The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A SPAC II ACQUISITION CORP | ORD SHS CL A | G0543H109 | 1,986 | 199,565 | SH | SOLE | 199,565 | 0 | 0 | ||
A SPAC II ACQUISITION CORP | *W EXP 10/15/202 | G0543H117 | 2 | 37,996 | SH | SOLE | 37,996 | 0 | 0 | ||
A SPAC II ACQUISITION CORP | RIGHT 10/15/2026 | G0543H133 | 7 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AGBA ACQUISITION LTD | *W EXP 05/10/202 | G0120M117 | 2 | 46,220 | SH | SOLE | 46,220 | 0 | 0 | ||
AGILETHOUGHT INC | *W EXP 08/23/202 | 00857F118 | 18 | 46,807 | SH | SOLE | 46,807 | 0 | 0 | ||
AKERNA CORP | COM | 00973W102 | 1 | 10,899 | SH | SOLE | 10,899 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | UNIT 06/15/2024 | 015857873 | 5,298 | 139,905 | SH | SOLE | 139,905 | 0 | 0 | ||
ALTUS POWER INC | *W EXP 12/09/202 | 02217A110 | 736 | 242,126 | SH | SOLE | 242,126 | 0 | 0 | ||
AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 7,060 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS IN | NOTE 3.750% 4/1 | 02553EAB2 | 1,359 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
AMPRIUS TECHNOLOGIES INC | *W EXP 09/14/202 | 03214Q116 | 10 | 30,879 | SH | SOLE | 30,879 | 0 | 0 | ||
ANGHAMI INC | *W EXP 02/03/202 | G0369L119 | 2 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ANTERO RESOURCES CORP | COM | 03674X106 | 214 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
APEXIGEN INC | *W EXP 07/29/202 | 03759B110 | 16 | 73,130 | SH | SOLE | 73,130 | 0 | 0 | ||
APPHARVEST INC | *W EXP 01/30/202 | 03783T111 | 5 | 14,683 | SH | SOLE | 14,683 | 0 | 0 | ||
APTIV PLC | 5.5% CNV PFD A | G6095L117 | 2,565 | 26,944 | SH | SOLE | 26,944 | 0 | 0 | ||
ARIES I ACQUISITION CORP | *W EXP 03/18/202 | G0542N123 | 3 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AST SPACEMOBILE INC | COM CL A | 00217D100 | 149 | 20,689 | SH | SOLE | 20,689 | 0 | 0 | ||
AST SPACEMOBILE INC | *W EXP 04/06/202 | 00217D118 | 2,861 | 1,003,826 | SH | SOLE | 1,003,826 | 0 | 0 | ||
ASTRA SPACE INC | COM CL A | 04634X103 | 24 | 38,474 | SH | SOLE | 38,474 | 0 | 0 | ||
BENESSERE CAPITAL ACQUSTN CO | RIGHT 99/99/9999 | 08179B129 | 5 | 35,510 | SH | SOLE | 35,510 | 0 | 0 | ||
BIGBEAR AI HLDGS INC | *W EXP 12/08/202 | 08975B117 | 13 | 87,618 | SH | SOLE | 87,618 | 0 | 0 | ||
BLADE AIR MOBILITY INC | *W EXP 09/01/202 | 092667112 | 62 | 96,667 | SH | SOLE | 96,667 | 0 | 0 | ||
BLINK CHARGING CO | *W EXP 01/31/202 | 09354A118 | 330 | 23,545 | SH | SOLE | 23,545 | 0 | 0 | ||
BOA ACQUISITION CORP | COM CL A | 05601A109 | 100 | 10,011 | SH | SOLE | 10,011 | 0 | 0 | ||
BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 | 2 | 19,785 | SH | SOLE | 19,785 | 0 | 0 | ||
BRILLIANT ACQUISITION CORP | *W EXP 03/31/202 | G1643W129 | 1 | 18,650 | SH | SOLE | 18,650 | 0 | 0 | ||
BRILLIANT ACQUISITION CORP | RIGHT 99/99/9999 | G1643W137 | 14 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BULL HORN HLDGS CORP | *W EXP 10/31/202 | G1686P122 | 1 | 29,180 | SH | SOLE | 29,180 | 0 | 0 | ||
CANO HEALTH INC | COM CL A | 13781Y103 | 117 | 13,493 | SH | SOLE | 13,493 | 0 | 0 | ||
CANOO INC | *W EXP 12/21/202 | 13803R110 | 4 | 10,960 | SH | SOLE | 10,960 | 0 | 0 | ||
CARNIVAL CORP | NOTE 5.750%10/0 | 143658BT8 | 4,044 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
CARTESIAN GROWTH CORP II | CLASS A ORD | G19305112 | 199 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
CHENGHE ACQUISITION CO | *W EXP 04/22/202 | G2086M123 | 2 | 26,250 | SH | SOLE | 26,250 | 0 | 0 | ||
CHENGHE ACQUISITION CO | CLASS A ORD | G2086M107 | 161 | 15,991 | SH | SOLE | 15,991 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167172 | 6,192 | 80,936 | SH | SOLE | 80,936 | 0 | 0 | ||
CHICKEN SOUP FOR THE SOUL EN | *W EXP 10/22/202 | 16842Q134 | 10 | 156,418 | SH | SOLE | 156,418 | 0 | 0 | ||
CINEMARK HLDGS INC | NOTE 4.500% 8/1 | 17243VAB8 | 2,243 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
CLARIVATE PLC | 5.25% PFD CONV A | G21810208 | 542 | 12,722 | SH | SOLE | 12,722 | 0 | 0 | ||
CLEVER LEAVES HOLDINGS INC | COM | 186760104 | 7 | 11,900 | SH | SOLE | 11,900 | 0 | 0 | ||
CLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 186760112 | 22 | 315,052 | SH | SOLE | 315,052 | 0 | 0 | ||
CLIMATEROCK | CLASS A ORD | G2311X100 | 196 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
CLIMATEROCK | RIGHT 10/31/2028 | G2311X134 | 2 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | 55 | 32,079 | SH | SOLE | 32,079 | 0 | 0 | ||
COHERENT CORP | 6% CONV PFD A | 19247G206 | 4,486 | 28,672 | SH | SOLE | 28,672 | 0 | 0 | ||
CURIOSITYSTREAM INC | *W EXP 10/14/202 | 23130Q115 | 1 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 3,264 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | NOTE 2.500% 5/1 | 268158AD4 | 1,765 | 1,400,000 | PRN | SOLE | 1,400,000 | 0 | 0 | ||
EAST RES ACQUISITION CO | *W EXP 07/01/202 | 274681113 | 2 | 16,261 | SH | SOLE | 16,261 | 0 | 0 | ||
EAST STONE ACQUISITION CORP | *W EXP 12/31/202 | G2911D116 | 5 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 | 1 | 22,620 | SH | SOLE | 22,620 | 0 | 0 | ||
EDOC ACQUISITION CORP | *W EXP 11/30/202 | G4000A110 | 1 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
EDOC ACQUISITION CORP | RIGHT 11/30/2027 | G4000A136 | 7 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
EMPOWERMENT & INCLUSION CAPI | *W EXP 01/12/202 | 29248N118 | 1 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ENCORE CAP GROUP INC | NOTE 3.250%10/0 | 292554AM4 | 5,004 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
EPR PPTYS | PFD C CV 5.75% | 26884U208 | 9,837 | 569,249 | SH | SOLE | 569,249 | 0 | 0 | ||
FARADAY FUTRE INTLGT ELCTR I | *W EXP 03/20/202 | 307359117 | 385 | 2,600,113 | SH | SOLE | 2,600,113 | 0 | 0 | ||
FAZE HOLDINGS INC | *W EXP 03/01/202 | 31423J110 | 214 | 388,635 | SH | SOLE | 388,635 | 0 | 0 | ||
FG MERGER CORP | *W EXP 06/17/202 | 30324Y119 | 3 | 16,750 | SH | SOLE | 16,750 | 0 | 0 | ||
FORAFRIC GLOBAL PLC | *W EXP 06/09/202 | X3R81D110 | 6 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
FREYR BATTERY | *W EXP 10/31/202 | L4135L118 | 779 | 139,415 | SH | SOLE | 139,415 | 0 | 0 | ||
GARRETT MOTION INC | PFD CONV SER A | 366505204 | 6,604 | 928,863 | SH | SOLE | 928,863 | 0 | 0 | ||
GFL ENVIRONMENTAL INC | UNIT 03/15/2023 | 36168Q120 | 27,920 | 483,043 | SH | SOLE | 483,043 | 0 | 0 | ||
GINKGO BIOWORKS HOLDINGS INC | *W EXP 09/16/202 | 37611X118 | 95 | 131,526 | SH | SOLE | 131,526 | 0 | 0 | ||
GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 | 3 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GREENCITY ACQUISITION CORP | *W EXP 04/28/202 | G4086B123 | 1 | 53,560 | SH | SOLE | 53,560 | 0 | 0 | ||
GSR II METEORA ACQUISITN COR | *W EXP 02/24/202 | 36263W121 | 4 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GSR II METEORA ACQUISITN COR | CLASS A COM | 36263W105 | 215 | 21,595 | SH | SOLE | 21,595 | 0 | 0 | ||
IG ACQUISITION CORP | *W EXP 10/05/202 | 449534114 | 2 | 15,116 | SH | SOLE | 15,116 | 0 | 0 | ||
INDIE SEMICONDUCTOR INC | *W EXP 06/10/202 | 45569U119 | 119 | 66,526 | SH | SOLE | 66,526 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 181 | 12,954 | SH | SOLE | 12,954 | 0 | 0 | ||
INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 | 167 | 293,440 | SH | SOLE | 293,440 | 0 | 0 | ||
IRONNET INC | *W EXP 08/26/202 | 46323Q113 | 38 | 292,283 | SH | SOLE | 292,283 | 0 | 0 | ||
KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 485859110 | 12 | 100,371 | SH | SOLE | 100,371 | 0 | 0 | ||
KKR & CO INC | 6% MCONV PFD C | 48251W401 | 2,864 | 52,629 | SH | SOLE | 52,629 | 0 | 0 | ||
LEAFLY HOLDINGS INC | *W EXP 02/04/202 | 52178J113 | 15 | 91,004 | SH | SOLE | 91,004 | 0 | 0 | ||
LIGHTNING EMOTORS INC | COM | 53228T101 | 40 | 25,566 | SH | SOLE | 25,566 | 0 | 0 | ||
LIGHTNING EMOTORS INC | *W EXP 05/18/202 | 53228T119 | 80 | 401,951 | SH | SOLE | 401,951 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT IN | NOTE 2.500% 3/1 | 538034AQ2 | 4,599 | 3,891,000 | PRN | SOLE | 3,891,000 | 0 | 0 | ||
MDH ACQUISITION CORP | *W EXP 02/02/202 | 55283P114 | 1 | 42,650 | SH | SOLE | 42,650 | 0 | 0 | ||
MEDIGUS LTD | *W EXP 07/23/202 | 58471G128 | 7 | 70,200 | SH | SOLE | 70,200 | 0 | 0 | ||
MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 4,528 | 2,300,000 | PRN | SOLE | 2,300,000 | 0 | 0 | ||
MICROSTRATEGY INC | NOTE 0.750%12/1 | 594972AC5 | 2,171 | 2,920,000 | PRN | SOLE | 2,920,000 | 0 | 0 | ||
NCL CORP LTD | NOTE 6.000% 5/1 | 62886HAT8 | 4,453 | 4,008,000 | PRN | SOLE | 4,008,000 | 0 | 0 | ||
NEXTERA ENERGY INC | UNIT 09/01/2023 | 65339F739 | 10,089 | 207,754 | SH | SOLE | 207,754 | 0 | 0 | ||
NEXTERA ENERGY INC | UNIT 03/01/2023 | 65339F770 | 7,060 | 141,828 | SH | SOLE | 141,828 | 0 | 0 | ||
NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 5,428 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 | 102,315 | 2,582,398 | SH | SOLE | 2,582,398 | 0 | 0 | ||
OPPFI INC | *W EXP 07/20/202 | 68386H111 | 3 | 12,049 | SH | SOLE | 12,049 | 0 | 0 | ||
PG&E CORP | UNIT 08/16/2023 | 69331C140 | 3,944 | 34,525 | SH | SOLE | 34,525 | 0 | 0 | ||
PRESTO AUTOMATION INC | *W EXP 09/21/202 | 74113T113 | 1 | 13,352 | SH | SOLE | 13,352 | 0 | 0 | ||
PROSPECT CAP CORP | NOTE 6.375% 3/0 | 74348TAT9 | 1,016 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 1,561 | 2,113,000 | PRN | SOLE | 2,113,000 | 0 | 0 | ||
RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 | 4,301 | 41,361 | SH | SOLE | 41,361 | 0 | 0 | ||
READY CAPITAL CORP | 7% CN SR NT 2023 | 75574U200 | 2,232 | 89,342 | SH | SOLE | 89,342 | 0 | 0 | ||
ROYAL CARIBBEAN GROUP | COM | V7780T103 | 330 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
RPT REALTY | 7.25 PFD D CONV | 74971D200 | 2,408 | 54,959 | SH | SOLE | 54,959 | 0 | 0 | ||
SABRE CORP | 6.50% CONV PFD A | 78573M203 | 4,927 | 69,020 | SH | SOLE | 69,020 | 0 | 0 | ||
SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 81947T110 | 7 | 155,696 | SH | SOLE | 155,696 | 0 | 0 | ||
SHUAA PARTNERS ACQUISTN CORP | CLASS A ORD SHS | G81173109 | 681 | 67,227 | SH | SOLE | 67,227 | 0 | 0 | ||
SHUAA PARTNERS ACQUISTN CORP | *W EXP 02/24/202 | G81173117 | 0 | 33,285 | SH | SOLE | 33,285 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | COM | 83406F102 | 631 | 129,300 | SH | SOLE | 129,300 | 0 | 0 | ||
SPIRE GLOBAL INC | COM CL A | 848560108 | 12 | 10,809 | SH | SOLE | 10,809 | 0 | 0 | ||
SPIRE GLOBAL INC | *W EXP 08/16/202 | 848560116 | 28 | 242,378 | SH | SOLE | 242,378 | 0 | 0 | ||
SPIRIT AIRLS INC | NOTE 4.750% 5/1 | 848577AA0 | 13,201 | 7,592,000 | PRN | SOLE | 7,592,000 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC. | NOTE 0.250%12/0 | 86745KAF1 | 1,679 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 436 | 112,378 | SH | SOLE | 112,378 | 0 | 0 | ||
UCOMMUNE INTERNATIONAL LTD | *W EXP 11/17/202 | G9449A118 | 3 | 48,592 | SH | SOLE | 48,592 | 0 | 0 | ||
UNITED STATES STL CORP | NOTE 5.000%11/0 | 912909AT5 | 12,100 | 7,901,000 | PRN | SOLE | 7,901,000 | 0 | 0 | ||
UPHEALTH INC | *W EXP 06/08/202 | 91532B119 | 4 | 61,593 | SH | SOLE | 61,593 | 0 | 0 | ||
VERTICAL AEROSPACE LTD | *W EXP 09/15/202 | G9471C115 | 8 | 10,881 | SH | SOLE | 10,881 | 0 | 0 | ||
VIVEON HEALTH ACQUISITION CO | *W EXP 99/99/999 | 92853V114 | 5 | 60,777 | SH | SOLE | 60,777 | 0 | 0 | ||
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 3 | 17,587 | SH | SOLE | 17,587 | 0 | 0 |