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Filing tables
Filing exhibits
- S-1 IPO registration
- 3.1 Certificate of Incorporation of Smart for Life, Inc., As Amended
- 3.2 Certificate of Designation of Series a Convertible Preferred Stock
- 3.4 Bylaws of Smart for Life, Inc
- 4.4 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Anson East Master Fund LP on August 18, 2021
- 4.5 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Anson Investments Master Fund LP on August 18, 2021
- 4.6 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to District 2 Capital Fund LP on August 18, 2021
- 4.7 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Ionic Ventures, LLC on August 18, 2021
- 4.8 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Sabby Volatility Warrant Master Fund, LTD. on August 18, 2021
- 4.9 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Anson East Master Fund LP on July 1, 2021
- 4.10 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Anson Investments Master Fund LP on July 1, 2021
- 4.11 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to District 2 Capital Fund LP on July 1, 2021
- 4.12 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Ionic Ventures, LLC on July 1, 2021
- 4.13 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Sabby Volatility Warrant Master Fund, LTD. on July 1, 2021
- 4.14 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Peah Capital, LLC on December 18, 2020
- 4.15 Amendment No 1 to Common Stock Purchase Warrant, Dated June 30, 2021, Between Smart for Life, Inc. and Peah Capital, LLC
- 4.16 Common Stock Purchase Warrant Issued by Smart for Life, Inc. to Leonite Capital LLC on May 18, 2017
- 10.1 Securities Purchase Agreement, Dated November 5, 2021, Among Smart for Life, Inc. and the Purchasers Named Therein
- 10.2 Subsidiary Guarantee, Dated November 5, 2021, by Smart for Life, Inc., Bonne Sante Natural Manufacturing, Inc., Doctors Scientific Organica, LLC, Oyster Management Services, LTD
- 10.3 12% Unsecured Subordinated Convertible Debenture Due November 30, 2022 Issued by Smart for Life, Inc. to Anson East Master Fund LP on November 5, 2021
- 10.4 12% Unsecured Subordinated Convertible Debenture Due November 30, 2022 Issued by Smart for Life, Inc. to Anson Investments Master Fund LP on August 18, 2021
- 10.5 12% Unsecured Subordinated Convertible Debenture Due November 30, 2022 Issued by Smart for Life, Inc. to District 2 Capital Fund LP on November 5, 2021
- 10.6 12% Unsecured Subordinated Convertible Debenture Due November 30, 2022 Issued by Smart for Life, Inc. to Ionic Ventures, LLC on November 5, 2021
- 10.7 12% Unsecured Subordinated Convertible Debenture Due November 30, 2022 Issued by Smart for Life, Inc. to Sabby Volatility Warrant Master Fund, LTD. on November 5, 2021
- 10.8 Securities Purchase Agreement, Dated July 1, 2021, Among Smart for Life, Inc. and the Purchasers Named Therein
- 10.9 Registration Rights Agreement, Dated July 1, 2021, Among Smart for Life, Inc. and the Purchasers Named Therein
- 10.10 Contribution and Exchange Agreement
- 10.11 Securities Purchase Agreement, Dated July 21, 2021, Among Smart for Life, Inc., Nexus Offers, Inc., Justin Francisco and Steven Rubert
- 10.12 Amendment No. 1 to Securities Purchase Agreement, Dated November 8, 2021, Among Smart for Life, Inc., Nexus Offers, Inc., Justin Francisco and Steven Rubert
- 10.13 5% Secured Subordinated Convertible Promissory Note Issued by Smart for Life, Inc. to Justin Francisco and Steven Rubert on November 8, 2021
- 10.14 5% Secured Subordinated Promissory Note Issued by Smart for Life, Inc. to Justin Francisco and Steven Rubert on November 8, 2021
- 10.15 Securities Purchase Agreement, Dated February 11, 2020, Among Smart for Life, Inc., Doctors Scientific Organica, LLC, Oyster Management Services, LTD., Lawee Enterprises, L.L.C., U.S. Medical Care Holdings, L.L.C. and Sasson E. Moulavi
- 10.16 First Amendment to Securities Purchase Agreement, Dated July 7, 2020, Among Smart for Life, Inc., Doctors Scientific Organica, LLC, Oyster Management Services, LTD., Lawee Enterprises, L.L.C., U.S. Medical Care Holdings, L.L.C. and Sasson E. Moulavi
