SEC Form 3
| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 03/05/2021 | 3. Issuer Name and Ticker or Trading Symbol Hims & Hers Health, Inc. [ HIMS ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock | 610,490 | I | Held by Maverick Advisors Fund, L.P.(1) |
| Class A Common Stock | 1,098,602 | I | Held by Maverick Ventures Investment Fund, L.P.(2) |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Warrant (right to buy) | 01/20/2021 | 01/20/2026 | Class A Common Stock | 3,412 | 11.5 | I | Held by Maverick Advisors Fund, L.P.(1) |
| Warrant (right to buy) | 01/20/2021 | 01/20/2026 | Class A Common Stock | 6,140 | 11.5 | I | Held by Maverick Ventures Investment Fund, L.P.(2) |
| Explanation of Responses: |
| 1. The Reporting Person is a Member of Maverick Capital Ventures, LLC ("Maverick Ventures"), the general partner of Maverick Advisors Fund, L.P. The Reporting Person disclaims beneficial ownership of the securities held by Maverick Advisors Fund, L.P. and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any, by virtue of his interest in Maverick Ventures. |
| 2. The Reporting Person is a Member of Maverick Ventures, the general partner of Maverick Ventures Investment Fund, L.P. The Reporting Person disclaims beneficial ownership of the securities held by Maverick Ventures Investment Fund, L.P. and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his indirect pecuniary interest therein, if any, by virtue of his interest in Maverick Ventures. |
| Remarks: |
| /s/ Soleil Boughton - Attorney-in-Fact | 03/15/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||