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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23652
DYNAMIC ALTERNATIVES FUND
(Exact name of registrant as specified in charter)
5025 Arlington Centre Blvd., Suite 300, Columbus, OH 43220
(Address of principal executive offices) (Zip code)
Timothy Burdick, Esq.
Ultimus Fund Solutions, LLC
4221 North 203rd Street, Suite 100
Elkhorn, NE 68022-3474
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 470-2649
Date of fiscal year end: August 31
Date of reporting period: July 1, 2022 - June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
Registrant: Dynamic Alternatives Fund | | | | | | | | Item 1, Exhibit 1 |
Investment Company Act file number: 811-23652 | | | | | | | | |
Reporting Period: July 1, 2022 through June 30, 2023 | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1A | Elect Director Sandra Brown | Management | Yes | For | For |
2 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1A | Elect Director Sandra Brown | Management | Yes | Withhold | Against |
3 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1A | Elect Director Sandra Brown | Management | Yes | For | For |
4 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1A | Elect Director Sandra Brown | Management | Yes | For | For |
5 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1A | Elect Director Sandra Brown | Management | Yes | For | For |
6 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1A | Elect Director Sandra Brown | Management | Yes | For | For |
7 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1B | Elect Director Robert F. Goldrich | Management | Yes | For | For |
8 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1B | Elect Director Robert F. Goldrich | Management | Yes | For | For |
9 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1B | Elect Director Robert F. Goldrich | Management | Yes | Withhold | Against |
10 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1B | Elect Director Robert F. Goldrich | Management | Yes | Withhold | Against |
11 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1B | Elect Director Robert F. Goldrich | Management | Yes | Withhold | Against |
12 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1B | Elect Director Robert F. Goldrich | Management | Yes | For | For |
13 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1C | Elect Director John P. Zader | Management | Yes | Withhold | Against |
14 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1C | Elect Director John P. Zader | Management | Yes | For | For |
15 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1C | Elect Director John P. Zader | Management | Yes | For | For |
16 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1C | Elect Director John P. Zader | Management | Yes | Withhold | Against |
17 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1C | Elect Director John P. Zader | Management | Yes | For | For |
18 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1C | Elect Director John P. Zader | Management | Yes | For | For |
19 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1D | Elect Director J. Richard Atwood | Management | Yes | Withhold | Against |
20 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1D | Elect Director J. Richard Atwood | Management | Yes | For | For |
21 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1D | Elect Director J. Richard Atwood | Management | Yes | Withhold | Against |
22 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1D | Elect Director J. Richard Atwood | Management | Yes | Withhold | Against |
23 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1D | Elect Director J. Richard Atwood | Management | Yes | For | For |
24 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1D | Elect Director J. Richard Atwood | Management | Yes | Withhold | Against |
25 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1E | Elect Director Maureen Quill | Management | Yes | Withhold | Against |
26 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1E | Elect Director Maureen Quill | Management | Yes | Withhold | Against |
27 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1E | Elect Director Maureen Quill | Management | Yes | Withhold | Against |
28 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1E | Elect Director Maureen Quill | Management | Yes | For | For |
29 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1E | Elect Director Maureen Quill | Management | Yes | Withhold | Against |
30 | FPA New Income, Inc | FPNIX | 302544101 | 01-Jun-23 | 1E | Elect Director Maureen Quill | Management | Yes | Withhold | Against |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) DYNAMIC ALTERNATIVES FUND
By (Signature and Title) /s/Jeffrey G. Wilkins
Jeffrey G. Wilkins, President
Date: August 9, 2023
*Print the name and title of each signing officer under his or her signature.