The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc Class C | CAP STK CL C | 02079K107 | 406 | 162 | SH | SOLE | NONE | 0 | 0 | 162 | |
Alphabet Inc Class A | CAP STK CL A | 02079K305 | 691 | 283 | SH | SOLE | NONE | 0 | 0 | 283 | |
Amazon.com | COM | 023135106 | 522 | 152 | SH | SOLE | NONE | 0 | 0 | 152 | |
American Tower | COM | 03027X100 | 330 | 1,223 | SH | SOLE | NONE | 0 | 0 | 1,223 | |
Apple Inc | COM | 037833100 | 1,422 | 10,383 | SH | SOLE | NONE | 0 | 0 | 10,383 | |
Aspen Technology Inc. | COM | 045327103 | 371 | 2,698 | SH | SOLE | NONE | 0 | 0 | 2,698 | |
Becton Dickinson & Company | COM | 075887109 | 363 | 1,493 | SH | SOLE | NONE | 0 | 0 | 1,493 | |
Berkshire Hathaway Class B | CL B NEW | 084670702 | 398 | 1,433 | SH | SOLE | NONE | 0 | 0 | 1,433 | |
Booking Holdings Inc | COM | 09857L108 | 205 | 94 | SH | SOLE | NONE | 0 | 0 | 94 | |
CDW Corporation | COM | 12514G108 | 225 | 1,290 | SH | SOLE | NONE | 0 | 0 | 1,290 | |
Cisco Systems | COM | 17275R102 | 239 | 4,512 | SH | SOLE | NONE | 0 | 0 | 4,512 | |
Clearside Biiomedical Inc | COM | 185063104 | 121 | 25,000 | SH | SOLE | NONE | 0 | 0 | 25,000 | |
Comcast Corp. Cl A | CL A | 20030N101 | 322 | 5,662 | SH | SOLE | NONE | 0 | 0 | 5,662 | |
Cooper Companies | COM NEW | 216648402 | 393 | 994 | SH | SOLE | NONE | 0 | 0 | 994 | |
Danaher Corp. | COM | 235851102 | 390 | 1,454 | SH | SOLE | NONE | 0 | 0 | 1,454 | |
Dimensional US Equity ETF | US EQUITY ETF | 25434V401 | 494 | 10,494 | SH | SOLE | NONE | 0 | 0 | 10,494 | |
Disney, Walt Co. | COM | 254687106 | 301 | 1,718 | SH | SOLE | NONE | 0 | 0 | 1,718 | |
Dollar General Corp. | COM | 256677105 | 282 | 1,304 | SH | SOLE | NONE | 0 | 0 | 1,304 | |
Duke Energy Corp. | COM NEW | 26441C204 | 494 | 5,006 | SH | SOLE | NONE | 0 | 0 | 5,006 | |
Netlease Corp Real Estate Etf | NETLEASE CORP | 26922A248 | 3,734 | 124,652 | SH | SOLE | NONE | 0 | 0 | 124,652 | |
Ecolabs Inc. | COM | 278865100 | 204 | 992 | SH | SOLE | NONE | 0 | 0 | 992 | |
Edwards Lifesciences Corp. | COM | 28176E108 | 472 | 4,564 | SH | SOLE | NONE | 0 | 0 | 4,564 | |
Emerson Electric | COM | 291011104 | 257 | 2,675 | SH | SOLE | NONE | 0 | 0 | 2,675 | |
CL A | 30303M102 | 406 | 1,168 | SH | SOLE | NONE | 0 | 0 | 1,168 | ||
Fidelity MSCI Real Estate ETF | MSCI RL EST ETF | 316092857 | 1,269 | 41,714 | SH | SOLE | NONE | 0 | 0 | 41,714 | |
First Republic Bank of CA | COM | 33616C100 | 230 | 1,230 | SH | SOLE | NONE | 0 | 0 | 1,230 | |
Fortune Brands Home & Security | COM | 34964C106 | 369 | 3,708 | SH | SOLE | NONE | 0 | 0 | 3,708 | |
Global X US Infrastructure Dev ETF | US INFR DEV ETF | 37954Y673 | 2,475 | 96,140 | SH | SOLE | NONE | 0 | 0 | 96,140 | |
Golub Capital Inc | COM | 38173M102 | 2,936 | 190,449 | SH | SOLE | NONE | 0 | 0 | 190,449 | |
Henry Jack and Associates Inc | COM | 426281101 | 296 | 1,813 | SH | SOLE | NONE | 0 | 0 | 1,813 | |
Home Depot, Inc. | COM | 437076102 | 270 | 847 | SH | SOLE | NONE | 0 | 0 | 847 | |
Illinois Tool Works | COM | 452308109 | 453 | 2,029 | SH | SOLE | NONE | 0 | 0 | 2,029 | |
