| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Aurora Acquisition Corp. [ AURCU ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 04/15/2021 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Aurora Acquisition Corp. Shares (AURC) | 04/15/2021 | P | 2,500 | A | $10.278 | 2,500 | D | |||
| Aurora Acquisition Corp. Units (AURCU) | 04/15/2021 | P | 2,500 | A | (1) | 2,500 | D | |||
| Aurora Acquisition Corp. Warrants (AURCW) | 04/15/2021 | P | 625 | A | (1) | 625 | D | |||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Aurora Acquisition Corp. Warrants (AURCW) | (2) | 04/15/2021 | J(1) | 625 | (2) | (2) | Class A Ordinary Shares | 625 | (2) | 625 | D | ||||
| Explanation of Responses: |
| 1. The reporting person completed a transaction to purchase 2,500 Aurora Acquisition Corp Units on April 15, 2021 from an unaffiliated third party for a purchase price per unit equal to $10.278. Each such unit consists of one Class A ordinary share and one-quarter of one warrant. All securities disclosed herein were purchased as a unit, and pursuant to Instruction 4(c)(iv), the price per security is given on a per unit basis. |
| 2. Each whole warrant is exercisable to purchase one Class A ordinary share at a price of $11.50 per Class A ordinary share, subject to adjustment, as described under the heading "Description of Securities-Warrants" in the Registration Statement on Form S-1 (File No. 333-253106) of Aurora Acquisition Corp. (the "Issuer"). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Aurora Acquisition Corp.'s initial business combination. The warrants will become exercisable on the later of 30 days after the consummation of Issuer's initial business combination and 12 months from the closing of this offering, as described under the heading "Description of Securities-Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-253106) |
| /s/ Caroline Harding | 04/19/2021 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
