| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 06/18/2021 | 3. Issuer Name and Ticker or Trading Symbol LiveVox Holdings, Inc. [ LVOX ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 06/25/2021 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Class A Common Stock | 160,328 | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Phanton Shares | (1) | (1) | Class A Common Stock | 1,035,656.719(2) | 0.00 | I | See Footnote 1 |
| Explanation of Responses: |
| 1. The reported securities represent interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC which, at the discretion of the manager of LiveVox TopCo LLC, entitle the reporting person to a pro rata portion of any distribution made by LiveVox TopCo LLC. |
| 2. The reported securities include interests in shares of Class A Common Stock beneficially held by LiveVox TopCo LLC that are subject to specified vesting conditions. |
| Remarks: |
| This amendment to the Form 3 filed by the reporting person on June 25, 2021 (the "Original Form 3") is being filed to correct the amount of derivative and non-derivative securities reported therein because the securities reported in Table I of the Original Form 3 inadvertently included derivative securities that should have been reported as Phantom Shares in Table II. The aggregate amount of derivative and non-derivative securities held by the reporting person as of such date is unchanged as such aggregate amount was correctly reflected in the Original Form 3. |
| S. Gregg Clevenger, as Power of Attorney, for Laurence H. Siegel | 10/28/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
