) of the shares of common stock to be issued and sold in this offering (including shares issuable upon exercise of the over-allotment option described herein). The warrants are exercisable for a price per share equal to 125% of the public offering price. As estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(g), the proposed maximum aggregate offering price of the warrants is $1,257,812.50, which is equal to 125% of $1,006,250.00 (5% of $20,125,000.00). |
(6) | The Registrant previously paid registration fees of $2,214.00 in connection with the initial filing of this Registration Statement on Form S-1 on October 10, 2023. |