SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/19/2021 | 3. Issuer Name and Ticker or Trading Symbol PELOTON INTERACTIVE, INC. [ PTON ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 8,560 | D(1) | |
Class A Common Stock | 1,620 | I | TCV IX (B), L.P.(2) |
Class A Common Stock | 2,339 | I | TCV Member Fund, L.P.(3) |
Class A Common Stock | 3,290 | I | TCV X (A) Blocker, L.P.(4) |
Class A Common Stock | 647 | I | TCV X (B), L.P.(5) |
Class A Common Stock | 739 | I | TCV X Member Fund, L.P.(6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. These shares are directly held by TCV IX (A) Opportunities, L.P. |
2. These shares are directly held by TCV IX (B), L.P. |
3. These shares are directly held by TCV Member Fund, L.P. |
4. These shares are directly held by TCV X (A) Blocker, L.P. |
5. These shares are directly held by TCV X (B), L.P. |
6. These shares are directly held by TCV X Member Fund, L.P. |
Remarks: |
This Form 3 is filed by more than one Reporting Person and is a joint filing by TCV IX (A) Opportunities, L.P., TCV IX (B), L.P., TCV Member Fund, L.P., TCV X (A) Blocker, L.P., TCV X (B), L.P. and TCV X Member Fund, L.P. (collectively, the "Reporting Entities"). The Reporting Entities first acquired such shares of Class A common stock of the issuer on May 19, 2021 and may be deemed part of a Section 13(d) group. |
By: /s/ Frederic D. Fenton, Authorized Signatory for TCV IX (A) Opportunities, L.P. | 06/01/2021 | |
By: /s/ Frederic D. Fenton, Authorized Signatory for TCV IX (B), L.P. | 06/01/2021 | |
By: /s/ Frederic D. Fenton, Authorized Signatory for TCV Member Fund, L.P. | 06/01/2021 | |
By: /s/ Frederic D. Fenton, Authorized Signatory for TCV X (A) Blocker, L.P. | 06/01/2021 | |
By: /s/ Frederic D. Fenton, Authorized Signatory for TCV X (B), L.P. | 06/01/2021 | |
By: /s/ Frederic D. Fenton, Authorized Signatory for TCV X Member Fund, L.P. | 06/01/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |