The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc Class A | CAP STK CL A | 02079K305 | 767 | 287 | SH | SOLE | NONE | 0 | 0 | 287 | |
Alphabet Inc Class C | CAP STK CL C | 02079K107 | 431 | 162 | SH | SOLE | NONE | 0 | 0 | 162 | |
Amazon.com | COM | 023135106 | 456 | 139 | SH | SOLE | NONE | 0 | 0 | 139 | |
American Tower | COM | 03027X100 | 324 | 1,223 | SH | SOLE | NONE | 0 | 0 | 1,223 | |
Apple Inc | COM | 037833100 | 1,409 | 9,964 | SH | SOLE | NONE | 0 | 0 | 9,964 | |
Aspen Technology Inc. | COM | 045327103 | 331 | 2,698 | SH | SOLE | NONE | 0 | 0 | 2,698 | |
Becton Dickinson & Company | COM | 075887109 | 348 | 1,418 | SH | SOLE | NONE | 0 | 0 | 1,418 | |
Berkshire Hathaway Class B | CL B NEW | 084670702 | 391 | 1,433 | SH | SOLE | NONE | 0 | 0 | 1,433 | |
Booking Holdings Inc | COM | 09857L108 | 223 | 94 | SH | SOLE | NONE | 0 | 0 | 94 | |
CDW Corporation | COM | 12514G108 | 234 | 1,290 | SH | SOLE | NONE | 0 | 0 | 1,290 | |
Cisco Systems | COM | 17275R102 | 245 | 4,514 | SH | SOLE | NONE | 0 | 0 | 4,514 | |
Clearside Biiomedical Inc | COM | 185063104 | 150 | 25,000 | SH | SOLE | NONE | 0 | 0 | 25,000 | |
Comcast Corp. Cl A | CL A | 20030N101 | 316 | 5,651 | SH | SOLE | NONE | 0 | 0 | 5,651 | |
Cooper Companies | COM NEW | 216648402 | 360 | 872 | SH | SOLE | NONE | 0 | 0 | 872 | |
Danaher Corp. | COM | 235851102 | 324 | 1,066 | SH | SOLE | NONE | 0 | 0 | 1,066 | |
Dimensional US Equity ETF | US EQUITY ETF | 25434V401 | 496 | 10,522 | SH | SOLE | NONE | 0 | 0 | 10,522 | |
Disney, Walt Co. | COM | 254687106 | 285 | 1,689 | SH | SOLE | NONE | 0 | 0 | 1,689 | |
Dollar General Corp. | COM | 256677105 | 276 | 1,304 | SH | SOLE | NONE | 0 | 0 | 1,304 | |
Duke Energy Corp. | COM NEW | 26441C204 | 489 | 5,015 | SH | SOLE | NONE | 0 | 0 | 5,015 | |
Ecolabs Inc. | COM | 278865100 | 207 | 995 | SH | SOLE | NONE | 0 | 0 | 995 | |
Edwards Lifesciences Corp. | COM | 28176E108 | 448 | 3,962 | SH | SOLE | NONE | 0 | 0 | 3,962 | |
CL A | 30303M102 | 353 | 1,041 | SH | SOLE | NONE | 0 | 0 | 1,041 | ||
Fidelity MSCI Real Estate ETF | MSCI RL EST ETF | 316092857 | 1,434 | 47,179 | SH | SOLE | NONE | 0 | 0 | 47,179 | |
First Republic Bank of CA | COM | 33616C100 | 237 | 1,230 | SH | SOLE | NONE | 0 | 0 | 1,230 | |
Fortune Brands Home & Security | COM | 34964C106 | 274 | 3,073 | SH | SOLE | NONE | 0 | 0 | 3,073 | |
Global X US Infrastructure Dev ETF | US INFR DEV ETF | 37954Y673 | 2,736 | 107,705 | SH | SOLE | NONE | 0 | 0 | 107,705 | |
Golub Capital Inc | COM | 38173M102 | 3,548 | 224,434 | SH | SOLE | NONE | 0 | 0 | 224,434 | |
Henry Jack and Associates Inc | COM | 426281101 | 297 | 1,813 | SH | SOLE | NONE | 0 | 0 | 1,813 | |
Home Depot, Inc. | COM | 437076102 | 285 | 869 | SH | SOLE | NONE | 0 | 0 | 869 | |
IHS Markit LTD | SHS | G47567105 | 501 | 4,301 | SH | SOLE | NONE | 0 | 0 | 4,301 | |
Illinois Tool Works | COM | 452308109 | 420 | 2,035 | SH | SOLE | NONE | 0 | 0 | 2,035 | |