IQ Merger Arbitrage ETF | IQ MRGR ARB ETF | 45409B800 | 3,338 | 99,604 | SH | SOLE | NONE | 0 | 0 | 99,604 | |
Int'l Business Machines Corp. | COM | 459200101 | 989 | 6,751 | SH | SOLE | NONE | 0 | 0 | 6,751 | |
Invesco S&P 500 Eql Wt Tech ETF | S&P500 EQL TEC | 46137V282 | 1,552 | 5,352 | SH | SOLE | NONE | 0 | 0 | 5,352 | |
Invesco S&P 500 Buywrite ETF | S&P500 BUY WRT | 46137V399 | 3,520 | 155,483 | SH | SOLE | NONE | 0 | 0 | 155,483 | |
Ishares Inc MSCI EM Asia ETF | MSCI EM ASIA ETF | 464286426 | 973 | 10,520 | SH | SOLE | NONE | 0 | 0 | 10,520 | |
iShares Select Dividend ETF | SELECT DIVID ETF | 464287168 | 943 | 8,088 | SH | SOLE | NONE | 0 | 0 | 8,088 | |
iShares S&P 500 Index | CORE S&P500 ETF | 464287200 | 23,395 | 54,418 | SH | SOLE | NONE | 0 | 0 | 54,418 | |
iShares S&P Mid Cap Index | CORE S&P MCP ETF | 464287507 | 7,602 | 28,289 | SH | SOLE | NONE | 0 | 0 | 28,289 | |
iShares US Technology | U.S. TECH ETF | 464287721 | 1,044 | 10,511 | SH | SOLE | NONE | 0 | 0 | 10,511 | |
iShares S&P Small Cap Index | CORE S&P SCP ETF | 464287804 | 4,624 | 40,934 | SH | SOLE | NONE | 0 | 0 | 40,934 | |
iShares MSCI EAFE Small Cap Index | EAFE SML CP ETF | 464288273 | 849 | 11,458 | SH | SOLE | NONE | 0 | 0 | 11,458 | |
iShares JP Morgan USD Emg Mkt Bd | JPMORGAN USD EMG | 464288281 | 383 | 3,411 | SH | SOLE | NONE | 0 | 0 | 3,411 | |
Ishares S&p Global Infrastructure Index | GLB INFRASTR ETF | 464288372 | 2,735 | 60,290 | SH | SOLE | NONE | 0 | 0 | 60,290 | |
iShares US Preferred Stock ETF | PFD AND INCM SEC | 464288687 | 691 | 17,580 | SH | SOLE | NONE | 0 | 0 | 17,580 | |
iShares Russell Top 200 Value ETF | RUS TP200 VL ETF | 464289420 | 213 | 3,217 | SH | SOLE | NONE | 0 | 0 | 3,217 | |
iShares Russell Top 200 Growth ETF | RUS TP200 GR ETF | 464289438 | 274 | 1,822 | SH | SOLE | NONE | 0 | 0 | 1,822 | |
Ishares AAA-A Rated Corp ETF | A RATE CP BD ETF | 46429B291 | 11,008 | 193,643 | SH | SOLE | NONE | 0 | 0 | 193,643 | |
iShares Core MSCI EAFE | CORE MSCI EAFE | 46432F842 | 4,932 | 65,891 | SH | SOLE | NONE | 0 | 0 | 65,891 | |
iShares Core MSCI Emerging Mkt | CORE MSCI EMKT | 46434G103 | 4,521 | 67,501 | SH | SOLE | NONE | 0 | 0 | 67,501 | |
Ishares | 0-5YR INVT GR CP | 46434V100 | 11,857 | 228,780 | SH | SOLE | NONE | 0 | 0 | 228,780 | |
iShares | 0-5YR HI YL CP | 46434V407 | 3,431 | 74,506 | SH | SOLE | NONE | 0 | 0 | 74,506 | |
JPMorgan Chase & Co. | COM | 46625H100 | 285 | 1,836 | SH | SOLE | NONE | 0 | 0 | 1,836 | |
JPMorgan Alerian MLP Index | ALERIAN ML ETN | 46625H365 | 2,654 | 135,107 | SH | SOLE | NONE | 0 | 0 | 135,107 | |
JP Morgan ETF Trust Ultra Short | ULTRA SHRT INC | 46641Q837 | 216 | 4,259 | SH | SOLE | NONE | 0 | 0 | 4,259 | |
Lowe's Cos. | COM | 548661107 | 594 | 3,067 | SH | SOLE | NONE | 0 | 0 | 3,067 | |
Microsoft Corporation | COM | 594918104 | 1,564 | 5,773 | SH | SOLE | NONE | 0 | 0 | 5,773 | |
Morgan Stanley | COM NEW | 617446448 | 376 | 4,109 | SH | SOLE | NONE | 0 | 0 | 4,109 | |
NextEra Energy | COM | 65339F101 | 258 | 3,521 | SH | SOLE | NONE | 0 | 0 | 3,521 | |
