SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Dakota Gold Corp. [ DC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/19/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 12/28/2022 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/19/2022 | S(1) | 20,000 | D | $0(1) | 265,911 | D | |||
Common Stock | 12/19/2022 | S(2) | 72,750 | D | $0(2) | 193,411 | D | |||
Common Stock | 12/19/2022 | S(3) | 70,000 | D | $0(3) | 123,411 | D | |||
Common Stock | 06/09/2023 | S(4) | 250,000 | D | $0(4) | 5,352,091 | I | By JCTA Capital Management Corp.(5) | ||
Common Stock | 07/22/2024 | S(6) | 170,000 | D | $0(6) | 5,264,877 | I | By GPO Holdings Corp.(5) | ||
Common Stock | 07/22/2024 | S(7) | 230,000 | D | $0(7) | 5,034,877 | I | By GPO Holdings Corp.(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Disposition of shares by the Reporting Person to a third-party in a private transaction. The transaction date was previously reported as December 23, 2022. The closing price of the Common Stock on December 19, 2022 was $3.33 per share. |
2. Disposition of shares by the Reporting Person to a third-party in a private transaction. The transaction date was previously reported as December 23, 2022. The closing price of the Common Stock on December 19, 2022 was $3.33 per share. |
3. Disposition of shares by the Reporting Person to a third-party in a private transaction. The transaction date was previously reported as December 23, 2022. The closing price of the Common Stock on December 19, 2022 was $3.33 per share. |
4. Disposition of shares by the Reporting Person to a third-party in a private transaction. The transaction date was previously reported as June 12, 2023. The closing price of the Common Stock on June 9, 2023 was $3.34 per share. |
5. Entity is 100% owned by the Reporting Person. |
6. Disposition of shares by the Reporting Person to a third-party in a private transaction. The transaction date was previously reported as July 25, 2024. The closing price of the Common Stock on July 22, 2024 was $2.47 per share. |
7. Disposition of shares by the Reporting Person to a third-party in a private transaction. The transaction date was previously reported as July 25, 2024. The closing price of the Common Stock on July 22, 2024 was $2.47 per share. |
Remarks: |
This Statement Amends the Statements filed by the Reporting Person on December 28, 2022, June 14, 2023 and July 29, 2024. |
/s/ Jonathan Awde | 10/30/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |