Jonathan Sebastiani Form 3 Vintage Wine Estates / Jonathan Sebastiani ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Sebastiani Jonathan

(Last) (First) (Middle)

937 TAHOE BOULEVARD

(Street)

INCLINE VILLAGE NV 89451

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/07/2021

3. Issuer Name and Ticker or Trading Symbol
Vintage Wine Estates, Inc. [ VWE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
Member of 10% owner group

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,134,946	I	By Sonoma Brands entities(1)(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Sebastiani Jonathan

(Last) (First) (Middle)

937 TAHOE BOULEVARD

(Street)

INCLINE VILLAGE NV 89451

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Sonoma Brands II Select, L.P.

(Last) (First) (Middle)

117 W. NAPA STREET SUITE C

(Street)

SONOMA CA 95476

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Sonoma Brands II, L.P.

(Last) (First) (Middle)

117 W. NAPA STREET SUITE C

(Street)

SONOMA CA 95476

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Sonoma Brands VWE Co-Invest, L.P.

(Last) (First) (Middle)

117 W NAPA STREET SUITE C

(Street)

SONOMA CA 95476

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Sonoma Brands II GP, LLC

(Last) (First) (Middle)

117 W. NAPA STREET, SUITE C

(Street)

SONOMA CA 95476

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Sonoma Brands Partners II, LLC

(Last) (First) (Middle)

117 W. NAPA STREET, SUITE C

(Street)

SONOMA CA 95476

(City) (State) (Zip)

Explanation of Responses:

1. Mr. Sebastiani has sole voting and dispositive power over the 684,881 shares owned by Sonoma Brands II, LP, the 410,715 shares owned by Sonoma Brands VWE Co-Invest, L.P. and the 39,350 shares owned by Sonoma Brands II Select, L.P. Mr. Sebastiani disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

2. Sonoma Brands Partners II, LLC is the managing member of Sonoma Brands II GP, LLC, which is the general partner of Sonoma Brands II, L.P., Sonoma Brands II Select, L.P., and Sonoma Brands VWE Co-Invest, L.P.

	/s/ Patrick D. Daugherty, attorney-in-fact for Jonathan Sebastiani	06/17/2021
	SONOMA BRANDS II, L.P. By: Sonoma Brands II GP, LLC, its general partner By: Sonoma Brands Partners II, LLC, its managing member By: /s/ Patrick D. Daugherty, attorney-in-fact for Jonathan Sebastiani, Managing Member	06/17/2021
	SONOMA BRANDS II SELECT, L.P. By: Sonoma Brands II GP, LLC, its general partner By: Sonoma Brands Partners II, LLC, its managing member By: /s/ Patrick D. Daugherty, attorney-in-fact for Jonathan Sebastiani, Managing Member	06/17/2021
	SONOMA BRANDS VWE CO-INVEST, L.P. By: Sonoma Brands II GP, LLC, its general partner By: Sonoma Brands Partners II, LLC, its managing member By: /s/ Patrick D. Daugherty, attorney-in-fact for Jonathan Sebastiani, Managing Member	06/17/2021
	SONOMA BRANDS II GP, LLC By: Sonoma Brands Partners II, LLC, its managing member By: /s/ Patrick D. Daugherty, attorney-in-fact for Jonathan Sebastiani, Managing Member	06/17/2021
	SONOMA BRANDS PARTNERS II, LLC By: /s/ Patrick D. Daugherty, attorney-in-fact for Jonathan Sebastiani, Managing Member	06/17/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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