Nordson | COM | 655663102 | 381 | 1,740 | SH | SOLE | NONE | 0 | 0 | 1,740 | |
Ptc Inc | COM | 69370C100 | 591 | 4,187 | SH | SOLE | NONE | 0 | 0 | 4,187 | |
PepsiCo, Inc. | COM | 713448108 | 328 | 2,215 | SH | SOLE | NONE | 0 | 0 | 2,215 | |
Procter & Gamble | COM | 742718109 | 246 | 1,829 | SH | SOLE | NONE | 0 | 0 | 1,829 | |
Progressive Corp | COM | 743315103 | 385 | 3,921 | SH | SOLE | NONE | 0 | 0 | 3,921 | |
Prospect Note | NOTE 4.950% 7/1 | 74348TAR3 | 12 | 13,000 | SH | SOLE | NONE | 0 | 0 | 13,000 | |
Raytheon Technologies Corp | COM | 75513E101 | 421 | 4,936 | SH | SOLE | NONE | 0 | 0 | 4,936 | |
SPDR S & P Emerging Asia | ASIA PACIF ETF | 78463X301 | 1,370 | 10,184 | SH | SOLE | NONE | 0 | 0 | 10,184 | |
SPDR Ser Tr Wells Fargo PFD Stock ETF | ICE PFD SEC ETF | 78464A292 | 1,189 | 26,892 | SH | SOLE | NONE | 0 | 0 | 26,892 | |
SPDR Doubleline Tot Ret Bd Fd | SPDR TR TACTIC | 78467V848 | 2,910 | 60,112 | SH | SOLE | NONE | 0 | 0 | 60,112 | |
SPDR Nuveen Blmbg Barclays ST Muni Bd ETF | NUVEEN BLMBRG SR | 78468R739 | 303 | 6,127 | SH | SOLE | NONE | 0 | 0 | 6,127 | |
SVB Finl Group | COM | 78486Q101 | 440 | 792 | SH | SOLE | NONE | 0 | 0 | 792 | |
Schwab US Large Cap ETF | US LRG CAP ETF | 808524201 | 36,868 | 354,605 | SH | SOLE | NONE | 0 | 0 | 354,605 | |
Schwab US Mid-Cap ETF | US MID-CAP ETF | 808524508 | 10,396 | 132,833 | SH | SOLE | NONE | 0 | 0 | 132,833 | |
Schwab US Small-Cap ETF | US SML CAP ETF | 808524607 | 5,962 | 57,234 | SH | SOLE | NONE | 0 | 0 | 57,234 | |
Schwab Emerging Mkts ETF | EMRG MKTEQ ETF | 808524706 | 5,792 | 176,161 | SH | SOLE | NONE | 0 | 0 | 176,161 | |
Schwab International Equity | INTL EQTY ETF | 808524805 | 7,652 | 193,989 | SH | SOLE | NONE | 0 | 0 | 193,989 | |
Schwab US Agg Bond ETF | US AGGREGATE B | 808524839 | 419 | 7,677 | SH | SOLE | NONE | 0 | 0 | 7,677 | |
Schwab US REIT | US REIT ETF | 808524847 | 1,783 | 38,948 | SH | SOLE | NONE | 0 | 0 | 38,948 | |
Schwab Intl Small Cap | INTL SCEQT ETF | 808524888 | 1,386 | 33,318 | SH | SOLE | NONE | 0 | 0 | 33,318 | |
Starbucks Corp | COM | 855244109 | 296 | 2,655 | SH | SOLE | NONE | 0 | 0 | 2,655 | |
TJX Companies Inc | COM | 872540109 | 352 | 5,226 | SH | SOLE | NONE | 0 | 0 | 5,226 | |
Target | COM | 87612E106 | 353 | 1,460 | SH | SOLE | NONE | 0 | 0 | 1,460 | |
Terminix Global Holdings Inc Com | COM | 88087E100 | 318 | 6,670 | SH | SOLE | NONE | 0 | 0 | 6,670 | |
3M Company | COM | 88579Y101 | 242 | 1,218 | SH | SOLE | NONE | 0 | 0 | 1,218 | |
Tyler Technologies Inc | COM | 902252105 | 220 | 487 | SH | SOLE | NONE | 0 | 0 | 487 | |
Union Pacific Corp | COM | 907818108 | 265 | 1,207 | SH | SOLE | NONE | 0 | 0 | 1,207 | |
UnitedHealth Group Inc | COM | 91324P102 | 488 | 1,220 | SH | SOLE | NONE | 0 | 0 | 1,220 | |
Visa Inc Cl A | COM CL A | 92826C839 | 779 | 3,334 | SH | SOLE | NONE | 0 | 0 | 3,334 | |
Whirlpool Corp. | COM | 963320106 | 210 | 967 | SH | SOLE | NONE | 0 | 0 | 967 | |
IHS Markit LTD | SHS | G47567105 | 527 | 4,685 | SH | SOLE | NONE | 0 | 0 | 4,685 | |
Steris Plc | SHS USD | G8473T100 | 298 | 1,446 | SH | SOLE | NONE | 0 | 0 | 1,446 |