- 10.17 Second Amendment to Securities Purchase Agreement, Dated June 4, 2021, Among Smart for Life, Inc., Doctors Scientific Organica, LLC, Oyster Management Services, LTD., Lawee Enterprises, L.L.C., U.S. Medical Care Holdings, L.L.C. and Sasson E. Moulavi
- 10.18 Third Amendment to Securities Purchase Agreement, Dated July 1, 2021, Among Smart for Life, Inc., Doctors Scientific Organica, LLC, Oyster Management Services, LTD., Lawee Enterprises, L.L.C., U.S. Medical Care Holdings, L.L.C. and Sasson E. Moulavi
- 10.19 6% Secured Subordinated Convertible Promissory Note Issued by Smart for Life, Inc. to Sasson E. Moulavi on July 1, 2021
- 10.20 6% Secured Subordinated Promissory Note Issued by Smart for Life, Inc. to Sasson E. Moulavi on July 1, 2021
- 10.21 Loan Agreement, Dated July 1, 2021, Among Smart for Life, Inc., Bonne Sante Natural Manufacturing, Inc., Doctors Scientific Organica, LLC and Diamond Creek Capital, LLC
- 10.22 Term Loan Promissory Note Issued by Smart for Life, Inc., Bonne Sante Natural Manufacturing, Inc. and Doctors Scientific Organica, LLC to Diamond Creek Capital, LLC on July 1, 2021
- 10.23 Security Agreement, Dated July 1, 2021, Among Smart for Life, Inc., Bonne Sante Natural Manufacturing, Inc., Doctors Scientific Organica, LLC and Diamond Creek Capital, LLC
- 10.24 Loan and Security Agreement, Dated December 18, 2020, Among Bonne Sante Natural Manufacturing, Inc., Smart for Life, Inc. and Peah Capital, LLC
- 10.25 Loan and Security Agreement Amendment, Dated April 27, 2021, Among Bonne Sante Natural Manufacturing, Inc., Smart for Life, Inc. and Peah Capital, LLC
- 10.26 Promissory Note Issued by Bonne Sante Natural Manufacturing, Inc. and Smart for Life, Inc. to Peah Capital, LLC on December 18, 2020
- 10.27 First Amended and Restated Promissory Note Issued by Bonne Sante Natural Manufacturing, Inc. and Smart for Life, Inc. to Peah Capital, LLC on December 18, 2020
- 10.28 Seconded Amended and Restated Promissory Note Issued by Bonne Sante Natural Manufacturing, Inc. and Smart for Life, Inc. to Peah Capital, LLC on April 27, 2021
- 10.29 Pledge and Security Agreement, Dated December 18, 2020, Among Bonne Sante Natural Manufacturing, Inc., Smart for Life, Inc., Trilogy Capital Group LLC, Mesa Lane LLC, Darren Minton, Alfonso J. Cervantes and Peah Capital, LLC
- 10.30 Corporate Guaranty, Dated December 18, 2020, Between Smart for Life, Inc. and Peah Capital, LLC
- 10.31 Corporate Guaranty, Dated December 18, 2020, Between Bonne Sante Natural Manufacturing, Inc. and Peah Capital, LLC
- 10.32 Future Equity Agreement, Dated December 18, 2020, Between Smart for Life, Inc. and Peah Capital, LLC
- 10.33 Lease, Dated February 3, 2012, Between O & B Properties, Inc. and Bonne Sante Natural Manufacturing, Inc., As Amended
- 10.34 Business Lease
- 10.35 Lease, Dated September 1, 2018, Between Scientific Real Estate Holdings LLC and Doctors Scientific Organica, LLC
- 10.36 Memorandum of Agreement of Lease, Dated September 30, 2021, Between the Linger Corporation and Smart for Life Canada Inc
- 10.38 Employment Agreement, Dated July 1, 2020, Between Smart for Life, Inc. and Alfonso J. Cervantes
- 10.39 Employment Agreement, Dated November 15, 2020, Between Smart for Life, Inc. and Ryan Zackon
- 10.40 Employment Agreement, Dated July 1, 2020, Between Smart for Life, Inc. and Darren C. Minton
- 10.43 2020 Stock Incentive Plan
- 10.44 Form of Stock Option Agreement for 2020 Stock Incentive Plan
- 10.45 Form of Restricted Stock Award Agreement for 2020 Stock Incentive Plan
- 21.1 List of Subsidiaries
- 23.1 Consent of Daszkal Bolton LLP for Smart for Life, Inc
- 23.2 Consent of Daszkal Bolton LLP for Doctors Scientific Organica, LLC
- 23.3 Consent of Daszkal Bolton LLP for Nexus Offers, Inc
- 99.1 Consent of Richard M. Cohen (Director Nominee)
- 99.2 Consent of Robert S. Rein, Esq. (Director Nominee)
- 99.3 Consent of Roger Conley Wood (Director Nominee)
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