Int'l Business Machines Corp. | COM | 459200101 | 937 | 6,751 | SH | SOLE | NONE | 0 | 0 | 6,751 | |
Invesco S&P 500 Buywrite ETF | S&P500 BUY WRT | 46137V399 | 3,940 | 171,393 | SH | SOLE | NONE | 0 | 0 | 171,393 | |
Invesco S&P 500 Eql Wt Tech ETF | S&P500 EQL TEC | 46137V282 | 1,684 | 5,843 | SH | SOLE | NONE | 0 | 0 | 5,843 | |
IQ Merger Arbitrage ETF | IQ MRGR ARB ETF | 45409B800 | 3,993 | 121,456 | SH | SOLE | NONE | 0 | 0 | 121,456 | |
iShares 0-5 Year HY Corp Bd | 0-5YR HI YL CP | 46434V407 | 4,082 | 89,342 | SH | SOLE | NONE | 0 | 0 | 89,342 | |
Ishares 0-5 Year Invmt Grade Corp Bd ETF | 0-5YR INVT GR CP | 46434V100 | 13,677 | 264,653 | SH | SOLE | NONE | 0 | 0 | 264,653 | |
Ishares AAA-A Rated Corp ETF | A RATE CP BD ETF | 46429B291 | 12,231 | 217,131 | SH | SOLE | NONE | 0 | 0 | 217,131 | |
iShares Core MSCI EAFE | CORE MSCI EAFE | 46432F842 | 5,689 | 76,625 | SH | SOLE | NONE | 0 | 0 | 76,625 | |
iShares Core MSCI Emerging Mkt | CORE MSCI EMKT | 46434G103 | 4,633 | 75,028 | SH | SOLE | NONE | 0 | 0 | 75,028 | |
iShares Core Total Aggregate US Bd ETF | CORE US AGGBD ET | 464287226 | 264 | 2,307 | SH | SOLE | NONE | 0 | 0 | 2,307 | |
Ishares Inc MSCI EM Asia ETF | MSCI EM ASIA ETF | 464286426 | 1,030 | 12,205 | SH | SOLE | NONE | 0 | 0 | 12,205 | |
iShares JP Morgan USD Emg Mkt Bd | JPMORGAN USD EMG | 464288281 | 419 | 3,807 | SH | SOLE | NONE | 0 | 0 | 3,807 | |
iShares MSCI EAFE Small Cap Index | EAFE SML CP ETF | 464288273 | 978 | 13,154 | SH | SOLE | NONE | 0 | 0 | 13,154 | |
iShares Russell Top 200 Growth ETF | RUS TP200 GR ETF | 464289438 | 244 | 1,600 | SH | SOLE | NONE | 0 | 0 | 1,600 | |
iShares S&P 500 Index | CORE S&P500 ETF | 464287200 | 26,466 | 61,433 | SH | SOLE | NONE | 0 | 0 | 61,433 | |
Ishares S&p Global Infrastructure Index | GLB INFRASTR ETF | 464288372 | 3,014 | 65,676 | SH | SOLE | NONE | 0 | 0 | 65,676 | |
iShares S&P Mid Cap Index | CORE S&P MCP ETF | 464287507 | 9,565 | 36,360 | SH | SOLE | NONE | 0 | 0 | 36,360 | |
iShares S&P Small Cap Index | CORE S&P SCP ETF | 464287804 | 5,127 | 46,957 | SH | SOLE | NONE | 0 | 0 | 46,957 | |
iShares Select Dividend ETF | SELECT DIVID ETF | 464287168 | 1,010 | 8,805 | SH | SOLE | NONE | 0 | 0 | 8,805 | |
iShares US Preferred Stock ETF | PFD AND INCM SEC | 464288687 | 840 | 21,668 | SH | SOLE | NONE | 0 | 0 | 21,668 | |
iShares US Technology | U.S. TECH ETF | 464287721 | 1,411 | 13,942 | SH | SOLE | NONE | 0 | 0 | 13,942 | |
JP Morgan ETF Trust Ultra Short | ULTRA SHRT INC | 46641Q837 | 294 | 5,804 | SH | SOLE | NONE | 0 | 0 | 5,804 | |
JPMorgan Chase & Co. | COM | 46625H100 | 303 | 1,853 | SH | SOLE | NONE | 0 | 0 | 1,853 | |
Lowe's Cos. | COM | 548661107 | 624 | 3,077 | SH | SOLE | NONE | 0 | 0 | 3,077 | |
Microsoft Corporation | COM | 594918104 | 1,665 | 5,907 | SH | SOLE | NONE | 0 | 0 | 5,907 | |
Morgan Stanley | COM NEW | 617446448 | 399 | 4,110 | SH | SOLE | NONE | 0 | 0 | 4,110 | |
Netlease Corp Real Estate Etf | NETLEASE CORP | 26922A248 | 4,227 | 142,851 | SH | SOLE | NONE | 0 | 0 | 142,851 | |
