Jessica Warren Form 3 Honest / Jessica Warren ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Warren Jessica

(Last) (First) (Middle)

12130 MILLENNIUM DRIVE, SUITE 500

(Street)

LOS ANGELES CA 90094

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/04/2021

3. Issuer Name and Ticker or Trading Symbol
Honest Company, Inc. [ HNST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Creative Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,253,036	I	By Warren Trust Dated 12/22/10(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	(2)	12/19/2024	Common Stock	465,000	5.125	D
Employee Stock Option (Right to Buy)	(2)	03/24/2025	Common Stock	550,000	5.125	D
Employee Stock Option (Right to Buy)	(3)	02/07/2028	Common Stock	300,000	5.125	D
Employee Stock Option (Right to Buy)	(2)	09/12/2028	Common Stock	100,000	5.75	D
Employee Stock Option (Right to Buy)	(2)	09/12/2028	Common Stock	100,000	5.75	D
Employee Stock Option (Right to Buy)	(4)	09/12/2028	Common Stock	200,000	5.75	D

Explanation of Responses:

1. The Reporting Person and her husband share voting and investment power as trustees over the shares held by the Warren Trust Dated 12/22/10.

2. Option is fully vested.

3. The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on February 7, 2018.

4. The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on September 12, 2018.

Remarks:

	/s/ Brendan Sheehey, Attorney-in-Fact	05/04/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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