Pinstripes (PNST) Form 3 Pinstripes / Caitlin Schaefer ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Schaefer Caitlin

(Last) (First) (Middle)

1150 WILLOW ROAD

(Street)

NORTHBROOK IL 60062

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2025

3. Issuer Name and Ticker or Trading Symbol
Pinstripes Holdings, Inc. [ PNST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Accounting Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	158,629(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	(2)	09/25/0033	Class A Common Stock	69,322	13.53	D
Employee Stock Option (Right to Buy)	(3)	01/02/2034	Class A Common Stock	12,500	13.31	D

Explanation of Responses:

1. Includes 39,657 shares of class A common stock and 118,972 shares of restricted stock vesting annually in three equal installments, with one-third vesting on December 4, 2025, one-third vesting on December 4, 2026, and one-third vesting on December 4, 2027, subject to continued employment.

2. Includes 17,335 vested options and 51,987 options that vest in 15 quarterly installments, subject to continued employment.

3. Includes 2,500 vested options and 10,000 options that vest in four additional equal annual installments commencing on January 2, 2026, subject to continued employment.

Remarks:

	/s/ Caitlin Schaefer	03/06/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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