NextEra Energy | COM | 65339F101 | 259 | 3,305 | SH | SOLE | NONE | 0 | 0 | 3,305 | |
Nordson | COM | 655663102 | 357 | 1,500 | SH | SOLE | NONE | 0 | 0 | 1,500 | |
PepsiCo, Inc. | COM | 713448108 | 312 | 2,078 | SH | SOLE | NONE | 0 | 0 | 2,078 | |
Procter & Gamble | COM | 742718109 | 294 | 2,108 | SH | SOLE | NONE | 0 | 0 | 2,108 | |
Progressive Corp | COM | 743315103 | 271 | 3,007 | SH | SOLE | NONE | 0 | 0 | 3,007 | |
Prospect Note | NOTE 4.950% 7/1 | 74348TAR3 | 13 | 13,000 | SH | SOLE | NONE | 0 | 0 | 13,000 | |
Ptc Inc | COM | 69370C100 | 501 | 4,187 | SH | SOLE | NONE | 0 | 0 | 4,187 | |
Raytheon Technologies Corp | COM | 75513E101 | 435 | 5,069 | SH | SOLE | NONE | 0 | 0 | 5,069 | |
Schwab Emerging Mkts ETF | EMRG MKTEQ ETF | 808524706 | 6,202 | 203,478 | SH | SOLE | NONE | 0 | 0 | 203,478 | |
Schwab International Equity | INTL EQTY ETF | 808524805 | 8,363 | 216,121 | SH | SOLE | NONE | 0 | 0 | 216,121 | |
Schwab Intl Small Cap | INTL SCEQT ETF | 808524888 | 1,533 | 36,938 | SH | SOLE | NONE | 0 | 0 | 36,938 | |
Schwab US Agg Bond ETF | US AGGREGATE B | 808524839 | 527 | 9,721 | SH | SOLE | NONE | 0 | 0 | 9,721 | |
Schwab US Large Cap ETF | US LRG CAP ETF | 808524201 | 39,812 | 382,698 | SH | SOLE | NONE | 0 | 0 | 382,698 | |
Schwab US Mid-Cap ETF | US MID-CAP ETF | 808524508 | 12,651 | 165,029 | SH | SOLE | NONE | 0 | 0 | 165,029 | |
Schwab US REIT | US REIT ETF | 808524847 | 1,944 | 42,565 | SH | SOLE | NONE | 0 | 0 | 42,565 | |
Schwab US Small-Cap ETF | US SML CAP ETF | 808524607 | 6,444 | 64,378 | SH | SOLE | NONE | 0 | 0 | 64,378 | |
SPDR Doubleline Tot Ret Bd Fd | SPDR TR TACTIC | 78467V848 | 3,630 | 75,134 | SH | SOLE | NONE | 0 | 0 | 75,134 | |
SPDR Nuveen Blmbg Barclays ST Muni Bd ETF | NUVEEN BLMBRG SR | 78468R739 | 343 | 6,945 | SH | SOLE | NONE | 0 | 0 | 6,945 | |
SPDR S & P Emerging Asia | ASIA PACIF ETF | 78463X301 | 1,434 | 11,559 | SH | SOLE | NONE | 0 | 0 | 11,559 | |
SPDR Ser Tr Wells Fargo PFD Stock ETF | ICE PFD SEC ETF | 78464A292 | 1,259 | 28,988 | SH | SOLE | NONE | 0 | 0 | 28,988 | |
Starbucks Corp | COM | 855244109 | 259 | 2,355 | SH | SOLE | NONE | 0 | 0 | 2,355 | |
Steris Plc | SHS USD | G8473T100 | 246 | 1,206 | SH | SOLE | NONE | 0 | 0 | 1,206 | |
SVB Finl Group | COM | 78486Q101 | 336 | 520 | SH | SOLE | NONE | 0 | 0 | 520 | |
Target | COM | 87612E106 | 289 | 1,264 | SH | SOLE | NONE | 0 | 0 | 1,264 | |
Terminix Global Holdings Inc Com | COM | 88087E100 | 277 | 6,670 | SH | SOLE | NONE | 0 | 0 | 6,670 | |
TJX Companies Inc | COM | 872540109 | 346 | 5,248 | SH | SOLE | NONE | 0 | 0 | 5,248 | |
Tyler Technologies Inc | COM | 902252105 | 223 | 487 | SH | SOLE | NONE | 0 | 0 | 487 | |
Union Pacific Corp | COM | 907818108 | 236 | 1,207 | SH | SOLE | NONE | 0 | 0 | 1,207 | |
UnitedHealth Group Inc | COM | 91324P102 | 479 | 1,226 | SH | SOLE | NONE | 0 | 0 | 1,226 | |
Visa Inc Cl A | COM CL A | 92826C839 | 728 | 3,271 | SH | SOLE | NONE | 0 | 0 | 3,271 |